Duties in Relation to Regulatory Request. (a) Upon receipt of any communication issued by or on behalf of any other Government Agency or self-regulatory agency to the Referrer, concerning any investigation or disciplinary proceeding related to the Referrer, any client of Royal (Regulatory Request ), the Referrer must give a copy of the communication promptly to Royal.
Appears in 2 contracts
Samples: Referral Agreement, Referral Agreement
Duties in Relation to Regulatory Request. (a) Upon receipt of any communication issued by or on behalf of any other Government Agency or self-regulatory agency to the Referrer, concerning any investigation or disciplinary proceeding related to the Referrer, any client of Royal (Regulatory Request Request), the Referrer must give a copy of the communication promptly to Royal.
Appears in 1 contract
Samples: Referral Agreement
Duties in Relation to Regulatory Request. (a) Upon receipt of any communication issued by or on behalf of any other Government Agency Governmental body or self-regulatory agency public authority or commission to the Referrer, concerning any investigation or disciplinary proceeding related to the Referrer, any client of Royal (Regulatory Request Request), the Referrer must give a copy of the communication promptly to Royal.
Appears in 1 contract
Samples: Referral Agreement