Effectiveness of Registration Statements. The Registration Statements, including any Rule 462(b) Registration Statements, have become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statements shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. Prospectuses containing the Rule 430A Information shall have been filed with the Commission in accordance with Rule 497(h) and/or Rule 424(b), as applicable, (or a post- effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A) or, if the Trust or the Company has elected to rely upon Rule 434, a Trust Term Sheet or a Company Term Sheet, as appropriate, shall have been filed with the Commission in accordance with Rule 497(h) or Rule 424(b) respectively.
Appears in 1 contract
Samples: Purchase Agreement (Def Exchangeable Preferred Trust)
Effectiveness of Registration Statements. The Registration Statements, including any Rule 462(b) Registration StatementsStatement, have become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statements shall have been issued under the 1933 Act or proceedings therefor therefore initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. Prospectuses A prospectus containing information relating to the Rule 430A Information description of the Underwritten Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 497(h424(b)(1), (2), (3), (4) and/or Rule 424(bor (5), as applicable, applicable (or a post- any required post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A) ), or, if the Trust or the Company has elected to rely upon Rule 434434 of the 1933 Act Regulations, a Trust Term Sheet or a Company Term Sheet, as appropriate, including the Rule 434 Information shall have been filed with the Commission in accordance with Rule 497(h) or Rule 424(b) respectively424(b)(7).
Appears in 1 contract
Effectiveness of Registration Statements. The Registration Statements, including any Rule 462(b) Registration Statements, have become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statements shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. Prospectuses or Prospectuses containing the Rule 430A Information shall have been filed with the Commission in accordance with Rule 497(h) and/or Rule 424(b), as applicable, (or a post- post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A) or, if the Trust or the Company has elected to rely upon Rule 434, a Trust Term Sheet or a Company Term Sheet, as appropriate, shall have been filed with the Commission in accordance with Rule 497(h) or Rule 424(b) respectively.
Appears in 1 contract
Samples: Purchase Agreement (Anz Exchangeable Preferred Trust)
Effectiveness of Registration Statements. The Registration Statements, including any Rule 462(b) Registration Statements, have become effective and at Closing Time no stop order suspending the effectiveness of the Registration Statements shall have been issued under the 1933 Act or proceedings therefor initiated or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. Prospectuses containing the Rule 430A Information shall have been filed with the Commission in accordance with Rule 497(h) and/or Rule 424(b), as applicable, (or a post- post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A) or, if the Trust or the Company has elected to rely upon Rule 434, a Trust Term Sheet or a Company Term Sheet, as appropriate, shall have been filed with the Commission in accordance with Rule 497(h) or Rule 424(b) respectively.
Appears in 1 contract
Samples: Purchase Agreement (Nab Exchangeable Preferred Trust)