Distributor’s Representations. The Distributor represents and warrants to the Trust that it is duly organized and validly existing as a Delaware limited liability company and is and at all times will remain duly authorized and licensed to carry out its services as contemplated herein.
Appears in 24 contracts
Samples: Distribution Agreement (Valued Advisers Trust), Distribution Agreement (Valued Advisers Trust), Distribution Agreement (Valued Advisers Trust)
Distributor’s Representations. The Distributor represents and warrants to the Trust that that:
(a) it is duly organized and validly existing as a Delaware limited liability company and is and at all times will remain duly authorized and licensed to carry out its services as contemplated herein;
(b) it is conducting its business in compliance in all material respects with all applicable laws and regulations, both state and federal; and
(c) it is registered as a broker-dealer under the 1934 Act and is a member in good standing of FINRA.
Appears in 10 contracts
Samples: Distribution Agreement (Capitol Series Trust), Distribution Agreement (Capitol Series Trust), Distribution Agreement (Capitol Series Trust)
Distributor’s Representations. The Distributor represents and warrants to the Trust that that:
(a) it is duly organized and validly existing as a Delaware limited liability company and is and at all times will remain duly authorized and licensed to carry out its services as contemplated herein;
(b) it is conducting its business in compliance in all material respects with all applicable laws and regulations, both state and federal; and
(c) It is registered as a broker-dealer under the 1934 Act and is a member in good standing of FINRA.
Appears in 6 contracts
Samples: Distribution Agreement (Capitol Series Trust), Distribution Agreement (Cross Shore Discovery Fund), Distribution Agreement (Cross Shore Discovery Fund)
