Documents Required to be Delivered on the. Put Date as Conditions to Closing of any Put. The Closing of any Put and Investor’s obligations hereunder shall additionally be conditioned upon the delivery to the Investor of each of the following (the “Required Put Documents”) on or within three (3) Business Days before the applicable Put Date (or such earlier time as may be specifically required under the terms hereof): (a) a number of Unlegended Share Certificates equal to the Intended Put Share Amount, which shall be delivered by crediting the Investor’s or its designees’ account at DTC through its Deposit/Withdrawal at Custodian (DWAC) system (unless the Investor requests physical certificates, in which such certificates shall be in denominations of not more than 50,000 shares per certificate); (b) the following documents: Put Opinion of Counsel, Registration Opinion, Officer’s Certificate, Secretary’s Certificate, Resolutions, Put Notice, and any report or disclosure required under Section 2.3.7 or Section 2.4 hereof, each dated as of the Put Date or a date within three Business Days prior to the Put Date; (c) all documents, instruments and other writings required to be delivered on or before the Put Date pursuant to any provision of this Agreement in order to implement and effect the transactions contemplated herein.
Appears in 2 contracts
Samples: Investment Agreement (Mabcure Inc.), Investment Agreement (Alternate Energy Holdings, Inc.)
Documents Required to be Delivered on the. Put Date as Conditions to Closing of any Put. The Closing of any Put and Investor’s 's obligations hereunder shall additionally be conditioned upon the delivery to the Investor of each of the following (the “"Required Put Documents”") on or within three (3) Business Days before the applicable Put Date (or such earlier time as may be specifically required under the terms hereof):Date:
(a) a number of DWAC Put Shares equal to the Intended Put Share Amount shall have been delivered to the Depository Trust Company DWAC account specified by the Investor for the Put Shares (unless the Investor has requested physical stock certificates, in writing, in which case the Company shall have delivered to the Investor a number of physical Unlegended Share Certificates equal to the Intended Put Share Amount, which shall be delivered by crediting the Investor’s or its designees’ account at DTC through its Deposit/Withdrawal at Custodian (DWAC) system (unless the Investor requests physical certificates, in which such certificates shall be in denominations of not more than 50,000 shares per certificate);
(b) the following documents: Put Opinion of Counsel, Registration Opinion, Officer’s 's Certificate, Secretary’s Certificate, Resolutions, Put Notice, Registration Opinion, and any report or disclosure required under Section 2.3.7 or Section 2.4 hereof, each dated as of the Put Date or a date within three Business Days prior to the Put Date;2.5; and
(c) all documents, instruments and other writings required to be delivered on or before the Put Date pursuant to any provision of this Agreement in order to implement and effect the transactions contemplated herein.
Appears in 2 contracts
Samples: Investment Agreement (Tri Valley Corp), Investment Agreement (Tri Valley Corp)
Documents Required to be Delivered on the. Put Date as Conditions to Closing of any Put. The Closing of any Put and Investor’s obligations hereunder shall additionally be conditioned upon the delivery to the Investor of each of the following (the “Required Put Documents”) on or within three (3) Business Days before the applicable Put Date (or such earlier time as may be specifically required under the terms hereof):
(a) a number of Unlegended Share Certificates equal to the Intended Put Share Amount, which shall be delivered by crediting the Investor’s or its designees’ account at DTC through its Deposit/Withdrawal at Custodian (DWAC) system (unless the Investor requests physical certificates, in which such certificates shall be in denominations of not more than 50,000 1,000,000 shares per certificate);
(b) the following documents: Put Opinion of Counsel, Registration Opinion, Officer’s Certificate, Secretary’s Certificate, Resolutions, Put Notice, and any report or disclosure required under Section 2.3.7 or Section 2.4 hereof, each dated as of the Put Date or a date within three Business Days prior to the Put Date;
(c) all documents, instruments and other writings required to be delivered on or before the Put Date pursuant to any provision of this Agreement in order to implement and effect the transactions contemplated herein.
Appears in 1 contract
Documents Required to be Delivered on the. Put Date as Conditions to Closing of any Put. The Closing of any Put and Investor’s obligations hereunder shall additionally be conditioned upon the delivery to the Investor of each of the following (the “"Required Put Documents”") on or within three (3) Business Days before the applicable Put Date (or such earlier time as may be specifically required under the terms hereof):Date:
(a) a number of DWAC Put Shares equal to the Intended Put Share Amount shall have been delivered to the Depository Trust Company DWAC account specified by the Investor for the Put Shares (unless the Investor has requested physical stock certificates, in writing, in which case the Company shall have delivered to the Investor a number of physical Unlegended Share Certificates equal to the Intended Put Share Amount, which shall be delivered by crediting the Investor’s or its designees’ account at DTC through its Deposit/Withdrawal at Custodian (DWAC) system (unless the Investor requests physical certificates, in which such certificates shall be in denominations of not more than 50,000 shares per certificate);
(b) the following documents: Put Opinion of Counsel, Registration Opinion, Officer’s Certificate, Secretary’s Certificate, Resolutions, Put Notice, Registration Opinion, and any report or disclosure required under Section 2.3.7 or Section 2.4 hereof, each dated as of the Put Date or a date within three Business Days prior to the Put Date;
2.5; and (c) all documents, instruments and other writings required to be delivered on or before the Put Date pursuant to any provision of this Agreement in order to implement and effect the transactions contemplated herein.
Appears in 1 contract
Samples: Warrant Agreement (Greenland Corp)