Common use of Entity Holding Plan Assets by Reason of Plan Asset Regulations Clause in Contracts

Entity Holding Plan Assets by Reason of Plan Asset Regulations. We, or the entity on whose behalf we are acting, are an entity or fund whose underlying assets include “plan assets” by reason of a Benefit Plan Investor’s investment in such entity.

Appears in 4 contracts

Samples: Indenture (MidCap Financial Investment Corp), Indenture (GOLUB CAPITAL INVESTMENT Corp), Indenture (GOLUB CAPITAL BDC, Inc.)

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Entity Holding Plan Assets by Reason of Plan Asset Regulations. WeIs the investor, or is the entity investor acting on whose behalf we are actingof, are an entity entity, separate account or fund whose underlying assets include "plan assets" by reason of a Benefit Plan Investor’s investment in such entity., separate account or fund? ☐ Yes ☐ No

Appears in 1 contract

Samples: Indenture (JMP Group LLC)

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Entity Holding Plan Assets by Reason of Plan Asset Regulations. We, or the entity on whose behalf we are acting, are an entity entity, account or fund whose underlying assets include “plan assets” by reason of a Benefit Plan Investor’s investment in such entity.

Appears in 1 contract

Samples: Subordinated Note Issuing and Paying Agency Agreement

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