Common use of DWAC Delivery Clause in Contracts

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Transfer Company, the Company’s Transfer Agent, to credit such account or accounts with the Units. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the Representative. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Raser Technologies Inc)

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DWAC Delivery. If the Investor Purchaser elects to settle the Shares purchased by such Investor Purchaser through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor Purchaser and the Company, the Investor Purchaser shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor Purchaser are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC and instructing Interwest the Transfer Company, the Company’s Transfer Agent, Agent to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor Purchaser by the RepresentativePlacement Agent. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the InvestorPurchaser’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Synthesis Energy Systems Inc)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Transfer Computershare Trust Company, Inc., the Company’s Transfer Agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativeCanaccord, Xxxxxxxxx and RJ. Simultaneously with the delivery to the Company by the Escrow Agent Placement Agents of the funds held in escrow to be remitted to the Company pursuant to Section 3.3 abovethe Placement Agreement, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (BPZ Resources, Inc.)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Equity Transfer & Trust Company, the Company’s Transfer Agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativeLCM. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Altair Nanotechnologies Inc)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest American Stock Transfer & Trust Company, the Company’s Transfer Agenttransfer agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativePlacement Agent. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent its transfer agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Acusphere Inc)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Continental Stock Transfer & Trust Company, the Company’s Transfer Agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativeLCM. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Towerstream Corp)

DWAC Delivery. If the Investor elects to settle the Shares Securities purchased by such Investor through DTC’s DWAC delivery system, Investor shall fill out the Investor Questionnaire attached hereto as Exhibit A and no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares Securities being purchased by such Investor are maintained, which broker/-dealer shall be a DTC participant, to set up a DWAC instructing Interwest the Transfer Company, the Company’s Transfer Agent, Agent to credit such account or accounts with the UnitsSecurities. Such DWAC instruction shall indicate the settlement date for the deposit of the SharesSecurities, which date shall be provided to the Investor by Placement Agent. At the Representative. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 aboveClosing, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares Securities pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (GreenHunter Resources, Inc.)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Transfer Computershare Trust Company, N.A., the Company’s transfer agent (the “Transfer Agent”), to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativePlacement Agent. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (NovaBay Pharmaceuticals, Inc.)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Continental Stock Transfer & Trust Company, the Company’s Transfer Agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativeLCM and Canaccord. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Fuelcell Energy Inc)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Transfer CompanyBNY Mellon Shareowner Services, the Company’s Transfer Agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativeLCM. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Cytokinetics Inc)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Transfer CompanyMellon Investor Services, the Company’s Transfer Agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativeLCM. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Placement Agent Agreement (Favrille Inc)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Transfer Computershare Trust Company, N.A., the Company’s Transfer Agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativeLCM. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Ariad Pharmaceuticals Inc)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest American Stock Transfer and Trust Company, the Company’s Transfer Agenttransfer agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativePlacement Agent. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent its transfer agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Immunomedics Inc)

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DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one four (14) business day days after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Olde Monmouth Stock Transfer CompanyCo. Inc., the Company’s transfer agent (the “Transfer Agent”), to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativePlacement Agent. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (New Generation Biofuels Holdings, Inc)

DWAC Delivery. If the Investor elects to settle the Shares Notes purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares Notes being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Transfer CompanyComputershare Investor Services LLC, the Company’s Transfer Agent, to credit such account or accounts with the UnitsNotes. Such DWAC instruction shall indicate the settlement date for the deposit of the SharesNotes, which date shall be provided to the Investor by the RepresentativeLCM. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares Notes pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Globalstar, Inc.)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest American Stock Transfer & Trust Company, the Company’s Transfer Agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativePlacement Agent. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Celsion CORP)

DWAC Delivery. If the Investor elects to settle the Shares included in the Units purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest the Transfer Company, the Company’s Transfer Agent, Agent to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativeLCM. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Jazz Pharmaceuticals Inc)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Continental Stock Transfer & Trust Company, the Company’s Transfer Agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativeLCM. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Discovery Laboratories Inc /De/)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest Securities Transfer CompanyCorp., the Company’s Transfer Agent, to credit such account or accounts with the Units. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativeJefferies. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Lev Pharmaceuticals Inc)

DWAC Delivery. If the Investor elects to settle the Shares purchased by such Investor through DTC’s DWAC delivery system, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Investor are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing Interwest American Stock Transfer Company& Trust Co., the Company’s Transfer Agent, to credit such account or accounts with the UnitsShares. Such DWAC instruction shall indicate the settlement date for the deposit of the Shares, which date shall be provided to the Investor by the RepresentativeLCM. Simultaneously with the delivery to the Company by the Escrow Agent of the funds held in escrow pursuant to Section 3.3 above, the Company shall direct the Transfer Agent to credit the Investor’s account or accounts with the Shares pursuant to the information contained in the DWAC.

Appears in 1 contract

Samples: Subscription Agreement (Savient Pharmaceuticals Inc)

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