Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $__ setup /fund group of 1-5 funds, $__ setup /fund group of over 5 funds § $__ /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Advisors Series Trust)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § · $___ setup /fund setup/fund group of 1-5 funds, $___ setup /fund setup/fund group of over 5 funds § · $___ /account per /account/year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Advisors Series Trust)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $__ setup /fund group of 1-5 funds, $__ setup /fund group of over 5 funds § $__ /account per year· [OMITTED]
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Ariel Investment Trust)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $__ [ ] setup /fund group of 1[ ] -5 [ ] funds, $__ [ ] setup /fund group of over 5 [ ] funds § $__ [ ] /account per year
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Brown Advisory Funds)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $__ setup /fund group of 1-5 funds, $__ setup /fund group of over 5 funds § $__ /account per year.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Professionally Managed Portfolios)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § ◾ $__ [ ] setup /fund group of 1[ ]-5 [ ] funds, $__ [ ] setup /fund group of over 5 [ ] funds § ◾ $__ [ ] /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Brown Advisory Funds)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § ■ $___ setup /fund group of 1-5 funds, $___ setup /fund group of over 5 funds § ■ $___ /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Advisors Series Trust)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $____ setup /fund group of 1-5 funds, $__ ___setup /fund group of over 5 funds § $____ /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $__ setup /fund group of 1-5 funds, $__ setup /fund group of over 5 funds § $__ /account per year· Included
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Us Global Investors Funds)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § ■ $___ setup /fund group of 1-5 funds, $___ setup /fund group of over 5 funds § ■ $__ __/account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $__ setup /fund · $ XXXX setup/fund group of 1-5 funds, $__ setup /fund $ XXXX setup/fund group of over 5 funds § $__ /account per · $ XXXX/account/year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Ariel Investment Trust)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $____ setup /fund group of 1-5 funds, $____ setup /fund group of over 5 funds § $____ /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
