Common use of Effectiveness of Registration Statements Clause in Contracts

Effectiveness of Registration Statements. The Registration Statements, including any Rule 462(b) Registration Statement, have become effective under the 1933 Act and no stop order suspending the effectiveness of the Registration Statements shall have been issued under the 1933 Act and no proceedings for that purpose shall have been initiated or be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A prospectus containing information relating to the description of the Underwritten Securities and any related Underlying Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 424(b)(1), (2), (3), (4) or (5), as applicable (or any required post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A), or, if the Company has elected to rely upon Rule 434 of the 1933 Act Regulations, a Term Sheet including the Rule 434 Information shall have been filed with the Commission in accordance with Rule 424(b)(7).

Appears in 2 contracts

Samples: Terms Agreement (Seagull Energy Corp), Terms Agreement (Seagull Energy Corp)

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Effectiveness of Registration Statements. The Registration Statements, including any Rule 462(b) Registration StatementStatements, have become effective under the 1933 Act and at Closing Time no stop order suspending the effectiveness of the Registration Statements shall have been issued under the 1933 Act and no or proceedings for that purpose shall have been therefor initiated or be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A prospectus Prospectuses containing information relating to the description of the Underwritten Securities and any related Underlying Securities, the specific method of distribution and similar matters Rule 430A Information shall have been filed with the Commission in accordance with Rule 424(b)(1), (2), (3), (4497(h) or (5and/or Rule 424(b), as applicable applicable, (or any required a post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A), ) or, if the Trust or the Company has elected to rely upon Rule 434 of the 1933 Act Regulations434, a Trust Term Sheet including the Rule 434 Information or a Company Term Sheet, as appropriate, shall have been filed with the Commission in accordance with Rule 424(b)(7)497(h) or Rule 424(b) respectively.

Appears in 1 contract

Samples: Exchangeable Preferred (Nab Exchangeable Preferred Trust)

Effectiveness of Registration Statements. The Registration Statements, including any Rule 462(b) Registration Statement, shall have become effective under the 1933 Act and and, at Closing Time, (i) no stop order suspending the effectiveness of the Registration Statements shall have been issued under the 1933 Act and no or proceedings for that purpose shall have been therefor initiated or be pending or threatened by the Commission, and (ii) any request on the part of the Commission for additional information shall have been complied with with, and (iii) no order preventing or suspending the use of any preliminary prospectus or the Prospectus or any amendment or supplement thereto has been issued and no proceedings for any of those purposes have been instituted or are pending or, to the reasonable satisfaction of counsel to Company’s knowledge, contemplated. Each preliminary prospectus, each Issuer Free Writing Prospectus and the Underwriters. A prospectus Prospectus containing information relating to the description of the Underwritten Securities and any related Underlying Securities, the specific method of distribution and similar matters Rule 430 Information shall have been filed with the Commission in accordance with the manner required by Rule 424(b)(1424(b) (without reliance on Rule 424(b)(8), (2), (3), (4) or (5)and Rule 433, as applicable applicable, within the time period prescribed by, and in compliance with, the 1933 Act Regulations (or any required a post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A), or, if the Company has elected to rely upon Rule 434 of the 1933 Act Regulations, a Term Sheet including the Rule 434 Information shall have been filed with the Commission in accordance with Rule 424(b)(7430B).

Appears in 1 contract

Samples: Underwriting Agreement (TriState Capital Holdings, Inc.)

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Effectiveness of Registration Statements. The Registration Statements, including any Rule 462(b) Registration Statement, have become effective under the 1933 Act and no stop order suspending the effectiveness of the Registration Statements shall have been issued under the 1933 Act and no or proceedings for that purpose shall have been therefore initiated or be pending or threatened by the Commission, and any request on the part of the Commission for additional information shall have been complied with to the reasonable satisfaction of counsel to the Underwriters. A prospectus containing information relating to the description of the Underwritten Securities and any related Underlying Securities, the specific method of distribution and similar matters shall have been filed with the Commission in accordance with Rule 424(b)(1), (2), (3), (4) or (5), as applicable (or any required post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A), or, if the Company has elected to rely upon Rule 434 of the 1933 Act Regulations, a Term Sheet including the Rule 434 Information shall have been filed with the Commission in accordance with Rule 424(b)(7).

Appears in 1 contract

Samples: Underwriting Agreement (Anixter International Inc)

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