Distributor. The Distributor represents and warrants that: (i) the Distributor is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities laws.
Appears in 42 contracts
Sources: Participation Agreement (AuguStar Variable Account R), Participation Agreement (AuguStar Variable Account R), Participation Agreement (Horace Mann Life Insurance Co Separate Account)
Distributor. The Distributor represents and warrants that: (i) the Distributor is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities laws. The Distributor further represents that it will sell and distribute Fund shares in accordance with applicable federal and state securities laws, including without limitation, the 1933 Act, the Securities Exchange Act of 1934, and the 1940 Act.
Appears in 7 contracts
Sources: Participation Agreement (Life of Virginia Separate Account 4), Participation Agreement (Life of Virginia Separate Account Ii), Participation Agreement (Ge Capital Life Separate Account Ii)
Distributor. The Distributor represents and warrants that: (i) the Distributor is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities laws. The Distributor will notify the Company promptly if for any reason it is unable to perform its obligations under this Agreement.
Appears in 3 contracts
Sources: Participation Agreement (American Express Platinum Variable Annuity Sm), Participation Agreement (Ids Life Variable Account 10), Participation Agreement (Ids Life Variable Account 10)
Distributor. The Distributor represents and warrants that: (i) the Distributor it is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor it is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor it is registered as an investment adviser under federal securities laws.
Appears in 2 contracts
Sources: Participation Agreement (Nationwide Vli Separate Account 4), Participation Agreement (Nationwide Vli Separate Account 4)
Distributor. The Distributor represents and warrants that: (i) the Distributor is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities lawslaws .
Appears in 1 contract
Sources: Participation Agreement (Canada Life of New York Variable Annuity Account 1)
Distributor. The Distributor represents and warrants that: (i) the Distributor is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities laws. All information relating to agents, customers, shareholders, prospects or leads of the Company acquired by distributors shall be and remain the exclusive property of the Company.
Appears in 1 contract
Sources: Participation Agreement (Farmers Annuity Separate Account A)