Common use of DISTRIBUTOR'S REPRESENTATIONS AND WARRANTIES Clause in Contracts

DISTRIBUTOR'S REPRESENTATIONS AND WARRANTIES. Distributor represents and warrants that: a. It is a limited liability company duly organized and existing and in good standing under the laws of the state of Delaware and is duly registered or exempt from registration as a broker-dealer in all states and jurisdictions in which it provides services as principal underwriter and distributor for the Funds. b. It is a member in good standing of the NASD. c. It is empowered under applicable laws and by Distributor's charter and by-laws to enter into this Agreement and perform all activities and services of the Distributor provided for herein and that there are no impediments, prior or existing, regulatory, self-regulatory, administrative, civil or criminal matters affecting Distributor's ability to perform under this Agreement. d. All requisite actions have been taken to authorize Distributor to enter into and perform this Agreement.

Appears in 45 contracts

Samples: Dealer Agreement (Prudential Global Limited Maturity Fund Inc), Dealer Agreement (Prudential Short Term Corporate Bond Fund Inc), Dealer Agreement (Prudential International Bond Fund Inc)

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DISTRIBUTOR'S REPRESENTATIONS AND WARRANTIES. Distributor represents and warrants that: a. It is a limited liability company duly organized and existing and in good standing under the laws of the state State of Delaware and is duly registered or exempt from registration as a broker-dealer in all states and jurisdictions in which it provides services as principal underwriter and distributor for of the FundsContracts. b. It is a member in good standing of the NASD. c. It is empowered under applicable laws and by Distributor's charter and by-laws to enter into this Agreement and perform all activities and services of the Distributor provided for herein and that there are no impediments, prior or existing, regulatory, self-regulatory, administrative, civil or criminal matters affecting Distributor's ability to perform under this Agreement. d. All requisite actions have been taken to authorize Distributor to enter into and perform this Agreement.

Appears in 3 contracts

Samples: Broker and Agency Sales Agreement (Prudential Qualified Individual Variable Contract Account/Nj), Broker and Agency Sales Agreement (Pruco Life Flexible Premium Variable Annuity Account), Broker and Agency Sales Agreement (Prudential Individual Variable Contract Account)

DISTRIBUTOR'S REPRESENTATIONS AND WARRANTIES. Distributor represents and warrants that: a. It is a limited liability company duly organized and existing and in good standing under the laws of the state of Delaware and is duly registered or exempt from registration as a broker-dealer in all states and jurisdictions in which it provides services as principal underwriter and distributor for the Funds. b. It is a member in good standing of the NASD. c. It is empowered under applicable laws and by Distributor's charter and by-by laws to enter into this Agreement and perform all activities and services of the Distributor provided for herein and that there are no impediments, prior or existing, regulatory, self-regulatory, administrative, civil or criminal matters affecting Distributor's ability to perform under this Agreement. d. All requisite actions have been taken to authorize Distributor to enter into and perform this Agreement.

Appears in 1 contract

Samples: Dealer Agreement (Prudential National Municipals Fund Inc)

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DISTRIBUTOR'S REPRESENTATIONS AND WARRANTIES. Distributor represents and warrants that: a. It is a limited liability company duly duty organized and existing and in good standing under the laws of the state of Delaware and is duly duty registered or exempt from registration as a broker-dealer in all states and jurisdictions Jurisdictions in which it provides services as principal underwriter and distributor for the Funds. b. It is a member in good standing of the NASD. c. It is empowered under applicable laws and by Distributor's charter and by-laws bylaws to enter into this Agreement and perform all activities and services of the Distributor provided for herein and that there are no impediments, prior or existing, regulatory, self-regulatory, administrative, civil or criminal matters affecting Distributor's ability to perform under this Agreement. d. All requisite actions have been taken to authorize Distributor to enter into and perform this Agreement.

Appears in 1 contract

Samples: Dealer Agreement (Nicholas Applegate Fund Inc)

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