Effectiveness of Registration Statements. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective or will have become effective by 10:00 A.M., Eastern time on the date hereof, and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act, no notice or order pursuant to Section 8(e) of the 1940 Act shall have been issued, and no proceedings with respect to either shall have been initiated or, to the knowledge of counsel to the Underwriter and counsel to the Fund, threatened by the Commission and any request on the part of the Commission for additional information shall have been complied with or waived to the reasonable satisfaction of counsel to the Underwriter. A prospectus containing the Rule 430B Information shall have been filed with the Commission in accordance with Rule 497 (or a post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430B or a certificate must have been filed in accordance with Rule 497(j)).
Appears in 3 contracts
Samples: Underwriting Agreement (Nuveen Floating Rate Income Opportunity Fund), Underwriting Agreement (Nuveen Floating Rate Income Fund), Underwriting Agreement (Nuveen Senior Income Fund)
Effectiveness of Registration Statements. The Registration Statement, including Statements shall be effective at the time of execution and delivery of this Agreement and any Rule 462(b) Registration Statement, has become effective or will Statement shall have become effective by 10:00 A.M., Eastern time not later than 5:30 P.M. on the date hereof, and at Closing Time (and, if any Option Securities are purchased, at the relevant Date of Delivery) no stop order suspending the effectiveness of the any Registration Statement or any Rule 462(b) Registration Statement shall have been issued under the 1933 Act, no notice Act or order pursuant to Section 8(e) of the 1940 Act shall have been issued, and no proceedings with respect to either shall have been therefor initiated or, to the knowledge of counsel to the Underwriter and counsel to the Fund, or threatened by the Commission Commission, and any request on the part of the Commission for additional information shall have been complied with or waived to the reasonable satisfaction of counsel to the UnderwriterUnderwriters. A prospectus containing the Rule 430B Information The Prospectus shall have been filed with the Commission in accordance with Rule 497 (or 424(b) and, if the Company has elected to rely upon Rule 434, a post-effective amendment providing such information Term Sheet shall have been filed and declared effective in accordance with the requirements of Rule 430B or a certificate must have been filed Commission in accordance with Rule 497(j)434 and Rule 424(b).
Appears in 2 contracts
Samples: Purchase Agreement (Realty Income Corp), Purchase Agreement (Realty Income Corp)
Effectiveness of Registration Statements. The Registration Statement, including any Rule 462(b) Registration Statement, has become effective or will have become effective by 10:00 A.M., Eastern time on the date hereof, and at Closing Time no stop order suspending the effectiveness of the Registration Statement shall have been issued under the 1933 Act, no notice or order pursuant to Section 8(e) of the 1940 Act shall have been issued, and no proceedings with respect to either shall have been initiated or, to the knowledge of counsel to the Underwriter and counsel to the Fund, threatened by the Commission and any request on the part of the Commission for additional information shall have been complied with or waived to the reasonable satisfaction of counsel to the Underwriter. A prospectus containing the Rule 430B 430A Information shall have been filed with the Commission in accordance with Rule 497 (or a post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430B 430A or a certificate must have been filed in accordance with Rule 497(j)).
Appears in 1 contract
Samples: Investment Management Agreement (Nuveen Short Duration Credit Opportunities Fund)