Common use of Documents Must Be Accompanied or Preceded by a Prospectus Clause in Contracts

Documents Must Be Accompanied or Preceded by a Prospectus. Selected Broker-Dealer will not send or provide supplements to the Prospectus or any Approved Sales Literature to any investor unless it has previously sent or provided a Prospectus and all supplements thereto to that investor or has simultaneously sent or provided a Prospectus and all supplements thereto with such Prospectus supplement or Approved Sales Literature.

Appears in 8 contracts

Samples: Dealer Manager Agreement (Terra Income Fund 6, Inc.), Dealer Manager Agreement (Terra Income Fund 6, Inc.), Dealer Manager Agreement (Terra Income Fund 6, Inc.)

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Documents Must Be Accompanied or Preceded by a Prospectus. Selected Participating Broker-Dealer will not send or provide supplements to the Prospectus or any Approved Sales Literature to any investor unless it has previously sent or provided a Prospectus and all supplements thereto to that investor or has simultaneously sent or provided a Prospectus and all supplements thereto with such Prospectus supplement or Approved Sales Literature.

Appears in 2 contracts

Samples: Participating Broker Dealer Agreement (Terra Fixed Income Trust, Inc.), Participating Broker Dealer Agreement (Terra Secured Income Trust, Inc.)

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Documents Must Be Accompanied or Preceded by a Prospectus. Selected Participating Broker-Dealer will not send or provide amendments or supplements to the Prospectus or any Approved Sales Literature to any investor unless it has previously sent or provided a Prospectus and all amendments and supplements thereto to that investor or has simultaneously sent or provided a Prospectus and all amendments and supplements thereto with such Prospectus amendment or supplement or Approved Sales Literature.

Appears in 1 contract

Samples: Participating Broker Dealer Agreement (Braemar Hotels & Resorts Inc.)

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