Common use of Eligible Securities Clause in Contracts

Eligible Securities. 3.1 The Client acknowledges that the Client will only be able to trade on the China Connect Securities as prescribed by the China Connect Rules, any other Applicable Regulations, and/or other regulations as stipulated by WLSL in its sole discretion from time to time. The Client further acknowledges that apart from China Connect Securities, the Client may not be able to trade other securities listed on the China Connect Markets, or subscribe for shares or other types of securities from initial public offerings on the China Connect Markets. 3.2 The Client acknowledges that the China Connect Rules may impose restrictions on the acquisition, disposal and/or holding of any China Connect Securities or any entitlements thereof at any time, and there may be instances where the Client will not be able to acquire, hold or dispose of China Connect Securities or any entitlements thereof due to changes in the status of the China Connect Securities, the suspension or closure (whether temporary or permanent) of the China Stock Connect, other reasons prescribed under the China Connect Rules, any Applicable Regulations and/or other regulations as stipulated by WLSL in its sole discretion at any specific time. The Client is required to observe and comply with the same in respect of the acquisition, disposal and/or holding of any China Connect Securities from time to time. 3.3 WLSL and its Associates shall not be liable for the Client’s inability, or delay or restriction in the Client’s ability, to acquire, dispose of or hold any China Connect Securities; any shares or other types of Securities from an issuer of China Connect Securities as entitlement securities; or any other types of Securities in any circumstances. 3.4 WLSL shall be under no duty to investigate, participate in or take affirmative action concerning proxies received, attendance at meetings and voting in respect of China Connect Securities, except in accordance with Instructions from the Client and upon acceptance by WLSL of such Instructions. WLSL shall be entitled to charge the Client for taking any action pursuant to the Client’s Instructions. 3.5 The Client acknowledges that margin trading in China Connect Securities (including SSE Securities and SZSE Securities) via the China Stock Connect, and the type(s) or category(ies) of China Connect Securities available for margin trading, are subject to the China Connect Rules, any other relevant regulations, and/or stipulations by WLSL in its sole discretion from time to time, including but not limited to the Securities Margin Account Agreement and any other terms as may be agreed by WLSL from time to time. Margin trading is confined to those China Connect Securities that are within the list of eligible China Connect Securities for margin trading published by the SEHK from time to time. The China Connect Market(s) and/or the SEHK may suspend margin trading activities in respect of any eligible China Connect Securities exceeding the margin trading threshold prescribed by the China Connect Markets from time to time, in which case and unless otherwise permitted by applicable law, any Instruction to acquire such China Connect Securities must be fully funded by the Client. Where abnormal margin trading activities occur, the SEHK and/or the relevant SEHK Subsidiary may reject any Instruction which in its judgment contravenes any China Connect Rules or Applicable Regulations, require WLSL to stop accepting Instructions from or acting for the Client, and/or take other enforcement action. WLSL shall not be liable for the Client’s inability, or delay or restriction in the Client's ability, to conduct margin trading in China Connect Securities in any circumstances.

Eligible Securities. 3.1 The Client Customer acknowledges that the Client Customer will only be able to trade on the China Connect Securities as prescribed by the China Connect Rules, any other Applicable Regulations, and/or other regulations as stipulated by WLSL CMSHK in its sole discretion from time to time. The Client Customer further acknowledges that apart from China Connect Securities, the Client Customer may not be able to trade other securities listed on the China Connect Markets, or subscribe for shares or other types of securities from initial public offerings on the China Connect Markets. 3.2 The Client Customer acknowledges that the China Connect Rules may impose restrictions on the acquisition, disposal and/or holding of any China Connect Securities or any entitlements thereof at any time, and there may be instances where the Client Customer will not be able to acquire, hold or dispose of China Connect Securities or any entitlements thereof due to changes in the status of the China Connect Securities, the suspension or closure (whether temporary or permanent) of the China Stock Connect, other reasons prescribed under the China Connect Rules, any Applicable Regulations and/or other regulations as stipulated by WLSL CMSHK in its sole discretion at any specific time. The Client Customer is required to observe and comply with the same in respect of the acquisition, disposal and/or holding of any China Connect Securities from time to time. 3.3 WLSL CMSHK and its Associates shall not be liable for the ClientCustomer’s inability, or delay or restriction in the ClientCustomer’s ability, to acquire, dispose of or hold any China Connect Securities; any shares or other types of Securities from an issuer of China Connect Securities as entitlement securities; or any other types of Securities in any circumstances. 3.4 WLSL CMSHK shall be under no duty to investigate, participate in or take affirmative action concerning proxies received, attendance at meetings and voting in respect of China Connect Securities, except in accordance with Instructions from the Client Customer and upon acceptance by WLSL CMSHK of such Instructions. WLSL CMSHK shall be entitled to charge the Client Customer for taking any action pursuant to the ClientCustomer’s Instructions. 3.5 The Client acknowledges that margin trading in China Connect Securities (including SSE Securities and SZSE Securities) via the China Stock Connect, and the type(s) or category(ies) of China Connect Securities available for margin trading, are subject to the China Connect Rules, any other relevant regulations, and/or stipulations by WLSL in its sole discretion from time to time, including but not limited to the Securities Margin Account Agreement and any other terms as may be agreed by WLSL from time to time. Margin trading is confined to those China Connect Securities that are within the list of eligible China Connect Securities for margin trading published by the SEHK from time to time. The China Connect Market(s) and/or the SEHK may suspend margin trading activities in respect of any eligible China Connect Securities exceeding the margin trading threshold prescribed by the China Connect Markets from time to time, in which case and unless otherwise permitted by applicable law, any Instruction to acquire such China Connect Securities must be fully funded by the Client. Where abnormal margin trading activities occur, the SEHK and/or the relevant SEHK Subsidiary may reject any Instruction which in its judgment contravenes any China Connect Rules or Applicable Regulations, require WLSL to stop accepting Instructions from or acting for the Client, and/or take other enforcement action. WLSL shall not be liable for the Client’s inability, or delay or restriction in the Client's ability, to conduct margin trading in China Connect Securities in any circumstances.

Eligible Securities. 3.1 The Client acknowledges that the Client will only be able to trade on the China Connect Securities as prescribed by the China Connect Rules, any other Applicable Regulations, and/or other regulations as stipulated by WLSL WLIS in its sole discretion from time to time. The Client further acknowledges that apart from China Connect Securities, the Client may not be able to trade other securities listed on the China Connect Markets, or subscribe for shares or other types of securities from initial public offerings on the China Connect Markets. 3.2 The Client acknowledges that the China Connect Rules may impose restrictions on the acquisition, disposal and/or holding of any China Connect Securities or any entitlements thereof at any time, and there may be instances where the Client will not be able to acquire, hold or dispose of China Connect Securities or any entitlements thereof due to changes in the status of the China Connect Securities, the suspension or closure (whether temporary or permanent) of the China Stock Connect, other reasons prescribed under the China Connect Rules, any Applicable Regulations and/or other regulations as stipulated by WLSL WLIS in its sole discretion at any specific time. The Client is required to observe and comply with the same in respect of the acquisition, disposal and/or holding of any China Connect Securities from time to time. 3.3 WLSL WLIS and its Associates shall not be liable for the Client’s inability, or delay or restriction in the Client’s ability, to acquire, dispose of or hold any China Connect Securities; any shares or other types of Securities from an issuer of China Connect Securities as entitlement securities; or any other types of Securities in any circumstances. 3.4 WLSL WLIS shall be under no duty to investigate, participate in or take affirmative action concerning proxies received, attendance at meetings and voting in respect of China Connect Securities, except in accordance with Instructions from the Client and upon acceptance by WLSL WLIS of such Instructions. WLSL WLIS shall be entitled to charge the Client for taking any action pursuant to the Client’s Instructions. 3.5 The Client acknowledges that margin trading in China Connect Securities (including SSE Securities and SZSE Securities) via the China Stock Connect, and the type(s) or category(ies) of China Connect Securities available for margin trading, are subject to the China Connect Rules, any other relevant regulations, and/or stipulations by WLSL WLIS in its sole discretion from time to time, including but not limited to the Securities Margin Account Agreement and any other terms as may be agreed by WLSL WLIS from time to time. Margin trading is confined to those China Connect Securities that are within the list of eligible China Connect Securities for margin trading published by the SEHK from time to time. The China Connect Market(s) and/or the SEHK may suspend margin trading activities in respect of any eligible China Connect Securities exceeding the margin trading threshold prescribed by the China Connect Markets from time to time, in which case and unless otherwise permitted by applicable law, any Instruction to acquire such China Connect Securities must be fully funded by the Client. Where abnormal margin trading activities occur, the SEHK and/or the relevant SEHK Subsidiary may reject any Instruction which in its judgment contravenes any China Connect Rules or Applicable Regulations, require WLSL WLIS to stop accepting Instructions from or acting for the Client, and/or take other enforcement action. WLSL WLIS shall not be liable for the Client’s inability, or delay or restriction in the Client's ability, to conduct margin trading in China Connect Securities in any circumstances.

Eligible Securities. 3.1 The Client Customer acknowledges that the Client Customer will only be able to trade on the China Connect Securities as prescribed by the China Connect Rules, any other Applicable Regulations, and/or other regulations as stipulated by WLSL CMSHK in its sole discretion from time to time. The Client Customer further acknowledges that apart from China Connect Securities, the Client Customer may not be able to trade other securities listed on the China Connect Markets, or subscribe for shares or other types of securities from initial public offerings on the China Connect Markets. 3.2 The Client Customer acknowledges that the China Connect Rules may impose restrictions on the acquisition, disposal and/or holding of any China Connect Securities or any entitlements thereof at any time, and there may be instances where the Client Customer will not be able to acquire, hold or dispose of China Connect Securities or any entitlements thereof due to changes in the status of the China Connect Securities, the suspension or closure (whether temporary or permanent) of the China Stock Connect, other reasons prescribed under the China Connect Rules, any Applicable Regulations and/or other regulations as stipulated by WLSL CMSHK in its sole discretion at any specific time. The Client Customer is required to observe and comply with the same in respect of the acquisition, disposal and/or holding of any China Connect Securities from time to time. 3.3 WLSL CMSHK and its Associates shall not be liable for the ClientCustomer’s inability, or delay or restriction in the ClientCustomer’s ability, to acquire, dispose of or hold any China Connect Securities; any shares or other types of Securities from an issuer of China Connect Securities as entitlement securities; or any other types of Securities in any circumstances. 3.4 WLSL CMSHK shall be under no duty to investigate, participate in or take affirmative action concerning proxies received, attendance at meetings and voting in respect of China Connect Securities, except in accordance with Instructions from the Client Customer and upon acceptance by WLSL CMSHK of such Instructions. WLSL CMSHK shall be entitled to charge the Client Customer for taking any action pursuant to the ClientCustomer’s Instructions. 3.5 The Client Customer acknowledges that margin trading in China Connect Securities (including SSE Securities and SZSE Securities) via the China Stock Connect, and the type(s) or category(ies) of China Connect Securities available for margin trading, are subject to the China Connect Rules, any other relevant regulations, and/or stipulations by WLSL CMSHK in its sole discretion from time to time, including but not limited to the Securities Margin Account Agreement and any other terms as may be agreed by WLSL CMSHK from time to time. Margin trading is confined to those China Connect Securities that are within the list of eligible China Connect Securities for margin trading published by the SEHK from time to time. The China Connect Market(s) and/or the SEHK may suspend margin trading activities in respect of any eligible China Connect Securities exceeding the margin trading threshold prescribed by the China Connect Markets from time to time, in which case and unless otherwise permitted by applicable law, any Instruction to acquire such China Connect Securities must be fully funded by the ClientCustomer. Where abnormal margin trading activities occur, the SEHK and/or the relevant SEHK Subsidiary may reject any Instruction which in its judgment contravenes any China Connect Rules or Applicable Regulations, require WLSL CMSHK to stop accepting Instructions from or acting for the ClientCustomer, and/or take other enforcement action. WLSL CMSHK shall not be liable for the ClientCustomer’s inability, or delay or restriction in the ClientCustomer's ability, to conduct margin trading in China Connect Securities in any circumstances.