Common use of Effectiveness of Registration Statement Clause in Contracts

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 37 contracts

Samples: Purchase Agreement (Ares Capital Corp), Administration Agreement (Ares Capital Corp), Administration Agreement (Ares Capital Corp)

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Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and and, at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have or any post-effective amendment thereto has been issued under the 1933 Act Act, no order preventing or suspending the use of any preliminary prospectus or the Prospectus has been issued and no proceedings therefor initiated for any of those purposes have been instituted or threatened by are pending or, to the CommissionCompany’s knowledge, contemplated; and any the Company has complied with each request on the part of (if any) from the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497information.

Appears in 32 contracts

Samples: Underwriting Agreement (MeridianLink, Inc.), Underwriting Agreement (Bowman Consulting Group Ltd.), Underwriting Agreement (MeridianLink, Inc.)

Effectiveness of Registration Statement. The Registration StatementStatement shall have become effective, including any Rule 462(b) Registration Statementand, has become effective at each of the Closing Date and at the Option Closing Time Date, no stop order suspending the effectiveness of the Registration Statement shall have been issued under and no proceedings for the 1933 Act purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Winston & Xxxxxx LLP.

Appears in 19 contracts

Samples: Underwriting Agreement (99 Acquisition Group Inc.), Underwriting Agreement (99 Acquisition Group Inc.), Underwriting Agreement (99 Acquisition Group Inc.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and under the 1933 Act upon filing with the Commission and, at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b) without reliance on Rule 424(b)(8).

Appears in 17 contracts

Samples: Underwriting Agreement (Wisconsin Power & Light Co), Underwriting Agreement (Interstate Power & Light Co), Underwriting Agreement (Wisconsin Power & Light Co)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 17 contracts

Samples: Distribution Agreement (Colgate Palmolive Co), Distribution Agreement (Puget Sound Energy Inc), Distribution Agreement (Firstar Corp /New/)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become Statement shall remain effective under the Securities Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Securities Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing Underwriters and the Rule 430C Information Company shall not have been filed with received from the Commission in accordance with any notice pursuant to Rule 497401(g)(2) objecting to use of the automatic shelf registration statement form.

Appears in 14 contracts

Samples: Underwriting Agreement (Evergy Metro, Inc.), Underwriting Agreement (Evergy Kansas Central, Inc.), Underwriting Agreement (Evergy Metro, Inc.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 12 contracts

Samples: Underwriting Agreement (Caterpillar Inc), Underwriting Agreement (Eop Operating LTD Partnership), Underwriting Agreement (Caterpillar Inc)

Effectiveness of Registration Statement. The Registration StatementStatement was declared effective under the Securities Act as of the date and time specified in such opinion, including any and the Prospectus was filed with the Commission pursuant to the subparagraph of Rule 462(b424(b) Registration Statementof the Rules and Regulations specified in such opinion on the date specified therein. To the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have has been issued under the 1933 Act and no proceeding or proceedings therefor initiated examination for such purpose has been instituted or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 10 contracts

Samples: Underwriting Agreement (Valero Gp Holdings LLC), Underwriting Agreement (Penn Virginia GP Holdings, L.P.), Underwriting Agreement (Penn Virginia GP Holdings, L.P.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor or pursuant to Section 8A of the 1933 Act initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 9 contracts

Samples: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Effectiveness of Registration Statement. The Registration StatementStatement shall have become effective, including any Rule 462(b) Registration Statementand, has become effective at each of the Closing Date and at the Option Closing Time Date, no stop order suspending the effectiveness of the Registration Statement shall have been issued under and no proceedings for the 1933 Act purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Winston & Sxxxxx LLP.

Appears in 9 contracts

Samples: Underwriting Agreement (Prime Number Acquisition I Corp.), Underwriting Agreement (Denali Capital Acquisition Corp.), Underwriting Agreement (Denali Capital Acquisition Corp.)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b) without reliance on Rule 424(b)(8).

Appears in 8 contracts

Samples: Purchase Agreement (Alliant Energy Corp), Purchase Agreement (Alliant Energy Corp), Purchase Agreement (Alliant Energy Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has shall have become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been timely filed with the Commission in accordance with Rule 497424(b).

Appears in 6 contracts

Samples: Underwriting Agreement (Lasalle Hotel Properties), Underwriting Agreement (American Land Lease Inc), Underwriting Agreement (Lasalle Hotel Properties)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 6 contracts

Samples: Purchase Agreement (Delmarva Power & Light Co /De/), Atlantic City Electric Co, Potomac Electric Power Co

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated initiated, pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information Prospectus Supplement shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 5 contracts

Samples: Purchase Agreement (Atmos Energy Corp), Purchase Agreement (Atmos Energy Corp), Purchase Agreement (Atmos Energy Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 5 contracts

Samples: Purchase Agreement (Great American Financial Resources Inc), Purchase Agreement (American Financial Group Inc), Purchase Agreement (Aag Holding Co Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 5 contracts

Samples: Purchase Agreement (Boston Private Financial Holdings Inc), Underwriting Agreement (Icos Corp / De), Underwriting Agreement (Teligent Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430A Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 4 contracts

Samples: Purchase Agreement (Horizon Technology Finance Corp), Purchase Agreement (Horizon Technology Finance Corp), Purchase Agreement (Golub Capital BDC, Inc.)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time the 1934 Act, as applicable, and no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act Act, and no proceedings for such purpose shall have been instituted or proceedings therefor initiated or shall be pending or, to the knowledge of the Company, threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Dealer(s).

Appears in 4 contracts

Samples: License Agreement (Protective Life Secured Trust 2003-1), License Agreement (Protective Life Insurance Co), Distribution Agreement (Protective Life Insurance Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and under the 1933 Act and, at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement or any Rule 462(b) Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 4 contracts

Samples: Terms Agreement (Jabil Circuit Inc), Terms Agreement (Jabil Circuit Inc), Jabil Circuit Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has Statement shall have become effective at such time and at Closing Time date as you and the Company shall have agreed; no stop order suspending the effectiveness of the Registration Statement shall have been issued under and, to the 1933 Act best knowledge of the Company or you, no proceedings therefor initiated for that purpose shall have been in threatened or threatened contemplated by the Commission, ; and any request on the part of by the Commission for additional information (to be included in the Registration Statement or Prospectus or otherwise) shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497you or your counsel.

Appears in 3 contracts

Samples: Underwriting Agreement (American Church Mortgage Co), Underwriting Agreement (American Church Mortgage Co), Underwriting Agreement (American Church Mortgage Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have supplement has been filed with the Commission in accordance with and within the time period required by Rule 497424(b).

Appears in 3 contracts

Samples: Purchase Agreement (Puget Sound Energy Inc), Purchase Agreement (Puget Sound Energy Inc), Purchase Agreement (Puget Sound Energy Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agent.

Appears in 3 contracts

Samples: Distribution Agreement (Merrill Lynch & Co Inc), Distribution Agreement (Merrill Lynch & Co Inc), Distribution Agreement (Genworth Life & Annuity Insurance Co)

Effectiveness of Registration Statement. The Registration StatementStatement became effective under the Act upon filing with the Commission on May 26, including any Rule 462(b) Registration Statement2010; to the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall has been issued and no proceedings for that purpose have been issued under the 1933 Act or proceedings therefor initiated instituted or threatened by the Commission, ; and any request on the part required filing of the Commission for additional information shall have Preliminary Prospectus pursuant to Rule 424(b) has been complied with to made in the reasonable satisfaction of counsel to manner and within the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497time period required by such Rule.

Appears in 3 contracts

Samples: Underwriting Agreement (DCP Midstream Partners, LP), Letter Agreement (DCP Midstream Partners, LP), Underwriting Agreement (DCP Midstream Partners, LP)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor or pursuant to Section 8A of the 1933 Act initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 3 contracts

Samples: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor or pursuant to Section 8(A) of the Securities Act initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 3 contracts

Samples: Purchase Agreement (Crescent Capital BDC, Inc.), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Effectiveness of Registration Statement. The Registration StatementStatement has been declared effective on the date of this Agreement, including any Rule 462(b) Registration Statementand, has become effective at each of the Closing Date and at the Option Closing Time Date, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for such purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of Xxxxx & Xxxxxxx LLP, counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Underwriters ("D&G").

Appears in 3 contracts

Samples: Underwriting Agreement (Chardan China Acquisition Corp), Underwriting Agreement (Chardan China Acquisition Corp), Underwriting Agreement (Chardan China Acquisition Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor or pursuant to Section 8A of the 1933 Act initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 3 contracts

Samples: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents and Co-Agents.

Appears in 2 contracts

Samples: Distribution Agreement (Ge Life & Annuity Assurance Co), Distribution Agreement (Ge Life & Annuity Assurance Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Underwriter.

Appears in 2 contracts

Samples: New Plan Excel (New Plan Excel Realty Trust Inc), New Plan (New Plan Excel Realty Trust Inc)

Effectiveness of Registration Statement. The Registration Statement, --------------------------------------- Statement (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 2 contracts

Samples: Distribution Agreement (Puget Sound Energy Inc), Distribution Agreement (Washington Real Estate Investment Trust)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.Act

Appears in 2 contracts

Samples: Purchase Agreement (General American Investors Co Inc), General American Investors Co Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Samples: Underwriting Agreement (Agl Resources Inc), Underwriting Agreement (Agl Resources Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Samples: Underwriting Agreement (Pilgrims Pride Corp), Underwriting Agreement (Banknorth Group Inc/Me)

Effectiveness of Registration Statement. The Registration StatementStatement was declared effective under the Securities Act on [ ], including any Rule 462(b) Registration Statement2005; to the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall or the Rule 462(b) Registration Statement has been issued and no proceedings for that purpose have been issued under the 1933 Act or proceedings therefor initiated instituted or threatened by the Commission, ; and any request on the part required filing of the Commission for additional information shall have Prospectus pursuant to Rule 424(b) has been complied with to made in the reasonable satisfaction of counsel to manner and within the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497time period required by such Rule.

Appears in 2 contracts

Samples: Letter Agreement (Global Partners LP), Global Partners LP

Effectiveness of Registration Statement. The Registration StatementStatement has been declared effective on the date of this Agreement and, including any Rule 462(b) Registration Statementat each of the Closing Date and the Option Closing Date, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for such purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of Xxxxxxxx Xxxxxx, counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 2 contracts

Samples: Underwriting Agreement (Gurunet Corp), Underwriting Agreement (Gurunet Corp)

Effectiveness of Registration Statement. The Registration StatementStatement shall have become effective, including any Rule 462(b) Registration Statementand, has become effective at each of the Closing Date and at the Option Closing Time Date, no stop order suspending the effectiveness of the Registration Statement shall have been issued under and no proceedings for the 1933 Act purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Xxxxxxxxx Xxxxxxx, LLP.

Appears in 2 contracts

Samples: Warrant Agreement (Biotech Group Acquisition Corp), Warrant Agreement (Biotech Group Acquisition Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b) or, if the Company has elected to rely upon Rule 434, a Term Sheet shall have been filed with the Commission in accordance with Rule 424(b).

Appears in 2 contracts

Samples: Underwriting Agreement (Computer Sciences Corp), Underwriting Agreement (Computer Sciences Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersUnderwriter. A final prospectus containing the Rule 430C Information shall have been timely filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Samples: Underwriting Agreement (Lasalle Hotel Properties), Lasalle Hotel Properties

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 2 contracts

Samples: New Plan Excel (New Plan Excel Realty Trust Inc), New Plan Excel Realty Trust Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose or proceedings therefor initiated pursuant to Section 8A of the 1933 Act against the Company or related to the offering of the Notes shall have been instituted or shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 2 contracts

Samples: Distribution Agreement (Ing Usa Annuity & Life Insurance Co), Distribution Agreement (Ing Usa Annuity & Life Insurance Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor or pursuant to Section 8(A) of the 1933 Act initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Samples: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective effective, and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus Prospectus Supplement containing information relating to the Rule 430C Information description of the Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Samples: Underwriting Agreement (Memc Electronic Materials Inc), Underwriting Agreement (Memc Electronic Materials Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Final Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Samples: Utstarcom (Utstarcom Inc), Underwriting Agreement (Utstarcom Inc)

Effectiveness of Registration Statement. The Registration StatementStatement was declared effective under the Securities Act on [ ], including any Rule 462(b) Registration Statement2004; to the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall or the Rule 462(b) Registration Statement has been issued and no proceedings for that purpose have been issued under the 1933 Act or proceedings therefor initiated instituted or threatened by the Commission, ; and any request on the part required filing of the Commission for additional information shall have Prospectus pursuant to Rule 424(b) has been complied with to made in the reasonable satisfaction of counsel to manner and within the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497time period required by such Rule.

Appears in 2 contracts

Samples: Underwriting Agreement (Copano Energy, L.L.C.), Underwriting Agreement (Stonemor Partners Lp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become Statement shall remain effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Samples: Post Apartment Homes Lp, Post Apartment Homes Lp

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time and at any relevant Date of Delivery, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final Any prospectus containing the required to be filed in accordance with Rule 430C Information 424(b) shall have been filed with the Commission in accordance with Rule 497Commission.

Appears in 2 contracts

Samples: Abn Amro Bank Nv, Abn Amro Bank Nv

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose or proceedings therefor initiated pursuant to Section 8A of the 1933 Act against either of the Principal Entities or related to the offering of the Notes shall have been instituted or shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 2 contracts

Samples: Distribution Agreement (Principal Financial Group Inc), Distribution Agreement (Principal Life Insurance Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersUnderwriter. A final prospectus containing information relating to the Rule 430C Information description of the Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Samples: Underwriting Agreement (Mdu Resources Group Inc), Underwriting Agreement (Mdu Resources Group Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has Statement shall have become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Samples: Purchase Agreement (Sierra Pacific Resources), Purchase Agreement (Sierra Pacific Resources Capital Trust Ii)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor therefore initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the in accordance with Rule 430C Information 424(b) shall have been filed with the Commission in accordance with Rule 497and declared effective.

Appears in 2 contracts

Samples: Purchase Agreement (Sunstone Hotel Investors, L.L.C.), Purchase Agreement (Sunstone Hotel Investors, Inc.)

Effectiveness of Registration Statement. The Initial Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Initial Registration Statement or any Rule 462(b) Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or or, to the knowledge of the Company, threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with the manner and within the time period required by Rule 497424(b) (without reliance on Rule 424(b)(8)).

Appears in 2 contracts

Samples: Underwriting Agreement (Clarus Therapeutics Inc), Underwriting Agreement (Clarus Therapeutics Inc)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agent.

Appears in 2 contracts

Samples: Distribution Agreement (Gillette Co), Distribution Agreement (Enron Corp/Or/)

Effectiveness of Registration Statement. The Registration StatementStatement has been declared effective on the date of this Agreement and, including any Rule 462(b) Registration Statementat each of the Closing Date and the Option Closing Date, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under and no proceedings for such purpose shall have been instituted or shall be pending or, to the 1933 Act or proceedings therefor initiated or threatened Company’s knowledge, contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of Xxxxxxxx Xxxxxx, counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 2 contracts

Samples: Underwriting Agreement (American Telecom Services Inc), Underwriting Agreement (AeroGrow International, Inc.)

Effectiveness of Registration Statement. The Registration StatementStatement has been declared effective on the date of this Agreement and, including any Rule 462(b) Registration Statementat each of the Closing Date and the Option Closing Date, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under and no proceedings for such purpose shall have been instituted or shall be pending or, to the 1933 Act or proceedings therefor initiated or threatened Company's knowledge, contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of Xxxxxxxx Xxxxxx, counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 2 contracts

Samples: Underwriting Agreement (Gigabeam Corp), Underwriting Agreement (Gigabeam Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing information relating to the Rule 430C Information description of the Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Samples: Underwriting Agreement (Mdu Resources Group Inc), Purchase Agreement (Mdu Resources Group Inc)

Effectiveness of Registration Statement. The Registration StatementStatement has been declared effective on the date of this Agreement and, including any Rule 462(b) Registration Statementat each of the Closing Date and the Option Closing Date, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under and no proceedings for such purpose shall have been instituted or shall be pending or, to the 1933 Act or proceedings therefor initiated or threatened best knowledge of the Company, contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel Grauxxxx Xxxlxx & Xillxx, xxunsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Representative.

Appears in 2 contracts

Samples: Underwriting Agreement (Delicious Brands Inc), Underwriting Agreement (Delicious Brands Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated be in effect and pending, or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430A Information shall have been filed with the Commission in accordance with Rule 497424(b) (or a post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A).

Appears in 2 contracts

Samples: Delphi Properties Inc, Delphi Properties Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has shall have become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersUnderwriter. A final prospectus containing the Rule 430C Information shall have been timely filed with the Commission in accordance with Rule 497424(b).

Appears in 2 contracts

Samples: Underwriting Agreement (Lasalle Hotel Properties), Underwriting Agreement (Lasalle Hotel Properties)

Effectiveness of Registration Statement. The Registration StatementStatement has been declared effective on the date of this Agreement and, including any Rule 462(b) Registration Statementat each of the Closing Date and the Option Closing Date, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for such purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of Xxxxxxxx Xxxxxx & Xxxxxx, counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 2 contracts

Samples: Underwriting Agreement (Augment Systems Inc), Underwriting Agreement (Augment Systems Inc)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement and any Rule 429 Registration Statement, if applicable) has become effective under the 1933 Act and at Closing Time the 1934 Act, as applicable, and no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act Act, and no proceedings for such purpose shall have been instituted or proceedings therefor initiated or shall be pending or, to the knowledge of the Company, threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Dealer(s).

Appears in 2 contracts

Samples: Standard Distribution Agreement Terms (Protective Life Insurance Co), Administration Agreement (Protective Life Insurance Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Purchasing Agent.

Appears in 2 contracts

Samples: Distribution Agreement (United Parcel Service Inc), Distribution Agreement (Merrill Lynch & Co Inc)

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Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(bpost-effective amendments or further registration statements filed by the Company for the purpose of registering additional Notes in connection with this Agreement) Registration Statement, has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 2 contracts

Samples: Advanta Corp, Advanta Corp

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the Securities Act upon filing with the Commission and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b) without reliance on Rule 424(b)(8).

Appears in 2 contracts

Samples: Wisconsin Power and Light Company (Wisconsin Power & Light Co), Underwriting Agreement (Alliant Energy Corp)

Effectiveness of Registration Statement. The Registration Statement, including any post-effective amendment thereto as well as any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 2 contracts

Samples: Underwriting Agreement (Dow Chemical Co /De/), Dow Chemical Co /De/

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.the

Appears in 2 contracts

Samples: Purchase Agreement (Koninklijke Philips Electronics Nv), Sicor Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.satisfaction

Appears in 2 contracts

Samples: United Meridian Corp, Ixia

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b) or, if the Offerors have elected to rely upon Rule 434, a Term Sheet shall have been filed with the Commission in accordance with Rule 424(b).

Appears in 2 contracts

Samples: Purchase Agreement (Mediaone Group Inc), Us West Inc

Effectiveness of Registration Statement. The Registration Statement, Statement --------------------------------------- (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 2 contracts

Samples: Colgate Palmolive Co, Colonial Realty Limited Partnership

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersUnderwriter. A final prospectus containing the Rule 430C Information shall have supplement has been filed with the Commission in accordance with and within the time period required by Rule 497424(b).

Appears in 1 contract

Samples: Underwriting Agreement (Puget Energy Inc /Wa)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersInternational Managers. A final prospectus containing the Rule 430C 430A Information shall have been filed with the Commission in accordance with Rule 497.424(b) 17

Appears in 1 contract

Samples: Brylane Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.additional

Appears in 1 contract

Samples: Criimi Mae Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersPlacement Agent. A final prospectus containing If required by the Rule 430C Information 1933 Act or the 1933 Act Regulations, the Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Nationwide Health Properties Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497.424(b). (b)

Appears in 1 contract

Samples: Pepco Holdings Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has Statement shall have become effective and at or prior to the Remarketing Commencement Date. At Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersRemarketing Agents. A final prospectus containing the Rule 430C Information The Remarketing Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Remarketing Agreement (Sierra Pacific Resources /Nv/)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become Statement continues to be effective and at the Closing Time Date no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersPlacement Agents. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Purchase Agreement (Neurogen Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b) without reliance on Rule 424(b)(8).

Appears in 1 contract

Samples: Alliant Energy Corp

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus Final Supplemented Prospectus containing information relating to the Rule 430C Information description of the Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 497424(b)(2).

Appears in 1 contract

Samples: Semco Energy Inc

Effectiveness of Registration Statement. The Registration StatementStatement became effective under the Act upon its filing with the Commission on October 2, including any Rule 462(b) Registration Statement2020; to the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall has been issued and no proceedings for that purpose have been issued under the 1933 Act or proceedings therefor initiated instituted or threatened by the Commission, ; and any request on the part required filing of the Commission for additional information shall have Final Prospectus pursuant to Rule 424(b) has been complied with to made in the reasonable satisfaction of counsel to manner and within the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497time period required by such rule.

Appears in 1 contract

Samples: DCP Midstream, LP

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at each Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Placement Agent.

Appears in 1 contract

Samples: Agency Agreement (Forest City Enterprises Inc)

Effectiveness of Registration Statement. The Registration StatementStatement was declared effective under the Securities Act on , including any Rule 462(b) Registration Statement2005; to the knowledge of such counsel, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall [or the Rule 462(b) Registration Statement] has been issued and no proceedings for that purpose have been issued under the 1933 Act or proceedings therefor initiated instituted or threatened by the Commission, ; and any request on the part required filing of the Commission for additional information shall have Prospectus pursuant to Rule 424(b) has been complied with to made in the reasonable satisfaction of counsel to manner and within the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497time period required by such Rule.

Appears in 1 contract

Samples: Underwriting Agreement (DCP Midstream Partners, LP)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Exhibit 1 (Circus Finance Ii)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersXxxxxxx Xxxxx. A final prospectus, together with a prospectus containing the Rule 430C Information supplement shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Purchase Agreement (Ventas Inc)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Purchasing Agent.

Appears in 1 contract

Samples: General Mills Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has shall have become effective not later than 5:30P.M. on the date hereof and at Closing Time no stop order suspending the effectiveness of the Registration Statement or any Rule 462(b) Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Xxxxx Fargo.

Appears in 1 contract

Samples: Agency Agreement (Genaera Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing relating to the Rule 430C Information Securities shall have been timely filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Underwriting Agreement (Keystone Property Trust)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersMerrill Lynch. A final prospectus, together with a prospectus containing the Rule 430C Information shall have been supplement shaxx xxxx xxxx filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Purchase Agreement (Ventas Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.information relating to the

Appears in 1 contract

Samples: Underwriting Agreement (Hercules Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersUnderwriter. A final prospectus containing relating to the Rule 430C Information Securities shall have been timely filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Purchase Agreement (Keystone Property Trust)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective under the Securities Act upon filing with the Commission and at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C 430B Information shall have been filed with the Commission in accordance with Rule 497424(b) without reliance on Rule 424(b)(8).

Appears in 1 contract

Samples: Interstate Power and Light Company (Interstate Power & Light Co)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersUnderwriter. A final prospectus containing information relating to the Rule 430C Information description of the Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Underwriting Agreement (Semco Energy Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or or, to the knowledge of the Company, proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 1 contract

Samples: Underwriting Agreement (KCS Energy Inc)

Effectiveness of Registration Statement. The Registration StatementStatement has been declared effective on the date of this Agreement and, including any Rule 462(b) Registration Statementat each of the Closing Date and the Option Closing Date, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under and no proceedings for such purpose shall have been instituted or shall be pending or, to the 1933 Act or proceedings therefor initiated or threatened knowledge of the Company, contemplated by the Commission, Commission and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of Atlas Xxxxxxxx, P.A., counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 1 contract

Samples: Underwriting Agreement (Take to Auction Com Inc)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has shall have become effective not later than 5:30P.M. on the date hereof and at Closing Time no stop order suspending the effectiveness of the Registration Statement or any Rule 462(b) Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or or, to the knowledge of the Company, threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Fortis.

Appears in 1 contract

Samples: Placement Agency Agreement (Genaera Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at the Closing Time Time, no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the U.S. Underwriters. A final prospectus containing information relating to the Rule 430C Information description of the Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Purchase Agreement (Lone Star Industries Inc)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) 462b Registration Statement, ) has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 1 contract

Samples: Distribution Agreement (Duke Realty Limited Partnership/)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, --------------------------------------- Statement has become effective and at the Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with with, or transmitted for filing to, the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Hawaiian Electric Industries Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the UnderwritersUnderwriter. A final prospectus containing the Rule 430C Information The Prospectus shall have been filed with the Commission in accordance with Rule 497424(b).

Appears in 1 contract

Samples: Underwriting Agreement (Pilgrims Pride Corp)

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, Statement has become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information with respect to the Registration Statement, the Prospectus or the Securities shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Xxxxx Xxxxxxxx.

Appears in 1 contract

Samples: Underwriting Agreement (Horace Mann Educators Corp /De/)

Effectiveness of Registration Statement. The Registration Statement, Statement (including any Rule 462(b) Registration Statement, has become ) is effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act and no proceedings for that purpose shall have been instituted or proceedings therefor initiated shall be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497Agents.

Appears in 1 contract

Samples: Lowes Companies Inc

Effectiveness of Registration Statement. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

Appears in 1 contract

Samples: New Plan (New Plan Excel Realty Trust Inc)

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