Common use of Duties in Relation to Regulatory Request Clause in Contracts

Duties in Relation to Regulatory Request. (a) Upon receipt of any communication issued by or on behalf of any other Government Agency or self-regulatory agency to the Referrer, concerning any investigation or disciplinary proceeding related to the Referrer, any client of Royal (Regulatory Request ), the Referrer must give a copy of the communication promptly to Royal.

Appears in 2 contracts

Samples: Referral Agreement, Referral Agreement

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Duties in Relation to Regulatory Request. (a) Upon receipt of any communication issued by or on behalf of any other Government Agency or self-regulatory agency to the Referrer, concerning any investigation or disciplinary proceeding related to the Referrer, any client of Royal (Regulatory Request Request), the Referrer must give a copy of the communication promptly to Royal.

Appears in 1 contract

Samples: Referral Agreement

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Duties in Relation to Regulatory Request. (a) Upon receipt of any communication issued by or on behalf of any other Government Agency Governmental body or self-regulatory agency public authority or commission to the Referrer, concerning any investigation or disciplinary proceeding related to the Referrer, any client of Royal (Regulatory Request Request), the Referrer must give a copy of the communication promptly to Royal.

Appears in 1 contract

Samples: Referral Agreement

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