Common use of DUTIES AND SERVICES OF THE SUB-ADVISER Clause in Contracts

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund; (2) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (3) maintain the books and records required in connection with its duties hereunder; and (4) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to time.

Appears in 3 contracts

Samples: Sub Advisory Agreement (Transamerica Idex Mutual Funds), Sub Advisory Agreement (Transamerica Idex Mutual Funds), Investment Sub Advisory Agreement (Transamerica Idex Mutual Funds)

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DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund; (25) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (36) maintain the books and records required in connection with its duties hereunder; and (47) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to time.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Transamerica Idex Mutual Funds), Sub Advisory Agreement (Transamerica Idex Mutual Funds)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund in accordance with the Fund's investment objective, policies, and restrictions applicable to the investment of the assets of the Fund as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by advance notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund; (2) buy, sell, exchange, convert, lend, and otherwise trade in any stocks, bonds, and other assets, and (3) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (3) maintain the books and records required in connection with its duties hereunder; and (4) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts; (2) use its best efforts to cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and; (3) furnish such information and reports relating to the services provided by the Sub-Adviser to the Fund as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to time; (4) maintain the books and records required in connection with its duties hereunder; (5) keep the Investment Adviser informed of developments materially affecting the Fund and its investments; and (6) provide reasonable assistance to the Investment Adviser and the Board in their determination of the fair value, in accordance with the Trust's valuation procedures, of securities and other assets in the Fund for which market prices are not readily available. The Sub-Adviser shall not bear responsibility or liability for the determination or accuracy of the valuation of any security or other asset in the Fund.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Transamerica Idex Mutual Funds)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to for the Fund; (2) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (3) maintain the books and records required in connection with its duties hereunder; and (4) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts;open-end management investment companies registered under the 1940 Act; and (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to time.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Transamerica Idex Mutual Funds)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX ATST's Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund Portfolio in accordance with the FundPortfolio's investment objective, policies, and restrictions as provided in the Transamerica IDEX ATST Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX ATST by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the FundPortfolio, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the FundPortfolio's investments and conduct a continuous investment program to the FundPortfolio; (2) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund Portfolio with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (3) maintain the books and records required in connection with its duties hereunder; and (4) keep the Investment Adviser informed of developments materially affecting the Fund Portfolio and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund Portfolio as it uses in providing investment services to other fiduciary accounts; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX ATST and furnish oral or written reports, as Transamerica IDEX ATST of the Investment Adviser may reasonably require, in order to keep Transamerica IDEX ATST and its officers and Board fully informed as to the condition of the investments of the FundPortfolio, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX ATST or the Investment Adviser from time to time.

Appears in 1 contract

Samples: Sub Advisory Agreement (Aegon/Transamerica Series Trust)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund; (2) 8) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (39) maintain the books and records required in connection with its duties hereunder; and (410) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to time.

Appears in 1 contract

Samples: Sub Advisory Agreement (Transamerica Idex Mutual Funds)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX ATST's Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund Portfolio in accordance with the FundPortfolio's investment objective, policies, and restrictions as provided in the Transamerica IDEX ATST Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX ATST by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the FundPortfolio, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the FundPortfolio's investments and conduct a continuous investment program to the FundPortfolio; (2) 8) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund Portfolio with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (39) maintain the books and records required in connection with its duties hereunder; and (410) keep the Investment Adviser informed of developments materially affecting the Fund Portfolio and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX ATST and furnish oral or written reports, as Transamerica IDEX of ATST or the Investment Adviser may reasonably require, in order to keep Transamerica IDEX ATST and its officers and Board fully informed as to the condition of the investments of the FundPortfolio, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (32) furnish such information and reports as may reasonably be required by Transamerica IDEX ATST or the Investment Adviser from time to time.

Appears in 1 contract

Samples: Sub Advisory Agreement (Aegon/Transamerica Series Trust)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX ATST's Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund U.S. invests of the Portfolio in accordance with the FundPortfolio's investment objective, policies, and restrictions as provided in the Transamerica IDEX ATST Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX ATST by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the FundPortfolio, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the FundPortfolio's investments and conduct a continuous investment program to the FundPortfolio; (25) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund Portfolio with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (36) maintain the books and records required in connection with its duties hereunder; and (47) keep the Investment Adviser informed of developments materially affecting the Fund Portfolio and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund Portfolio as it uses in providing investment services to other fiduciary accounts; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX ATST and furnish oral or written reports, as Transamerica IDEX ATST of the Investment Adviser may reasonably require, in order to keep Transamerica IDEX ATST and its officers and Board fully informed as to the condition of the investments of the FundPortfolio, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX ATST or the Investment Adviser from time to time.

Appears in 1 contract

Samples: Sub Advisory Agreement (Aegon/Transamerica Series Trust)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Funds Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Funds Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX Funds by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund; (2) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (3) maintain the books and records required in connection with its duties hereunder; and (4) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX Funds and furnish oral or written reports, as Transamerica IDEX of Funds or the Investment Adviser may reasonably require, in order to keep Transamerica IDEX Funds and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX Funds or the Investment Adviser from time to time.

Appears in 1 contract

Samples: Sub Advisory Agreement (Transamerica Idex Mutual Funds)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other reasonable limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund; (2) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (3) maintain the books and records required in connection with its duties hereunder; and (4) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of or the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to time.

Appears in 1 contract

Samples: Sub Advisory Agreement (Transamerica Idex Mutual Funds)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the U.S. investments of the Fund in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund; (2) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (3) maintain the books and records required in connection with its duties hereunder; and (4) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to time.

Appears in 1 contract

Samples: Sub Advisory Agreement (Transamerica Idex Mutual Funds)

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DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund; (2) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (3) maintain the books and records required in connection with its duties hereunder; and (4) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts, however, the Sub-Adviser makes no representation or warranty, express or implied, that any level of performance or investment results will be achieved by the Fund, whether on a relative or absolute basis.; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of or the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to timetime recognizing that the Sub-Adviser does not maintain the official books and records of the Fund, and any information provided will be based on information in its possession and/or model portfolios.

Appears in 1 contract

Samples: Sub Advisory Agreement (Transamerica Idex Mutual Funds)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund; (2) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (3) maintain the books and records required in connection with its duties hereunder; and (4) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts, however, the Sub-Adviser makes no representation or warranty, express or implied, that any level of performance or investment results will be achieved by the Fund, whether on a relative or a absolute basis; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of or the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to timetime recognizing that the Sub-Adviser does not maintain the official books and records of the Fund, and any information provided will be based on information in its possession and/or model portfolios.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Transamerica Idex Mutual Funds)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund; (214) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (315) maintain the books and records required in connection with its duties hereunder; and (416) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to time.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Transamerica Idex Mutual Funds)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX ATST's Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund Portfolio in accordance with the FundPortfolio's investment objective, policies, and restrictions applicable to the investment of the assets of the Portfolio as provided in the Transamerica IDEX ATST Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX ATST by advance notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the FundPortfolio, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the FundPortfolio's investments and conduct a continuous investment program to the FundPortfolio; (2) buy, sell, exchange, convert, lend, and otherwise trade in any stocks, bonds, and other assets, and (3) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund Portfolio with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (3) maintain the books and records required in connection with its duties hereunder; and (4) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund Portfolio as it uses in providing investment services to other fiduciary accounts; (2) use its best efforts to cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX ATST and furnish oral or written reports, as Transamerica IDEX ATST of the Investment Adviser may reasonably require, in order to keep Transamerica IDEX ATST and its officers and Board fully informed as to the condition of the investments of the FundPortfolio, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and; (3) furnish such information and reports relating to the services provided by the Sub-Adviser to the Portfolio as may reasonably be required by Transamerica IDEX ATST or the Investment Adviser from time to time; (4) maintain the books and records required in connection with its duties hereunder; (5) keep the Investment Adviser informed of developments materially affecting the Portfolio and its investments; and (6) provide reasonable assistance to the Investment Adviser and the Board in their determination of the fair value, in accordance with the Trust's valuation procedures, of securities and other assets in the Portfolio for which market prices are not readily available. The Sub-Adviser shall not bear responsibility or liability for the determination or accuracy of the valuation of any security or other asset in the Portfolio.

Appears in 1 contract

Samples: Sub Advisory Agreement (Aegon/Transamerica Series Trust)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund Fund, without prior consultation, in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by notice in writing to the Sub-Adviser. The parties hereto agree that the Sub-Adviser is not a pricing agent of the Fund, and that all prices will be finally determined by the entity acting as pricing agent to the Fund. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund, including buying, selling, exchanging, converting, lending and other trading in any stocks, bonds and other securities and assets; (2) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (3) maintain the books and records required in connection with its duties hereunder; and (4) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accountsaccounts as required under the 1940 Act and Advisers Act; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of or the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to time.

Appears in 1 contract

Samples: Sub Advisory Agreement (Transamerica Idex Mutual Funds)

DUTIES AND SERVICES OF THE SUB-ADVISER. A. Investment Sub-Advisory Services. Subject to the supervision of the Transamerica IDEX Board of Trustees ("Board") and the Investment Adviser, the Sub-Adviser shall act as the investment sub-adviser to, and shall manage the day-to-day investment program of, the Fund in accordance with the Fund's investment objective, policies, and restrictions as provided in the Transamerica IDEX Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time (hereinafter referred to as the "Prospectus"), and such other limitations as directed by the appropriate officers of the Investment Adviser or Transamerica IDEX by notice in writing to the Sub-Adviser. In furtherance of this duty, the Sub-Adviser, on behalf of the Fund, is authorized, in its discretion and without prior consultation with the Board or the Investment Adviser, to (without limitation): (1) provide investment research and analysis concerning the Fund's investments and conduct a continuous investment program to the Fund; (211) place orders and negotiate the commissions (if any) for all purchases and sales of the investments made by the Fund with or through such brokers, dealers, underwriters or issuers as the Sub-Adviser may select; (312) maintain the books and records required in connection with its duties hereunder; and (413) keep the Investment Adviser informed of developments materially affecting the Fund and its investments. B. Additional Duties of the Sub-Adviser. In addition to the above, the Sub-Adviser shall: (1) use the same skills and care in providing its services to the Fund as it uses in providing investment services to other fiduciary accounts; (2) cause its officers to attend meetings, either in person or via teleconference, of Transamerica IDEX and furnish oral or written reports, as Transamerica IDEX of the Investment Adviser may reasonably require, in order to keep Transamerica IDEX and its officers and Board fully informed as to the condition of the investments of the Fund, the investment recommendations of the Sub-Adviser, and the investment considerations which provide the basis for those recommendations; and (3) furnish such information and reports as may reasonably be required by Transamerica IDEX or the Investment Adviser from time to time.

Appears in 1 contract

Samples: Sub Advisory Agreement (Transamerica Idex Mutual Funds)

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