Duties of Distributor. You agree that: (a) Neither you nor any of your officers will take any long or short position in the Shares; (b) You shall, upon reasonable request of the Trust, furnish to the Trust any pertinent information required to be inserted with respect to you as General Distributor within the purview of the 1933 Act in any reports or registrations required to be filed with any governmental authority; (c) You will not make any representations inconsistent with the information contained in the current Prospectus and/or SAI; (d) You or your agent shall maintain such records relating to your acting as General Distributor of the Trust as may be reasonably required for the Trust or its transfer or shareholder servicing agent to respond to shareholder requests or complaints, and to permit the Trust to maintain proper accounting records, and you shall make such records reasonably available to the Trust and its transfer agent or shareholder servicing agent upon request; and (e) In performing your obligations under this Agreement, you shall comply with all requirements of a Fund’s current Prospectus and/or SAI and all applicable laws, rules and regulations with respect to the purchase, sale and distribution of Shares.
Appears in 4 contracts
Samples: General Distributor’s Agreement (Massmutual Institutional Funds), General Distributor's Agreement (Massmutual Premier Funds), General Distributor’s Agreement (Massmutual Institutional Funds)
Duties of Distributor. You agree that:
(a) Neither you nor any of your officers will take any long or short position in the Shares;
(b) You shall, upon reasonable request of the Trust, furnish to the Trust any pertinent information required to be inserted with respect to you as General Distributor within the purview of the 1933 Act in any reports or registrations required to be filed with any governmental authority;
(c) You will not make any representations inconsistent with the information contained in the current Prospectus and/or SAI;
(d) You or your agent shall maintain such records relating to your acting as General Distributor of the Trust as may be reasonably required for the Trust or its transfer or shareholder servicing agent to respond to shareholder requests or complaints, and to permit the Trust to maintain proper accounting records, and you shall make such records reasonably available to the Trust and its transfer agent or shareholder servicing agent upon request; and
(e) In performing your obligations under this Agreement, you shall comply with all requirements of a Fund’s 's current Prospectus and/or SAI and all applicable laws, rules and regulations with respect to the purchase, sale and distribution of Shares.
Appears in 2 contracts
Samples: General Distributor's Agreement (Massmutual Institutional Funds), General Distributor's Agreement (DLB Fund Group)
Duties of Distributor. You agree that:: ----------------------
(a) Neither you nor any of your officers will take any long or short position in the Shares;
(b) You shall, upon reasonable request of the Trust, furnish to the Trust any pertinent information required to be inserted with respect to you as General Distributor within the purview of the 1933 Act in any reports or registrations required to be filed with any governmental authority;
(c) You will not make any representations inconsistent with the information contained in the current Prospectus and/or SAI;
(d) You or your agent shall maintain such records relating to your acting as General Distributor of the Trust as may be reasonably required for the Trust or its transfer or shareholder servicing agent to respond to shareholder requests or complaints, and to permit the Trust to maintain proper accounting records, and you shall make such records reasonably available to the Trust and its transfer agent or shareholder servicing agent upon request; and
(e) In performing your obligations under this Agreement, you shall comply with all requirements of a Fund’s 's current Prospectus and/or SAI and all applicable laws, rules and regulations with respect to the purchase, sale and distribution of Shares.
Appears in 2 contracts
Samples: General Distributor's Agreement (Massmutual Institutional Funds), General Distributor's Agreement (Massmutual Institutional Funds)
Duties of Distributor. You agree that:
(a) Neither you nor any of your officers will take any long or short position in the Sharesshares of the Trust, but this provision shall not prevent you or your officers from acquiring shares of the Trust for investment purposes only;
(b) You shall, upon reasonable request of the Trust, shall furnish to the Trust any pertinent information required to be inserted with respect to you as General Distributor within the purview of the Securities Act of 1933 Act in any reports or registrations registration required to be filed with any governmental authority;
(c) You will not make any representations inconsistent with the information contained in the current Current Prospectus and/or SAI;.
(d) You or your agent shall maintain such records relating to your acting as General Distributor of the Trust as may be reasonably required for the Trust or its transfer or shareholder servicing agent to respond to shareholder requests or complaints, and to permit the Trust to maintain proper accounting records, and you shall make such records reasonably available to the Trust and its transfer agent or shareholder servicing agent upon request; and
(e) In performing your obligations under this Agreement, you shall comply with all requirements of a Fund’s the Trust's current Prospectus and/or SAI and all applicable laws, rules and regulations with respect to the purchase, sale and distribution of Shares.
Appears in 1 contract
Samples: General Distributor's Agreement (Oppenheimer Variable Account Funds)