Effective Internal Controls. 8.4.1 At the Company’s request, the Manager will provide the FRBNY (a) documentary evidence to support the assertion that the Manager maintains effective internal controls over financial reporting and information security, e.g., relevant internal controls reports, including System and Organization Controls (SOC), and internal compliance assessments, and access to policies and procedures governing the Manager’s operations as they relate to the performance of the services (including, without limitation, ethics policies and security policies and procedures).
Appears in 4 contracts
Samples: Investment Management Agreement, Investment Management Agreement, Investment Management Agreement
