DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement Agent. Upon the closing of the Offering, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 17 contracts
Samples: Placement Agency Agreement (Aina Le'a Inc.), Placement Agent Agreement (Tecogen Inc.), Subscription Agreement (Aina Le'a Inc.)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement AgentUnderwriter. Upon the closing of the Offering, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 5 contracts
Samples: Subscription Agreement (Eco Innovation Group, Inc.), Subscription Agreement (Aegis Identity Software, Inc.), Subscription Agreement (FilmOn.TV Networks Inc.)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor Investor, if applicable, through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement Agent. Upon the closing of the Offering, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 5 contracts
Samples: Subscription Agreement (Ocean Power Technologies, Inc.), Subscription Agreement (Great Basin Scientific, Inc.), Subscription Agreement (Great Basin Scientific, Inc.)
DWAC Delivery. If the Investor elects to settle the Shares included in the Units purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement Agent. Upon the closing of the Offering, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 3 contracts
Samples: Subscription Agreement (Uni-Pixel), Subscription Agreement (Clean Diesel Technologies Inc), Subscription Agreement (CorMedix Inc.)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by LCM. Simultaneously with the Placement Agent. Upon delivery to the closing Company by the Escrow Agent of the Offeringfunds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 3 contracts
Samples: Subscription Agreement (Oxigene Inc), Subscription Agreement (Combinatorx, Inc), Subscription Agreement (Cyclacel Pharmaceuticals, Inc.)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after at the execution of this Agreement by the Investor and the CompanyClosing, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement Agent. Upon Simultaneously with the closing delivery to the Company of the Offeringfunds pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 2 contracts
Samples: Subscription Agreement (Air Industries Group), Subscription Agreement (Arrowhead Research Corp)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Nevada Agency and Transfer Company, the Company’s transfer agent (the “Transfer Agent Agent”), to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement AgentAgents. Upon At the closing of the OfferingClosing, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 2 contracts
Samples: Subscription Agreement (Lpath, Inc), Subscription Agreement (Lpath, Inc)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Nevada Agency and Trust Company, the Company’s transfer agent (the “Transfer Agent Agent”), to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement AgentAgents. Upon At the closing of the OfferingClosing, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 2 contracts
Samples: Subscription Agreement (Lpath, Inc), Subscription Agreement (Lpath, Inc)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the its Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement Agent. Upon Simultaneously with the closing delivery to the Company by the Escrow Agent of the Offeringfunds held in escrow pursuant to Section 3.3 above, the Company shall direct the its Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 2 contracts
Samples: Subscription Agreement (H&r Block Inc), Subscription Agreement (H&r Block Inc)
DWAC Delivery. If the Investor elects to settle the Firm Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Firm Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Firm Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Firm Shares, which date shall be provided to the Investor by the Placement Agent. Upon the closing of the Offering, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Firm Shares pursuant to the information contained in the DWAC.
Appears in 2 contracts
Samples: Subscription Agreement (International Stem Cell CORP), Subscription Agreement (International Stem Cell CORP)
DWAC Delivery. If the Investor elects to settle the Shares included in the Units purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement AgentAgents. Upon the closing of the Offering, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 2 contracts
Samples: Subscription Agreement (Clean Diesel Technologies Inc), Placement Agent Agreement (Intellipharmaceutics International Inc.)
DWAC Delivery. If the Investor elects to settle the Shares Units purchased by such Investor through DTC’s 's DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares Units being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Registrar and Transfer Company, the Company's Transfer Agent Agent, to credit such account or accounts with the SharesUnits. Such DWAC instruction shall indicate the settlement date for the deposit of the SharesUnits, which date shall be provided to the Investor by Canaccord. At the Placement Agent. Upon the closing of the OfferingClosing, the Company shall direct the Transfer Agent to credit the Investor’s 's account or accounts with the Shares Units pursuant to the information contained in the DWAC.
Appears in 1 contract
Samples: Subscription Agreement (Magnum Hunter Resources Corp)
DWAC Delivery. If the Investor elects to settle the Shares included in the Units purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by LCM. Simultaneously with the Placement Agent. Upon delivery to the closing Company by the Escrow Agent of the Offeringfunds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Computershare Trust Company, N.A., the Company’s transfer agent (the “Transfer Agent Agent”), to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement Agent. Upon At the closing of the OfferingClosing, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract
Samples: Subscription Agreement (NovaBay Pharmaceuticals, Inc.)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/-dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement Agent. Upon Simultaneously with the closing delivery to the Company by the Escrow Agent of the Offeringfunds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract
Samples: Purchase Agreement (Sierra Bancorp)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement AgentAgents. Upon the closing of the OfferingAt Closing, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Continental Stock Transfer & Trust Company, the Company’s Transfer Agent Agent, to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement Agent. Upon On the closing of the OfferingClosing Date, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s 's DWAC delivery system, Investor shall fill out the Investor Questionnaire attached hereto as Exhibit A and no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement Agent. Upon At the closing of the OfferingClosing, the Company shall direct the Transfer Agent to credit the Investor’s 's account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract
Samples: Subscription Agreement (Houston American Energy Corp)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Registrar and Transfer Company, the Company’s Transfer Agent Agent, to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by Canaccord. At the Placement Agent. Upon the closing of the OfferingClosing, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing ·, the Company’s transfer agent (the “Transfer Agent Agent”), to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Placement AgentAgents. Upon At the closing of the OfferingClosing, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract
Samples: Subscription Agreement (Lpath, Inc)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s 's DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Standard Registrar and Transfer Company, Inc., the Company's Transfer Agent Agent, to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by KNIGHT. At the Placement Agent. Upon the closing of the OfferingClosing, the Company shall direct the Transfer Agent to credit the Investor’s 's account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract
Samples: Subscription Agreement (Houston American Energy Corp)
DWAC Delivery. If the Investor elects to settle the Shares Securities purchased by such Investor through DTC’s DWAC delivery system, Investor shall fill out the Investor Questionnaire attached hereto as Exhibit A and no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares Securities being purchased by such Investor are maintained, which broker/-dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the SharesSecurities. Such DWAC instruction shall indicate the settlement date for the deposit of the SharesSecurities, which date shall be provided to the Investor by the Placement Agent. Upon At the closing of the OfferingClosing, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares Securities pursuant to the information contained in the DWAC.
Appears in 1 contract
Samples: Subscription Agreement (GreenHunter Resources, Inc.)
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by Xxxxxxxxxxx. Simultaneously with the Placement Agent. Upon delivery to the closing Company by the Escrow Agent of the Offeringfunds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract
DWAC Delivery. If the Investor elects to settle the Shares Units purchased by such Investor through DTC’s 's DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares Units being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Standard Registrar and Transfer Company, Inc., the Company's Transfer Agent Agent, to credit such account or accounts with the SharesUnits. Such DWAC instruction shall indicate the settlement date for the deposit of the SharesUnits, which date shall be provided to the Investor by Canaccord Genuity. At the Placement Agent. Upon the closing of the OfferingClosing, the Company shall direct the Transfer Agent to credit the Investor’s 's account or accounts with the Shares Units pursuant to the information contained in the DWAC.
Appears in 1 contract
Samples: Subscription Agreement (Houston American Energy Corp)
DWAC Delivery. If the Investor elects to settle the Shares included in purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Transfer Agent to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by LCM. Simultaneously with the Placement Agent. Upon delivery to the closing Company by the Escrow Agent of the Offeringfunds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract
DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing American Stock Transfer & Trust Company, the Company’s Transfer Agent Agent, to credit such account or accounts with the Shares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by Canaccord. At the Placement Agent. Upon the closing of the OfferingClosing, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.
Appears in 1 contract