Equico, Equitable and Equitable. Variable shall each submit to all regulators and administrative bodies having jurisdiction over the sales of the Variable Contracts, present or future, any information, reports, or other material that any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations. In particular, without limiting the foregoing, Equitable and Equitable Variable agree that any books and records which they maintain pursuant to Section 1.5 of this Agreement which are required to be maintained under Rule 17a-3 or 17a-4 of the 1934 Act shall be subject to inspection by the Securities and Exchange commission ("SEC") in accordance with Section 17(a) of the 1934 Act.
Appears in 3 contracts
Samples: Distribution and Servicing Agreement (Separate Account a of Equitable Life Assu Soc of the Us), Distribution and Servicing Agreement (Separate Account No 301 of the Equit Life Ass Soc of the U S), Distribution and Servicing Agreement (Separate Account a of Equitable Life Assu Soc of the Us)
Equico, Equitable and Equitable. Variable shall each submit to all regulators and administrative bodies having jurisdiction over the sales of the Variable Contracts, present or future, any information, reports, or other material that any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations. In particular, without limiting the foregoing, Equitable and Equitable Variable agree that any books and records which they maintain pursuant to Section 1.5 of this Agreement which are required to be maintained under Rule 17a-3 or 17a-4 of the 1934 Act shall be subject to inspection by the Securities and Exchange commission ("SEC") SEC in accordance with Section 17(a) of the 1934 Act.
Appears in 1 contract
Samples: Distribution and Servicing Agreement (Separate Account Fp of Equitable Variable Life Insurance Co)
