Exchange Act Documents. The Company has filed all reports, schedules, statements and other documents required to be filed by it with the SEC pursuant to the reporting requirements of the Exchange Act and the rules and regulations promulgated thereunder (the “Exchange Act Documents”). Each of the Exchange Act Documents, as of the respective dates thereof (or, if amended or superseded by a filing or submission, as the case may be, prior to the Closing, then on the date of such filing or submission, as the case may be), (1) did not contain any untrue statement of a material fact nor omit to state a material fact necessary in order to make the statements made therein, in light of the circumstances under which they were made, not misleading and (2) complied in all material respects with the requirements of the Exchange Act and the rules and regulations of the SEC promulgated thereunder applicable to such Exchange Act Document.
Appears in 4 contracts
Samples: Securities Purchase Agreement (International Stem Cell CORP), Securities Purchase Agreement (International Stem Cell CORP), Securities Purchase Agreement (International Stem Cell CORP)
Exchange Act Documents. The Company has filed all reports, schedules, statements and other documents that the Company was required to be filed by it file with the SEC pursuant to Securities and Exchange Commission ("SEC") under Sections 13, 14(a) and 15(d) of the reporting Securities Exchange Act of 1934, as amended (the "Exchange Act"), during the 24 months preceding the date of this Agreement ("Exchange Act Documents"). As of their respective filing dates, the Exchange Act Documents complied in all material respects with the requirements of the Exchange Act and the rules and regulations promulgated thereunder (the “Act. No Exchange Act Documents”). Each of the Exchange Act DocumentsDocument, as of the its respective dates thereof (ordate, if amended or superseded by a filing or submission, as the case may be, prior to the Closing, then on the date of such filing or submission, as the case may be), (1) did not contain contained any untrue statement of a material fact nor omit or omitted to state a material fact required to be stated therein or necessary in order to make the statements made therein, in light of the circumstances under which they were made, not misleading and (2) complied in all material respects with the requirements of the Exchange Act and the rules and regulations of the SEC promulgated thereunder applicable to such Exchange Act Documentmisleading.
Appears in 2 contracts
Samples: Subscription Agreement (Synagro Technologies Inc), Subscription Agreement (Synagro Technologies Inc)
Exchange Act Documents. The Since January 1, 2012, the Company has filed all reports, schedules, statements and other documents required to be filed by it with the SEC pursuant to the reporting requirements of the Exchange Act and the rules and regulations promulgated thereunder (the “Exchange Act Documents”). Each of the Exchange Act Documents, as of the respective dates thereof (or, if amended or superseded by a filing or submission, as the case may be, prior to the ClosingClosing Date, then on the date of such filing or submission, as the case may be), (1) did not contain any untrue statement of a material fact nor omit to state a material fact necessary in order to make the statements made therein, in light of the circumstances under which they were made, not misleading and (2) complied in all material respects with the requirements of the Exchange Act and the rules and regulations of the SEC promulgated thereunder applicable to such Exchange Act Document.
Appears in 2 contracts
Samples: Securities Purchase Agreement (International Stem Cell CORP), Securities Purchase Agreement (International Stem Cell CORP)