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Common use of Exchange Act Compliance Clause in Contracts

Exchange Act Compliance. The Company is subject to and in compliance in all material respects with the reporting requirements of Section 13 or 15(d) of the Exchange Act.

Appears in 53 contracts

Samples: Underwriting Agreement (Navient Corp), Underwriting Agreement (Navient Corp), Underwriting Agreement (Ventas, Inc.)

Exchange Act Compliance. The Company is subject to and in compliance in shall comply with all material respects with of the reporting requirements of Section 13 or 15(d) the Exchange Act then applicable to it, if any, and shall comply with all other public information reporting requirements of the Exchange ActCommission which are conditions to the availability of Rule 144 for the sale of the Registrable Securities. The Company shall cooperate with each Holder in supplying such information as may be necessary for such Holder to complete and file any information reporting forms presently or hereafter required by the Commission as a condition to the availability of Rule 144.

Appears in 15 contracts

Samples: Investor Rights Agreement (BG Medicine, Inc.), Investor Rights Agreement (BG Medicine, Inc.), Registration Rights Agreement (Lipocine Inc.)

Exchange Act Compliance. The Company is subject to and in compliance in all material respects with the reporting requirements of Section 13 or Section 15(d) of the Exchange ActAct and has filed all periodic reports required to be filed pursuant to the rules and regulations thereunder.

Appears in 12 contracts

Samples: Underwriting Agreement (Aes Corp), Underwriting Agreement (Aes Corp), Underwriting Agreement (Aes Corp)

Exchange Act Compliance. The Company is subject to to, and in compliance in all material respects with with, the reporting requirements of Section 13 or 15(d) of the Exchange Act.

Appears in 9 contracts

Samples: Underwriting Agreement (Cit Group Inc), Underwriting Agreement (Cit Group Inc), Underwriting Agreement (Cit Group Inc)

Exchange Act Compliance. The Company is subject to and in compliance in all material respects with the reporting requirements of Section 13 or 15(d) of the Exchange ActAct and has filed all periodic reports required under the Exchange Act with the Commission.

Appears in 7 contracts

Samples: Equity Distribution Agreement (Uranium Royalty Corp.), Equity Distribution Agreement, Equity Distribution Agreement (GoldMining Inc.)

Exchange Act Compliance. The Company is subject to and in compliance in all material respects with the reporting requirements of Section 13 or Section 15(d) of the Exchange Act, and has timely filed all reports required to be filed pursuant to Sections 13(a) and 15(d) of the Exchange Act during the preceding twelve (12) months.

Appears in 5 contracts

Samples: Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Runway Growth Finance Corp.)

Exchange Act Compliance. The Company is subject to and in compliance in all material respects with the reporting requirements of Section 13 or Section 15(d) of the Exchange Act.

Appears in 4 contracts

Samples: Underwriting Agreement (Flex Ltd.), Underwriting Agreement (Flex Ltd.), Underwriting Agreement (Flex Ltd.)

Exchange Act Compliance. The Company is subject to and is in compliance in all material respects with the reporting requirements of Section 13 or and Section 15(d) ), as applicable, of the Exchange Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Green Plains Inc.), Underwriting Agreement (Green Plains Inc.), Underwriting Agreement (Green Plains Inc.)

Exchange Act Compliance. The Company is subject to and in compliance in all material respects with the reporting requirements of Section 13 or 15(d) of the Exchange Act.;

Appears in 2 contracts

Samples: Underwriting Agreement (Alliant Techsystems Inc), Underwriting Agreement (Alliant Techsystems Inc)

Exchange Act Compliance. The Company is subject to and in compliance in all material respects with the reporting requirements of Section 13 or 15(d) of the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Geo Group Inc), Underwriting Agreement (Geo Group Inc)

Exchange Act Compliance. The Company is subject to and in full compliance in all material respects with the reporting requirements of Section 13 or 15(d) of the Exchange Act.

Appears in 1 contract

Samples: At Market Issuance Sales Agreement (Peabody Energy Corp)

Exchange Act Compliance. The Company is subject to to, and in compliance in all material respects with with, the reporting requirements of Section 13 or Section 15(d) of the Exchange Act.

Appears in 1 contract

Samples: Series B Preferred Stock Purchase Agreement (Synchronoss Technologies Inc)

Exchange Act Compliance. The Company is subject to and in compliance in all material respects with the reporting requirements of Section 13 or 15(d) of the Exchange Act. All reports filed by the Company with the Commission pursuant to Section 13 or 15(d) of the Exchange Act comply as to form in all material respects with the Exchange Act.

Appears in 1 contract

Samples: Purchase Agreement (Psychiatric Solutions Inc)

Exchange Act Compliance. The Company is subject to and in compliance with, and current in, all of the reporting, filing and other requirements under the Exchange Act, and the Company is in compliance with all material respects with of the reporting requirements of under, and imposed by, Section 13 or 15(d12(g) of the Exchange Act, except where a failure to so comply is not reasonably likely to have a Material Adverse Effect on the Company.

Appears in 1 contract

Samples: Restructuring Agreement (U S Precious Metals Inc)