Common use of Effective and Termination Dates of Agreement Clause in Contracts

Effective and Termination Dates of Agreement. This Agreement will take effect upon receipt and acceptance of your signed Application by Sponsor. Sponsor may choose not to accept any Account for any reason. Sponsor will commence management of the Account upon the later of either the acceptance of this Agreement by Sponsor or the funding of the Account at the initial minimum investment as determined by Sponsor. You may terminate this Agreement by contacting your financial advisor or you may call an Ameriprise Financial client service representative at 800.862.7919, enter the information requested and say “Representative” at the main menu. This Agreement will terminate automatically when you enter into an Ameriprise® Custom Advisory Relationship Agreement (“Relationship Agreement”) and the Relationship Agreement will govern all Managed Accounts included in the Custom Advisory Relationship. If you choose to terminate your Account, depending on the manner of distribution, you may be charged applicable fees as set out in the Brokerage Agreement. Sponsor may, in its sole discretion and at any time, terminate this Agreement and/or discontinue or terminate the Account or any of the services upon thirty (30) days prior written notice to you. At which time Sponsor may transfer the Account assets to a Brokerage Account and the Brokerage Agreement will govern your relationship with Ameriprise Financial Services. In the case of undeliverable/returned mail, if you have an Active Portfolios program, your financial advisor will work with you to update your mailing address. If your financial advisor is unable to reach you, Sponsor will attempt to contact you by letter. If we do not hear from you within forty-five (45) days of the letter, Sponsor will terminate the Agreement and/or Account on the date indicated in the letter, will transfer the Account assets to an Ameriprise Financial Brokerage Account and the Brokerage Agreement will govern your relationship with Ameriprise Financial. In the event Sponsor terminates the Agreement and/ or Account, it will charge any final Account fees and/or rebate Wrap Fees as described in Section 7. Immediately upon termination of this Agreement, your eligibility to receive the services (including financial planning services through a consolidated advisory fee relationship) will cease, but termination of your Agreement will not, by itself, close your Account or terminate your Brokerage Agreement. Such accounts will not be assessed a Wrap Fee, nor will you receive investment advisory services. Following termination of the Agreement and/or Account(s), each of your Accounts will be maintained and governed by your Application and your Brokerage Agreement and any portions of this Agreement that survive such termination. If you are engaged in a consolidated advisory fee relationship, when your AFPS is terminated, either by you or by Sponsor, you will no longer be charged a consolidated advisory fee. This will not terminate your Active Portfolios Account, nor will it terminate your Wrap Fee and other costs associated with your Active Portfolios Account.

Effective and Termination Dates of Agreement. This Agreement will take effect upon receipt and acceptance of your signed Application when it is accepted by Sponsor, and such acceptance may be evidenced by internal records maintained by us. Sponsor may choose not refuse to accept any Account for any reasonaccount at its sole discretion. Sponsor will commence management of the Account upon the later of either the acceptance of this Agreement by Sponsor or the funding of the Account at the initial minimum investment as determined by Sponsor. You may terminate this Agreement by contacting your financial advisor or you may call an Ameriprise Financial client service representative at 800.862.7919, enter the information requested and say “Representative” at the main menu. This Agreement will terminate automatically when you enter into an Ameriprise® Custom Advisory Relationship Agreement (“Relationship Agreement”) and the Relationship Agreement will govern all Managed Accounts included in the Custom Advisory Relationship. If you choose to terminate your Account, depending on the manner of distribution, you may be charged applicable fees as set out in the Brokerage AgreementApplication. Sponsor may, in its sole discretion and at any time, terminate this Agreement and/or discontinue or terminate the Account or any of the services upon thirty (30) days prior written notice to you. At which time Sponsor may transfer the Account assets to a an Ameriprise Financial transaction-based brokerage account (“Brokerage Account Account”) and the Brokerage Agreement will govern your relationship with Ameriprise Financial. You understand and agree that for all transfers to an Ameriprise Financial ServicesBrokerage Account, if you do not have a brokerage account with the same account registration, beneficiaries, and other account level attributes as your Access Account, a new Ameriprise Financial Brokerage Account will be opened with the same attributes. The Brokerage Agreement will govern your brokerage account relationship including fees charged in connection with maintaining a brokerage account, transaction fees and applicable terms and conditions such as mandatory predispute arbitration. In the case of undeliverable/returned mail, if you have an Active Portfolios Access Account program, your financial advisor will work with you to update your mailing address. If your financial advisor is unable to reach you, Sponsor will attempt to contact you by letter. If we do not hear from you within forty-five (45) days of the letter, Sponsor will terminate the Agreement and/or Account on the date indicated in the letter, will transfer the Account assets to an Ameriprise Financial Brokerage Account and the Brokerage Agreement will govern your relationship with Ameriprise Financial. In the event Sponsor terminates the Agreement and/ or and/or Account, it will charge deduct the monthly Asset-based Fee if it has not yet been assessed, prorate the Asset-based Fee based on the period of time during the billing period that Account was open, including the day of the termination, and return any final Account fees and/or rebate unused portion of the Wrap Fees Fee as described in Section 711. Immediately upon termination of this Agreement, your eligibility to receive the services (including financial planning services through a consolidated advisory fee relationship) will cease, but termination of your Agreement will not, by itself, close your Account or terminate your Brokerage Agreement. Such accounts will not be assessed a Wrap Fee, nor will you receive investment advisory services. Following termination of the Agreement and/or Account(s), each of your Accounts will be maintained and governed by your Application and your Brokerage Agreement and any portions of this Agreement that survive such termination. If you are engaged in a consolidated advisory fee relationshipIn the event of your breach of any portion of Section 15, when your AFPS is terminated, either by you or by Sponsor, you will no longer be charged a consolidated advisory fee. This will not Sponsor may immediately terminate your Active Portfolios Account, nor will it terminate your Wrap Fee and other costs associated with your Active Portfolios Accountthis Agreement.

Effective and Termination Dates of Agreement. This Agreement will take effect upon receipt and acceptance of your signed Application when it is accepted by Sponsor, and such acceptance may be evidenced by internal records maintained by us. Sponsor may choose not refuse to accept any Account for any reasonaccount at its sole discretion. Sponsor will commence management of the Account upon the later of either the acceptance of this Agreement by Sponsor or the funding of the Account at the initial minimum investment as determined by Sponsor. You may terminate this Agreement by contacting your financial advisor or you may call an Ameriprise Financial client service representative at 800.862.7919, enter the information requested and say “Representative” at the main menu. This Agreement will terminate automatically when you enter into an Ameriprise® Custom Advisory Relationship Agreement (“Relationship Agreement”) and the Relationship Agreement will govern all Managed Accounts included in the Custom Advisory Relationship. If you choose to terminate your Account, depending on the manner of distribution, you may be charged applicable fees as set out in the Brokerage AgreementApplication. Sponsor may, in its sole discretion and at any time, terminate this Agreement and/or discontinue or terminate the Account or any of the services upon thirty (30) days prior written notice to you. At which time Sponsor may transfer the Account assets to a an Ameriprise Financial transaction-based brokerage account (“Brokerage Account Account”) and the Brokerage Agreement will govern your relationship with Ameriprise Financial. You understand and agree that for all transfers to an Ameriprise Financial ServicesBrokerage Account, if you do not have a brokerage account with the same account registration, beneficiaries, and other account level attributes as your Access Account, a new Ameriprise Financial Brokerage Account will be opened with the same attributes. The Brokerage Agreement will govern your brokerage account relationship including fees charged in connection with maintaining a brokerage account, transaction fees and applicable terms and conditions such as mandatory predispute arbitration. In the case of undeliverable/returned mail, if you have an Active Portfolios program, your financial advisor will work with you to update your mailing address. If your financial advisor is unable to reach you, Sponsor will attempt to contact you by letter. If we do not hear from you within forty-five (45) 45 days of the letter, we will rebate your Wrap Fee for the previous 45 days and Sponsor will terminate the Agreement and/or Account on the date indicated in the letter, will transfer the Account assets to an Ameriprise Financial Brokerage Account and the Brokerage Agreement will govern your relationship with Ameriprise Financial. In the event Sponsor terminates the Agreement and/ or and/or Account, it will charge deduct the monthly Asset-based Fee if it has not yet been assessed, prorate the Asset-based Fee based on the period of time during the billing period that Account was open, including the day of the termination, and return any final Account fees and/or rebate unused portion of the Wrap Fees Fee as described in Section 711. Immediately upon termination of this Agreement, your eligibility to receive the services (including financial planning services through a consolidated advisory fee relationship) will cease, but termination of your Agreement will not, by itself, close your Account or terminate your Brokerage Agreement. Such accounts will not be assessed a Wrap Fee, nor will you receive investment advisory services. Following termination of the Agreement and/or Account(s), each of your Accounts will be maintained and governed by your Application and your Brokerage Agreement and any portions of this Agreement that survive such termination. If you are engaged in a consolidated advisory fee relationshipIn the event of your breach of any portion of Section 15, when your AFPS is terminated, either by you or by Sponsor, you will no longer be charged a consolidated advisory fee. This will not Sponsor may immediately terminate your Active Portfolios Account, nor will it terminate your Wrap Fee and other costs associated with your Active Portfolios Accountthis Agreement.

Effective and Termination Dates of Agreement. This Agreement will take effect upon receipt and acceptance of your signed Application when it is accepted by Sponsor. Sponsor may choose not to accept any Account for any reasonat its sole discretion. Sponsor will commence management of the Account upon the later of either the acceptance of this Agreement by Sponsor or the funding of the Account at the initial minimum investment as determined by Sponsor. You may terminate this Agreement by contacting your financial advisor or you may call an Ameriprise Financial client service representative at 800.862.7919, enter the information requested and say “Representative” at the main menu. This Agreement will terminate automatically when you enter into an Ameriprise® Custom Advisory Relationship Agreement (“Relationship Agreement”) and the Relationship Agreement will govern all Managed Accounts included in the Custom Advisory Relationship. If you choose to terminate your Account, depending on the manner of distribution, you may be charged applicable fees as set out in the Brokerage AgreementApplication. Sponsor may, in its sole discretion and at any time, terminate this Agreement and/or discontinue or terminate the Account or any of the services upon thirty (30) days prior written notice to you. At which time Sponsor may transfer the Account assets to a an Ameriprise Financial transaction-based brokerage account (“Brokerage Account Account”) and the Brokerage Agreement will govern your relationship with Ameriprise Financial. You understand and agree that for all transfers to an Ameriprise Financial ServicesBrokerage Account, if you do not have a brokerage account with the same account registration, beneficiaries, and other account level attributes as your Access Account, a new Ameriprise Financial Brokerage Account will be opened with the same attributes. The Brokerage Agreement will govern your brokerage account relationship including fees charged in connection with maintaining a brokerage account, transaction fees and applicable terms and conditions such as mandatory predispute arbitration. In the case of undeliverable/returned mail, if you have an Active Portfolios Access Account program, your financial advisor will work with you to update your mailing address. If your financial advisor is unable to reach you, Sponsor will attempt to contact you by letter. If we do not hear from you within forty-five (45) days of the letter, Sponsor will terminate the Agreement and/or Account on the date indicated in the letter, will transfer the Account assets to an Ameriprise Financial Brokerage Account and the Brokerage Agreement will govern your relationship with Ameriprise Financial. In the event Sponsor terminates the Agreement and/ or and/or Account, it will charge deduct the monthly Asset-based Fee if it has not yet been assessed, prorate the Asset-based Fee based on the period of time during the billing period that Account was open, including the day of the termination, and return any final Account fees and/or rebate unused portion of the Wrap Fees Fee as described in Section 711. Immediately upon termination of this Agreement, your eligibility to receive the services (including financial planning services through a consolidated advisory fee relationship) will cease, but termination of your Agreement will not, by itself, close your Account or terminate your Brokerage Agreement. Such accounts will not be assessed a Wrap Fee, nor will you receive investment advisory services. Following termination of the Agreement and/or Account(s), each of your Accounts will be maintained and governed by your Application and your Brokerage Agreement and any portions of this Agreement that survive such termination. If you are engaged in a consolidated advisory fee relationshipIn the event of your breach of any portion of Section 15, when your AFPS is terminated, either by you or by Sponsor, you will no longer be charged a consolidated advisory fee. This will not Sponsor may immediately terminate your Active Portfolios Account, nor will it terminate your Wrap Fee and other costs associated with your Active Portfolios Accountthis Agreement.