Duties of the Investment Advisor. 4.1 Subject to the Manager’s oversight and review, to Clause 3 and to the Articles and the Private Placement Memorandum, the Investment Advisor shall have the authority in relation to the execution of investment decisions made by the Manager and the management and investment of the Portfolio as the delegate of the Manager (and without prior reference to the Company, or the Manager), to buy, sell (including without limitation short sales), retain, convert, execute, exchange or otherwise deal in Investments, borrow securities, incur indebtedness, make deposits, subscribe to issues and offers for sale of, and accept placings, underwritings and sub-underwritings, of any Investments, effect transactions whether or not on any recognised market or exchange and whether or not frequently traded on any such market or exchange (including, without limitation, derivatives, transactions, repurchase and reverse repurchase transactions, and securities lending transactions), negotiate, settle and sign on behalf of the Company account opening and any other documentation required to be so negotiated, settled or signed in connection with the execution of transactions in relation to the Portfolio by the Investment Advisor and otherwise act as the Investment Advisor judges appropriate in relation to the management and investment of the Portfolio. The Investment Advisor shall have discretion to negotiate, settle and arrange for signing on behalf of the Company account opening documentation, provided that copies of such documentation are provided to the Company prior to signing.
Appears in 4 contracts
Samples: Investment Advisory Agreement (Prestige Wealth Inc.), Investment Advisory Agreement (Prestige Wealth Inc.), Investment Advisory Agreement (Prestige Wealth Inc.)
