Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters, placement agents and/or other distribution agents to sell Shares or other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of securities of the Trust, whereby the Trust may either agree to sell such securities to the other party to the contract or appoint such other party its sales agent for such securities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of securities of the Trust.
Appears in 8 contracts
Samples: Agreement and Declaration of Trust (Octagon XAI CLO Income Fund), Agreement and Declaration of Trust (Guggenheim Energy & Income Fund), Agreement and Declaration of Trust (XAI Octagon Credit Trust)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters, underwriters and/or placement agents and/or other distribution agents to sell Trust Shares or other securities of the Trustand debt instruments. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of securities the Shares and debt instruments of the Trust, whereby the Trust may either agree to sell such securities Shares or debt instruments to the other party to the contract or appoint such other party its sales agent for such securitiesShares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of securities Shares or debt instruments of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of securities the Shares or debt instruments of the Trust.
Appears in 7 contracts
Samples: Agreement and Declaration of Trust (Grubb & Ellis AGA U.S. Realty Income Fund), Agreement and Declaration of Trust (Grubb & Ellis AGA Worldwide Realty Fund), Agreement and Declaration of Trust (Ing Clarion Global Real Estate Income Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Board of Trustees may retain underwriters, Distributors and/or placement agents and/or other distribution agents to sell Shares or other securities of the TrustTrust Shares. The Board of Trustees may in their its discretion from time to time enter into one or more contracts, providing for the sale of securities the Shares of the Trust, whereby the Trust may either agree to sell such securities Shares to the other party to the contract or appoint such other party its sales agent for such securitiesShares. In either case, the contract shall be on such terms and conditions as the Board of Trustees may in their its discretion determine determine, not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of securities Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of securities the Shares of the Trust.
Appears in 6 contracts
Samples: Agreement and Declaration of Trust (Federated Hermes Core Trust III), Agreement and Declaration of Trust (Federated Hermes Core Trust III), Agreement and Declaration of Trust (Federated Hermes Core Trust III)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters, underwriters and/or placement agents and/or other distribution agents to sell Shares or and other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of securities of the Trust, whereby the Trust may either agree to sell such securities to the other party to the contract or appoint such other party its sales agent for such securities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or any other provision of this Declaration or the By-Laws; and such contract may also provide for the repurchase or sale of securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the securities of the Trust.
Appears in 6 contracts
Samples: Trust Agreement (Rochdale International Trade Fixed Income Fund), Agreement and Declaration of Trust (Highland Floating Rate Fund), Agreement and Declaration of Trust (Highland Floating Rate Advantage Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters, placement agents and/or other distribution agents to sell Shares or other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of securities of the Trust, whereby the Trust may either agree to sell such securities to the other party to the contract or appoint such other party its sales agent for such securities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; Laws; and such contract may also provide for the repurchase or sale of securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of securities of the Trust.
Appears in 5 contracts
Samples: Agreement and Declaration of Trust (Guggenheim Active Allocation Fund), Agreement and Declaration of Trust (Guggenheim Active Allocation Fund), Agreement and Declaration of Trust (Guggenheim Active Allocation Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters, underwriters and/or placement agents and/or other distribution agents to sell Shares or and other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of securities of the Trust, whereby the Trust may either agree to sell such securities to the other party to the contract or appoint such other party its sales agent for such securities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV V or the By-Laws; and such contract may also provide for the repurchase or sale of securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the securities of the Trust.
Appears in 4 contracts
Samples: Agreement and Declaration of Trust (BlackRock Private Credit Fund), Agreement and Declaration of Trust (BlackRock Private Credit Fund), Agreement and Declaration of Trust (BlackRock Private Credit Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Board of Trustees may retain underwriters, underwriters and/or placement agents and/or other distribution agents to sell Shares or other securities of the TrustTrust Shares. The Board of Trustees may in their its discretion from time to time enter into one or more contracts, providing for the sale of securities the Shares of the Trust, whereby the Trust may either agree to sell such securities Shares to the other party to the contract or appoint such other party its sales agent for such securitiesShares. In either case, the contract shall be on such terms and conditions as the Board of Trustees may in their its discretion determine determine, not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of securities Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of securities the Shares of the Trust.
Appears in 3 contracts
Samples: Agreement and Declaration of Trust (Salient Midstream & MLP Fund), Agreement and Declaration of Trust (Federated Enhanced Treasury Income Fund), Agreement and Declaration of Trust (Federated Covered Call Treasury Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters, placement agents and/or other distribution agents to sell Shares or other securities of the TrustCompany. The Trustees may in their discretion from time to time enter into one or more contracts, contracts providing for the sale of securities of the TrustCompany, whereby the Trust Company may either agree to sell such securities to the other party to the contract or appoint such other party its sales agent for such securities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of securities of the Trust Company by such other party as principal or as agent of the Trust Company and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of securities of the TrustCompany.
Appears in 2 contracts
Samples: Trust Agreement (Pershing Square USA, Ltd.), Agreement and Declaration of Trust (Pershing Square USA, Ltd.)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters, Distributors and/or placement agents and/or other distribution agents to sell Shares or other securities of the TrustTrust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of securities the Shares of the Trust, whereby the Trust may either agree to sell such securities Shares to the other party to the contract or appoint such other party its sales agent for such securitiesShares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine determine, not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of securities Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of securities the Shares of the Trust.
Appears in 1 contract
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters, placement agents and/or other distribution agents to sell Shares or other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the securities of the Trust, whereby the Trust may either agree to sell such securities to the other party to the contract or appoint such other party its sales agent for such securities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the securities of the Trust.
Appears in 1 contract
Samples: Agreement and Declaration of Trust (Center Coast MLP & Infrastructure Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters, distributors and/or placement agents and/or other distribution agents to sell Shares or and other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of securities of the Trust, whereby the Trust may either agree to sell such securities to the other party to the contract or appoint such other party its sales agent for such securities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the securities of the Trust.
Appears in 1 contract
Samples: Agreement and Declaration of Trust (Blackstone / GSO Floating Rate Enhanced Income Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters, underwriters and/or placement agents and/or other distribution agents to sell Shares or and other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of securities of the Trust, whereby the Trust may either agree to sell such securities to the other party to the contract or appoint such other party its sales agent for such securities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article ARTICLE IV or the By-Laws; and such contract may also provide for the repurchase or sale of securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the securities of the Trust.
Appears in 1 contract
Samples: Agreement and Declaration of Trust (Highland Credit Strategies Fund)
