Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company: (a) A copy of the Company’s Articles of Incorporation, certified by the Secretary; (b) A copy of the Company’s by-laws, certified by the Secretary; (c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary; (d) A copy of the current prospectuses of the Fund (the “Prospectus”); (e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and (f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.
Appears in 9 contracts
Samples: Custody Agreement (Aegis Value Fund Inc), Custody Agreement (Jacob Funds Inc.), Custody Agreement (Fmi Funds Inc)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles of Incorporation, certified by the Secretary;
(b) A copy of the Company’s by-laws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.
Appears in 7 contracts
Samples: Custody Agreement (Needham Funds Inc), Custody Agreement (Perritt Funds Inc), Custody Agreement (Perritt Microcap Opportunities Fund Inc)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles of Incorporation, certified by the Secretary;
(b) A copy of the Company’s by-laws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses of the Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.D.
Appears in 7 contracts
Samples: Custody Agreement (Provident Mutual Funds, Inc.), Custody Agreement (Concorde Funds Inc), Custody Agreement (Miles Funds, Inc.)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles articles of Incorporationincorporation, certified by the Secretary;
(b) A copy of the Company’s by-lawsbylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund (the “Prospectus”);; and
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E..
Appears in 4 contracts
Samples: Custody Agreement (Hennessy Mutual Funds Inc), Custody Agreement (Hennessy Funds Inc), Custody Agreement (Henlopen Fund)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles of Incorporation, certified by the Secretary;
(b) A copy of the Company’s by-laws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses of the each Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.D.
Appears in 3 contracts
Samples: Custody Agreement (RBB Fund, Inc.), Custody Agreement (RBB Fund, Inc.), Custody Agreement (Fmi Funds Inc)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles of Incorporation, certified by the Secretary;
(b) A copy of the Company’s by-laws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses of the each Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.C.
Appears in 2 contracts
Samples: Custody Agreement (Leuthold Funds Inc), Custody Agreement (RBB Fund, Inc.)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the CompanyCorporation:
(a) A copy of the CompanyCorporation’s Articles of Incorporationcorporate resolutions, certified by the Secretary;
(b) A copy of the CompanyCorporation’s by-lawsbylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company Corporation appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company Corporation setting forth the names and signatures of the current Officers of the Company Corporation and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.
Appears in 2 contracts
Samples: Custody Agreement (Primary Trend Fund Inc), Custody Agreement (Primary Income Funds Inc)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles articles of Incorporationincorporation, certified by the Secretary;
(b) A copy of the Company’s by-lawsbylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the each Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.
Appears in 2 contracts
Samples: Global Custody Agreement (Prospector Funds, Inc.), Global Custody Agreement (Prospector Funds, Inc.)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles of Incorporation, certified by the Secretary;
(b) A copy of the Company’s 's by-laws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses of the Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.D.
Appears in 1 contract
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles of Incorporation, certified by the Secretary;
(b) A copy of the Company’s by-laws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.E .
Appears in 1 contract
Samples: Custody Agreement (Stock Car Stocks Mutual Fund Inc)
Documents to be Furnished. The following documents, including any amendments thereto, will be have been provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles of Incorporation, certified by the Secretary;
(b) A copy of the Company’s by-lawsbylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.
Appears in 1 contract
Samples: Custody Agreement (Baird Funds Inc)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles 's articles of Incorporationincorporation, certified by the Secretary;
; (b) A copy of the Company’s by-laws's bylaws, certified by the Secretary;
; (c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
; (d) A copy of the current prospectuses prospectus of the Fund (the “"Prospectus”");; and
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E..
Appears in 1 contract
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles 's Certificate of IncorporationFormation, certified by the Secretary or Assistant Secretary;
; (b) A copy of the Company’s by-laws's Operating Agreement, certified by the Secretary or Assistant Secretary;
; (c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary or Assistant Secretary;
; (d) A copy of the current prospectuses private placement memorandum of the Fund (the “Prospectus”"Memorandum");
; and (e) A certification of the Chairman or the President and the Secretary or Assistant Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E..
Appears in 1 contract
Samples: Custody Agreement (Tortoise Total Return Fund, LLC)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s 's Articles of Incorporation, certified by the Secretary or Assistant Secretary;
; (b) A copy of the Company’s 's by-laws, certified by the Secretary or Assistant Secretary;
; (c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary or Assistant Secretary;
; (d) A copy of the current prospectuses private placement memorandum of the Fund (the “Prospectus”"Memorandum");
; and (e) A certification of the Chairman or the President and the Secretary or Assistant Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E..
Appears in 1 contract
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles articles of Incorporationincorporation, certified by the Secretary;
(b) A copy of the Company’s by-lawsbylaws, certified by the Secretary;
(c) A copy of the resolution resolutions of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses and statements of the additional information of each Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.D.
Appears in 1 contract
Samples: Custody Agreement (RBB Fund, Inc.)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles of IncorporationCharter, certified by the Secretary;
(b) A copy of the Company’s by-lawsbylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.
Appears in 1 contract
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the CompanyCorporation:
(a) A copy of the Company’s Articles Corporation's declaration of Incorporationtrust, certified by the Secretary;
(b) A copy of the Company’s by-lawsCorporation's bylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company Corporation appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund (the “"Prospectus”");
(e) A certification of the Chairman or the President and the Secretary of the Company Corporation setting forth the names and signatures of the current Officers of the Company Corporation and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.
Appears in 1 contract
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles of Incorporation, certified by the Secretary;
(b) A copy of the Company’s by-laws, certified by the Secretary;
(c) A copy of the resolution resolutions of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses of the Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.D.
Appears in 1 contract
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles declaration of Incorporationtrust, certified by the Secretary;
(b) A copy of the Company’s by-lawsbylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.
Appears in 1 contract
Samples: Custody Agreement (American Money Management Funds)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the CompanyCorporation:
(a) A copy of the CompanyCorporation’s Articles articles of Incorporationincorporation, certified by the Secretary;
(b) A copy of the CompanyCorporation’s by-lawsbylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company Corporation appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund Funds (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company Corporation setting forth the names and signatures of the current Officers of the Company Corporation and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.D.
Appears in 1 contract
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles declaration of Incorporationtrust, certified by the Secretary;
(b) A copy of the Company’s by-lawsbylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors Trustees of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses of the Company and a Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.
Appears in 1 contract
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles of Incorporation, certified by the Secretary;
(b) A copy of the Company’s by-lawsbylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the each Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.D.
Appears in 1 contract
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the CompanyCorporation:
(a) A copy of the CompanyCorporation’s Articles of Incorporation, certified by the Secretary;
(b) A copy of the CompanyCorporation’s by-laws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company Corporation appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company Corporation setting forth the names and signatures of the current Officers of the Company Corporation and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.
Appears in 1 contract
Samples: Custody Agreement (Monetta Fund Inc)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the CompanyCorporation:
(a) A copy of the Company’s Articles Corporation's declaration of Incorporationincorporation, certified by the Secretary;
(b) A copy of the Company’s by-lawsCorporation's bylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company Corporation appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund (the “"Prospectus”");; and
(e) A certification of the Chairman or the President and the Secretary of the Company Corporation setting forth the names and signatures of the current Officers of the Company Corporation and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E..
Appears in 1 contract
Documents to be Furnished. The following documents, including any amendments thereto, have been, or will be provided contemporaneously with the execution of the Agreement upon request, to the Custodian by the Company:
(a) A copy of the Company’s Articles of Incorporation, certified by the Secretary;
(b) A copy of the Company’s by-laws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses of the Fund Funds (the “Prospectus”);
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E.C.
Appears in 1 contract
Samples: Custody Agreement (Baird Funds Inc)
Documents to be Furnished. The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Company:
(a) A copy of the Company’s Articles 's articles of Incorporationincorporation, certified by the Secretary;
(b) A copy of the Company’s by-laws's bylaws, certified by the Secretary;
(c) A copy of the resolution of the Board of Directors of the Company appointing the Custodian, certified by the Secretary;
(d) A copy of the current prospectuses prospectus of the Fund Company (the “"Prospectus”");; and
(e) A certification of the Chairman or the President and the Secretary of the Company setting forth the names and signatures of the current Officers of the Company and other Authorized Persons; and
(f) An executed authorization required by the Shareholder Communications Act of 1985, attached hereto as Exhibit E..
Appears in 1 contract
Samples: Custody Agreement (Tortoise North American Energy Corp)