Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 37 contracts
Samples: Business Combination Agreement (Check-Cap LTD), Merger Agreement (AVROBIO, Inc.), Merger Agreement (Fresh Vine Wine, Inc.)
Effectiveness of Registration Statement. The Registration Statement shall have initially become effective in accordance with on the provisions Effective Date and, at any time during the term of this Agreement, no stop order shall have been issued or proceedings therefor initiated or threatened by the SEC; and all requests for additional information on the part of the Securities Act, SEC and state securities administrators shall not be subject to any have been complied with and no stop order or proceeding (similar order shall have been issued or proceedings therefor initiated or threatened proceeding by any state securities authority in any jurisdiction in which the SEC) seeking a stop order with respect Company intends to offer the Registration Statement that has not been withdrawnOffered Shares.
Appears in 18 contracts
Samples: Dealer Manager Agreement (Sierra Total Return Fund), Dealer Manager Agreement (Sierra Total Return Fund), Dealer Manager Agreement (NexPoint Capital, Inc.)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or proceeding (or threatened proceeding shall have been issued by the SEC) seeking a stop order SEC with respect to the Registration Statement that has not and no Action seeking such stop order shall have been withdrawnthreatened or initiated.
Appears in 15 contracts
Samples: Merger Agreement (AltC Acquisition Corp.), Business Combination Agreement (Black Spade Acquisition Co), Agreement and Plan of Merger (Tuatara Capital Acquisition Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of the Securities ActRegistration Statement shall have been issued, and no proceedings for that purpose shall not be subject to any stop order or proceeding (have been initiated or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 7 contracts
Samples: Merger Agreement, Merger Agreement (Cyberian Outpost Inc), Merger Agreement (Safety Fund Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions Commission. At any time during the term of the Securities Actthis Agreement, and shall not be subject to any no stop order shall have been issued or proceeding (proceedings therefor initiated or threatened proceeding by the SEC) seeking a stop order Commission with respect to the Registration Statement that has not Statement; and all requests for additional information on the part of the Commission and state securities administrators shall have been withdrawncomplied with and no stop order or similar order shall have been issued or proceedings therefor initiated or threatened by any state securities authority in any jurisdiction in which the Company intends to offer Shares.
Appears in 6 contracts
Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnStatement.
Appears in 6 contracts
Samples: Merger Agreement (Second Sight Medical Products Inc), Merger Agreement (Neurotrope, Inc.), Merger Agreement (Caladrius Biosciences, Inc.)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions of SEC pursuant to the Securities Act, Act and the Registration Statement shall not be subject to any stop order order, and no action, suit, proceeding or proceeding (or threatened proceeding by the SEC) investigation seeking a stop order with respect or to suspend the effectiveness of the Registration Statement that has not shall have been withdrawninitiated and be continuing or have been threatened in writing and be unresolved.
Appears in 6 contracts
Samples: Merger Agreement (Central Valley Community Bancorp), Agreement and Plan of Reorganization and Merger (Community West Bancshares /), Agreement and Plan of Reorganization and Merger
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions of the Securities Act, SEC and shall not be subject to any stop order or proceeding (or any threatened proceeding stop order by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 5 contracts
Samples: Merger Agreement (City Holding Co), Merger Agreement (Poage Bankshares, Inc.), Merger Agreement (LCNB Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any . No stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement that has not shall have been withdrawnissued by the SEC and remain in effect.
Appears in 4 contracts
Samples: Merger Agreement (Medallion Financial Corp), Merger Agreement (Ameritrans Capital Corp), Merger Agreement (Tannenhauser Robert)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, Act and shall not be the subject to of any stop order or proceeding (or threatened proceeding by the SEC) proceedings seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 4 contracts
Samples: Merger Agreement (Nexstar Pharmaceuticals Inc), Merger Agreement (Teva Pharmaceutical Industries Limited), Merger Agreement (Warburg Pincus Investors Lp)
Effectiveness of Registration Statement. The SEC shall have declared the Registration Statement shall have become effective in accordance with the provisions of the Securities Act. No stop order suspending the effectiveness of the Registration Statement or any part thereof shall have been issued, and no proceeding for that purpose, and no similar proceeding in respect to the Joint Proxy Statement/Prospectus, shall not be subject to any stop order or proceeding (have been initiated or threatened proceeding in writing by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 4 contracts
Samples: Merger Agreement (Vitalcom Inc), Merger Agreement (Coulter Pharmaceuticals Inc), Merger Agreement (Corixa Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of any of the Securities Act, Registration Statement shall have been issued and no proceedings for that purpose shall not be subject to any stop order or proceeding (have been initiated or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 3 contracts
Samples: Merger Agreement (Innovative Payment Solutions, Inc.), Merger Agreement (Lendingtree Inc), Merger Agreement (Usa Interactive)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions of the Securities Act, SEC and there shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order in effect with respect to the Registration Statement that has not been withdrawnStatement.
Appears in 3 contracts
Samples: Merger Agreement (Stone & Webster Inc), Merger Agreement (Neopath Inc), Merger Agreement (Autocyte Inc)
Effectiveness of Registration Statement. The --------------------------------------- Registration Statement shall have become been declared effective in accordance with the provisions of the Securities Act, and shall not be subject to any a stop order or proceeding (or any threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 3 contracts
Samples: Merger Agreement (Mercantile Bancorporation Inc), Merger Agreement (Mercantile Bancorporation Inc), Merger Agreement (Allegiant Bancorp Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, Act and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (MorphImmune Inc.), Merger Agreement (Immunome Inc.), Merger Agreement (NTN Buzztime Inc)
Effectiveness of Registration Statement. The Registration Statement and the Post-Effective Amendment shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order shall have been issued by the SEC and be outstanding, and no proceeding for that purpose shall have been initiated by the SEC and be outstanding or proceeding (or be threatened proceeding by the SEC) seeking a stop order , with respect to the Registration Statement that has not been withdrawnor the Post-Effective Amendment.
Appears in 2 contracts
Samples: Merger Agreement (Peets Coffee & Tea Inc), Merger Agreement (Diedrich Coffee Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of the Securities Act, Registration Statement shall be in effect and no proceedings for that purpose shall not be subject to any stop order or proceeding (have been initiated or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 2 contracts
Samples: Merger Agreement (Ask Jeeves Inc), Merger Agreement (Iac/Interactivecorp)
Effectiveness of Registration Statement. The Registration Statement shall have become be declared effective in accordance with the provisions of under the Securities Act, and shall not be subject to any no stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement shall have been issued by the SEC and no proceeding for that has purpose shall have been initiated by the SEC and not been concluded or withdrawn.
Appears in 2 contracts
Samples: Asset Purchase Agreement (Lucas Energy, Inc.), Asset Purchase Agreement
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of the Securities Act, Registration Statement shall be in effect and no proceedings for that purpose shall not be subject to any stop order or proceeding (pending before or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 2 contracts
Samples: Business Combination Agreement (Apex Technology Acquisition Corp), Business Combination Agreement (Novus Capital Corp)
Effectiveness of Registration Statement. The Registration --------------------------------------- Statement shall have become been declared effective in accordance with the provisions of the Securities Act, and shall not be subject to any a stop order or proceeding (or any threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 2 contracts
Samples: Merger Agreement (Mercantile Bancorporation Inc), Merger Agreement (Mercantile Bancorporation Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order shall have been issued and still be pending, and no proceeding for that purpose shall have been initiated or proceeding (or be threatened proceeding and be pending, by the SEC) seeking a stop order SEC with respect to the Registration Statement that has not been withdrawn.or the Proxy Statement/Prospectus;
Appears in 2 contracts
Samples: Merger Agreement (Jazz Technologies, Inc.), Merger Agreement (Tower Semiconductor LTD)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and shall not be subject to any no stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement shall have been issued and be in effect and no proceedings for that has purpose shall have been initiated by the SEC and not been withdrawn.
Appears in 2 contracts
Samples: Merger Agreement (Vaporin, Inc.), Merger Agreement (Vapor Corp.)
Effectiveness of Registration Statement. The Registration Statement shall have has become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or proceeding (or threatened proceeding has been issued by the SEC) seeking a stop order SEC and remains in effect with respect to the Registration Statement that and no proceeding seeking such a stop order has not been withdrawninitiated by the SEC and remains pending or is threatened by the SEC.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Biosante Pharmaceuticals Inc), Merger Agreement (Biosante Pharmaceuticals Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and neither the Registration Statement nor the Joint Proxy Statement/Prospectus shall not be the subject to of any stop order or proceeding (seeking a stop order, and no proceedings for that purpose shall have been initiated or threatened proceeding in writing by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 2 contracts
Samples: Merger Agreement (ARBINET Corp), Merger Agreement (Primus Telecommunications Group Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order suspending such effectiveness shall have been issued and remain in effect and no action, suit, proceeding or proceeding (investigation for that purpose shall have been initiated or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnany Governmental Authority.
Appears in 2 contracts
Samples: Merger Agreement (Game Financial Corp), Merger Agreement (Viad Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with the provisions of the Securities Act, and shall not be subject to any a stop order or proceeding (or any threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 2 contracts
Samples: Merger Agreement (Southside Bancshares Corp), Merger Agreement (Financial Services Corporation of the Midwest)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any stop order or proceeding (or threatened proceeding by the SECSEC in writing) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 2 contracts
Samples: Merger Agreement (Kubient, Inc.), Merger Agreement (Kubient, Inc.)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, no stop order shall have been issued by the SEC and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order remain in effect with respect to the Registration Statement that has not and no proceeding seeking such a stop order shall have been withdrawninitiated by the SEC and remain pending or shall be threatened by the SEC.
Appears in 2 contracts
Samples: Merger Agreement (Document Security Systems Inc), Merger Agreement (Vringo Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective by the SEC in accordance with the provisions of the Securities Act, and shall not be the subject to of any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 2 contracts
Samples: Merger Agreement (Occam Networks Inc/De), Merger Agreement (Calix, Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of the Securities Act, Registration Statement shall have been issued and no proceeding for that purpose shall not be subject to any stop order or proceeding (have been initiated or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or shall have been issued with respect to the Registration Statement that remains in effect, no proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement shall have been initiated by the SEC that has not been withdrawnthen remains pending and neither Parent nor the Company shall have received any written communication from the SEC that remains outstanding in which the SEC indicates a material likelihood that it will initiate a proceeding seeking a stop order with respect to the Registration Statement.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) Legal Proceeding seeking a stop order with respect to the Registration Statement that has not been withdrawn. Any material state securities laws applicable to the issuance of the shares of Parent Capital Stock in connection with the Contemplated Transactions shall have been complied with and no stop order (or similar order) shall have been issued in respect of such shares of Parent Capital Stock by any applicable state securities commissioner or court of competent jurisdiction.
Appears in 1 contract
Samples: Merger Agreement (Pulmatrix, Inc.)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or shall have been issued by the SEC with respect thereto, and no similar proceeding (in respect of the Joint Proxy Statement shall have been initiated or threatened proceeding in writing by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 1 contract
Samples: Merger Agreement (Intest Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and shall not be the subject to of any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and shall not be subject to any no stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement shall have been issued (and no proceedings for that has purpose shall have been initiated or threatened by the SEC and not been withdrawn).
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement registration statement filed by the Company pursuant to Section 7.2 shall have become effective in accordance with the provisions of the Securities Acteffective, and shall not be subject to any no stop order or proceeding (suspending the effectiveness thereof shall have been issued and no proceedings therefor shall be pending or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Cypros Pharmaceutical Corp)
Effectiveness of Registration Statement. The Rights Offering Registration Statement shall have become effective in accordance with the provisions of the Securities Act, Act and shall not be subject to any no stop order or proceeding (or threatened proceeding shall have been issued by the SEC) seeking a stop order SEC with respect to the such Rights Offering Registration Statement (and no proceedings shall have been initiated, or to the Company's knowledge, threatened, for that has not been withdrawnpurpose).
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any ; no stop order or will have been issued with respect to the Registration Statement that remains in effect; no proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement shall have been initiated by the SEC that has not been withdrawnremains pending; and neither Parent nor the Company shall have received any written communication from the SEC that remains outstanding in which the SEC indicates a material likelihood that it will initiate a proceeding seeking a stop order with respect to the Registration Statement.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement --------------------------------------- shall have become been declared effective in accordance with the provisions of the Securities Act, and shall not be subject to any a stop order or proceeding (or any threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 1 contract
Samples: Merger Agreement (Homecorp Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions of SEC under the Securities Act, Act and shall not be subject to any no stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement shall have been issued by the SEC and remain in effect, and no proceedings for that has purpose shall be pending or threatened in writing by the SEC and not been withdrawnwithdrawn or lapsed.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have been filed and shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of the Securities Act, Registration Statement shall have been issued and no proceedings for that purpose shall not be subject to any stop order or proceeding (have been initiated or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 1 contract
Samples: Merger Agreement (Owosso Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or proceeding (or threatened proceeding shall have been issued by the SEC) seeking a stop order SEC with respect to the Registration Statement that has and no Action seeking such stop order shall have been threatened or initiated by the SEC and not been withdrawn.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration --------------------------------------- Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or proceeding (or threatened proceeding suspending the effectiveness of the Registration Statement shall have been issued by the SEC) , and no proceeding shall have been initiated or threatened in writing by the SEC for the purpose of seeking or obtaining such a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and shall not be subject to any no stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement shall be in effect and no proceedings for that has purpose are outstanding or threatened by the SEC and not been withdrawn.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or proceeding (or threatened proceeding shall been issued by the SEC) seeking a stop order with respect to SEC or any other governmental authority suspending the effectiveness of the Registration Statement that has not been withdrawnor preventing or suspending the use thereof or any related prospectus.
Appears in 1 contract
Samples: Merger Agreement (Amrion Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of Securities Act and the Securities Act, Exchange Act and shall not be the subject to of any stop order or proceeding (or threatened proceeding by the SEC) proceedings seeking a stop order with and no similar proceeding in respect to of the Registration Statement that has shall have been initiated or threatened by the SEC and not been concluded or withdrawn.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and shall not be subject to any no stop order or proceeding (suspending the effectiveness thereof shall have been issued and no proceedings for that purpose shall have been initiated or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has SEC and not have been withdrawn.
Appears in 1 contract
Samples: Merger Agreement (Cymer Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of the Securities ActRegistration Statement shall have been issued (and no proceedings for that purpose shall have been initiated or threatened by the SEC and not withdrawn) and, and if the Transactions are subject to the securities laws of any state, the Registration Statement shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnof any state securities commissioner.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions of SEC pursuant to the Securities Act, Act and the Registration Statement shall not be subject to any stop order order, and no action, suit, proceeding or proceeding (or threatened proceeding by the SEC) investigation seeking a stop order with respect or to suspend effectiveness of the Registration Statement that has not shall have been withdrawninitiated and be continuing or have been threatened in writing and be unresolved.
Appears in 1 contract
Samples: Merger Agreement (Plumas Bancorp)
Effectiveness of Registration Statement. The Registration --------------------------------------- Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or proceeding (or threatened proceeding shall have been issued by the SEC) seeking a stop order with respect to SEC or any other governmental authority suspending the effectiveness of the Registration Statement that has not been withdrawnor preventing or suspending the use thereof or any related prospectus.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, no stop order shall have been issued by the SEC and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order remain in effect with respect to the Registration Statement that has not and no proceeding seeking such a stop order shall have been withdrawn.initiated by the SEC and remain pending or shall be threatened by the SEC;
Appears in 1 contract