EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust or by vote of a majority of the outstanding voting securities of that Fund on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the Trust. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the Trust: DoubleLine Funds Trust 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Capital LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 2 contracts
Samples: Investment Management Agreement (DoubleLine Funds Trust), Investment Management Agreement (DoubleLine Funds Trust)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval; provided however, that the foregoing requirement that the vote of the Independent Trustees be cast in person shall be deemed waived by the parties if and to the extent not required by Section 15(c) of the 1940 Act, the rules and regulations thereunder or any guidance or interpretation thereof, or regulatory relief therefrom, issued by the SEC or its staff. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust or by the affirmative vote of a majority of the outstanding voting securities shares of that Fund on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the Trust. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the Trust: DoubleLine Funds Trust 000 0000 Xxxxx Xxxxx XxxxxxXxxxxx Xxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx XX 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Capital Alternatives LP 000 0000 Xxxxx Xxxxx XxxxxxXxxxxx Xxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx XX 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Management Agreement (DoubleLine Funds Trust)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each the Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust Fund or by vote of a majority of the outstanding voting securities of that the Fund on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the TrustFund. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the TrustFund: DoubleLine Funds Trust Income Solutions Fund 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Capital LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Management Agreement (DoubleLine Income Solutions Fund)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust or by vote of a majority of the outstanding voting securities of that Fund on not more than 60 days’ ' written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ ' written notice to the Trust. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the Trust: DoubleLine Westchester Capital Funds Trust 000 Xxxxxx Xxxx Xxxxx Xxxxx XxxxxxXxxxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx Xxxx 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Westchester Capital LP Management, LLC 000 Xxxxxx Xxxx Xxxxx Xxxxx XxxxxxXxxxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx Xxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Advisory Agreement (Westchester Capital Funds)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust or by the affirmative vote of a majority of the outstanding voting securities shares of that Fund on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the Trust. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the Trust: DoubleLine Funds Trust 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Capital Alternatives LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Management Agreement (DoubleLine Funds Trust)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust or by vote of a majority of the outstanding voting securities of that Fund on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the Trust. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the Trust: DoubleLine Westchester Capital Funds Trust 000 Xxxxxx Xxxx Xxxxx Xxxxx XxxxxxXxxxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx Xxxx 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Westchester Capital LP Management, LLC 000 Xxxxxx Xxxx Xxxxx Xxxxx XxxxxxXxxxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.Xxxx 00000
Appears in 1 contract
Samples: Investment Advisory Agreement (Westchester Capital Funds)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each the Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the respective Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust Fund or by vote of a majority of the outstanding voting securities of that the Fund on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ days written notice to the TrustFund. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the TrustFund: DoubleLine Funds Trust Opportunistic Credit Fund 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Capital LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Management Agreement (DoubleLine Opportunistic Credit Fund)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval; provided however, that the foregoing requirement that the vote of the Independent Trustees be cast in person shall be deemed waived by the parties if and to the extent not required by Section 15(c) of the 1940 Act, the rules and regulations thereunder or any guidance or interpretation thereof, or regulatory relief therefrom, issued by the SEC or its staff. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust or by the affirmative vote of a majority of the outstanding voting securities shares of that Fund on not more than 60 days’ written notice to the ManagerSub-Adviser. The Manager or the Sub-Adviser may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the Trustother party. This Agreement will terminate automatically in the event of the termination of the Investment Management Agreement. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the TrustManager: DoubleLine Funds Trust 000 Alternatives LP 0000 Xxxxx Xxxxx XxxxxxXxxxxx Xxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx XX 00000 Attn: President and Board of Trustees If to the ManagerSub-Adviser: DoubleLine Capital LP 000 0000 Xxxxx Xxxxx XxxxxxXxxxxx Xxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx XX 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (DoubleLine Funds Trust)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust or by the affirmative vote of a majority of the outstanding voting securities shares of that Fund on not more than 60 days’ written notice to the ManagerSub-Adviser. The Manager or the Sub-Adviser may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the Trustother party. This Agreement will terminate automatically in the event of the termination of the Investment Management Agreement. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the TrustManager: DoubleLine Funds Trust Alternatives LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees If to the ManagerSub-Adviser: DoubleLine Capital LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (DoubleLine Funds Trust)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution for an initial period of two years and will remain in full force and effect as to each Fund the Company continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the TrusteesBoard of Trustees of the Fund, or the shareholders by the affirmative vote of a majority of the outstanding shares of the FundCompany, and (ii) a majority of the Independent TrusteesBoard of Trustees of the Fund who are not “interested persons” of the Fund or the Manager, by vote cast in person a manner consistent with applicable law, at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Managing Member, the Board of Trustees of the Trust Fund, or by an affirmative vote of a majority of the outstanding voting securities shares of that Fund the Company on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the TrustCompany. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: INVESTMENT MANAGEMENT AGREEMENT If to the TrustCompany: [DoubleLine Funds Trust Yield Opportunities Subsidiary Corp.] 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees Managing Member If to the Manager: DoubleLine Capital LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Management Agreement (DoubleLine Yield Opportunities Fund)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund the Company continuously thereafter (unless terminated automatically with respect to that Fund the Company as set forth in Section 4 or terminated with respect to that Fund the Company in accordance with the following paragraph) for a period of two years, and will ). This Agreement shall continue in effect from year to year thereafter with respect to a Fund after an initial two-year period beginning on the date of the execution of this Agreement so long as its continuance is approved at least annually by (i) the TrusteesTrustees of the Strategic Commodity Fund, or the shareholders by the affirmative vote of a majority of the outstanding shares of the FundCompany, and (ii) a majority of the Independent TrusteesTrustees of the Strategic Commodity Fund, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund the Company at any time by the Directors of the Company, the Board of Trustees of the Trust Strategic Commodity Fund, or by vote of a majority of the outstanding voting securities of that Fund the Company on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund the Company by not less than 60 days’ written notice to the TrustCompany. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the TrustCompany: DoubleLine Funds Trust Strategic Commodity Ltd. 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees Directors If to the Manager: DoubleLine Capital Commodity LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Management Agreement (DoubleLine Funds Trust)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each the Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person a manner consistent with the 1940 Act, and any applicable guidance or interpretations of the SEC or its staff, at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust Fund or by the affirmative vote of a majority of the outstanding voting securities shares of that the Fund on not more than 60 days’ written notice to the ManagerSub-Adviser. The Manager or the Sub-Adviser may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the Trustother party. This Agreement will terminate automatically in the event of the termination of the Investment Management Agreement. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the TrustManager: DoubleLine Funds Trust 000 Alternatives LP 0000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx XxxxxxxSuite 200 Tampa, Xxxxxxxxxx 00000 FL 33602 Attn: President and Board of Trustees If to the ManagerSub-Adviser: DoubleLine Capital LP 000 0000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx XxxxxxxSuite 200 Tampa, Xxxxxxxxxx 00000 FL 33602 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (DoubleLine Shiller CAPE Enhanced Income Fund)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust or by vote of a majority of the outstanding voting securities of that Fund on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the Trust. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the Trust: DoubleLine Equity Funds Trust 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Capital Equity LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Management Agreement (DoubleLine Equity Funds)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each the Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person a manner consistent with the 1940 Act, and any applicable guidance or interpretations of the Securities and Exchange Commission or its staff, at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust Fund or by affirmative vote of a majority of the outstanding voting securities shares of that the Fund on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the TrustFund. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: INVESTMENT MANAGEMENT AGREEMENT If to the TrustFund: DoubleLine Funds Trust Yield Opportunities Fund 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Capital LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Management Agreement (DoubleLine Yield Opportunities Fund)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund the Company continuously thereafter (unless terminated automatically with respect to that Fund the Company as set forth in Section 4 or terminated with respect to that Fund the Company in accordance with the following paragraph) for a period of two years, and will ). This Agreement shall continue in effect from year to year thereafter with respect to a Fund after an initial two-year period beginning on the date of the execution of this Agreement so long as its continuance is approved at least annually by (i) the TrusteesTrustees of the Multi-Asset Trend Fund, or the shareholders by the affirmative vote of a majority of the outstanding shares of the FundCompany, and (ii) a majority of those Trustees of the Multi-Asset Trend Fund who are not interested persons of the Manager or the Multi-Asset Trend Fund (the “Independent Trustees”), by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund the Company at any time by the Directors of the Company, the Board of Trustees of the Trust Multi-Asset Trend Fund, or by vote of a majority of the outstanding voting securities of that Fund the Company on not more than 60 sixty (60) days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund the Company by not less than 60 sixty (60) days’ written notice to the TrustCompany. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the TrustCompany: DoubleLine Funds Trust Multi-Asset Trend Ltd. 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees Directors If to the Manager: DoubleLine Capital Alternatives LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Management Agreement (DoubleLine Funds Trust)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust or by vote of a majority of the outstanding voting securities of that Fund on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the Trust. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the Trust: DoubleLine Westchester Capital Funds Trust 000 100 Xxxxxx Xxxx Xxxxx Xxxxx XxxxxxXxxxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx Xxxx 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Westchester Capital LP 000 Management, LLC 100 Xxxxxx Xxxx Xxxxx Xxxxx XxxxxxXxxxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.Xxxx 00000
Appears in 1 contract
Samples: Form of Investment Advisory Agreement (Westchester Capital Funds)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust or by vote of a majority of the outstanding voting securities of that Fund on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the Trust. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the Trust: DoubleLine Funds ETF Trust 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Capital ETF Adviser LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Management Agreement (DoubleLine ETF Trust)
EFFECTIVE PERIOD AND TERMINATION OF THIS AGREEMENT. This Agreement is effective upon its execution and will remain in full force and effect as to each Fund continuously thereafter (unless terminated automatically with respect to that Fund as set forth in Section 4 or terminated with respect to that Fund in accordance with the following paragraph) for a period of two years, and will continue in effect from year to year thereafter with respect to a Fund so long as its continuance is approved at least annually by (i) the Trustees, or the shareholders by the affirmative vote of a majority of the outstanding shares of the Fund, and (ii) a majority of the Independent Trustees, by vote cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to a Fund at any time by the Board of Trustees of the Trust or by vote of a majority of the outstanding voting securities of that Fund on not more than 60 days’ written notice to the Manager. The Manager may at any time terminate this Agreement with respect to a Fund by not less than 60 days’ written notice to the Trust. A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the Trust: DoubleLine Funds Trust 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President and Board of Trustees If to the Manager: DoubleLine Capital Commodity LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxx, Xxxxxxxxxx 00000 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.
Appears in 1 contract
Samples: Investment Management Agreement (DoubleLine Funds Trust)