Exchange Act Filings. The Holder agrees and acknowledges that it shall have sole responsibility for making any applicable filings with the U.S. Securities and Exchange Commission pursuant to Sections 13 and 16 of the Exchange Act as a result of its acquisition of any Warrant and the Warrant Shares and any future retention or transfer thereof.
Appears in 37 contracts
Samples: Warrant Agent Agreement (Grom Social Enterprises, Inc.), Warrant Agent Agreement (Grom Social Enterprises, Inc.), Warrant Agent Agreement (Protagenic Therapeutics, Inc.\new)
Exchange Act Filings. The Holder agrees and acknowledges that it shall have sole responsibility for making any applicable filings with the U.S. Securities and Exchange Commission pursuant to Sections Section 13 and 16 of the Securities Exchange Act of 1934, as amended, as a result of its acquisition of any this Warrant and the Warrant Shares and any future retention or transfer thereof.
Appears in 9 contracts
Samples: Securities Agreement (Valentis Inc), Warrant Agreement (Nova Biosource Fuels, Inc.), Warrant Agreement (Nova Biosource Fuels, Inc.)
Exchange Act Filings. The Holder agrees and acknowledges that it shall have sole responsibility for making any applicable filings with the U.S. Securities and Exchange Commission pursuant to Sections 13 and 16 of the Securities Exchange Act of 1934, as amended, as a result of its acquisition of any this Warrant and the Warrant Shares and any future retention or transfer thereof.
Appears in 6 contracts
Samples: Securities Agreement (Harrison Paul W), Securities Agreement (Sysview Technology, Inc.), Securities Agreement (Harrison Paul W)
Exchange Act Filings. The Holder agrees and acknowledges that it shall have sole responsibility for making any applicable filings with the U.S. Securities and Exchange Commission pursuant to Sections 13 and 16 of the Securities Exchange Act of 1934, as amended, as a result of its acquisition of any this Warrant and the Warrant Shares and any future retention or transfer thereof.
Appears in 5 contracts
Samples: Warrant Agreement (E Digital Corp), Securities Agreement (E Digital Corp), Securities Agreement (E Digital Corp)
Exchange Act Filings. The Holder agrees and acknowledges that it shall have sole responsibility for making any applicable filings with the U.S. Securities and Exchange Commission pursuant to Sections 13 and 16 of the Exchange Act as a result of its acquisition of any Warrant and the Warrant Shares and any future retention or transfer thereof.
Appears in 4 contracts
Samples: Warrant Agency Agreement, Warrant Agency Agreement, Warrant Agency Agreement (Dolphin Entertainment, Inc.)
Exchange Act Filings. The Holder agrees and acknowledges that it shall have sole responsibility for making any applicable filings with the U.S. Securities and Exchange Commission pursuant to Sections 13 and 16 of the Exchange Act as a result of its acquisition of any Warrant and the Warrant Shares and any future retention or transfer thereof.
Appears in 3 contracts
Samples: Warrant Agreement, Warrant Agreement (Zogenix, Inc.), Warrant Agreement (Zogenix, Inc.)
Exchange Act Filings. (a) The Holder agrees and acknowledges that it shall have sole responsibility for making any applicable filings with the U.S. Securities and Exchange Commission pursuant to Sections 13 and 16 of the Exchange Act as a result of its acquisition of any Warrant and the Warrant Shares and any future retention or transfer thereof.
(b) The Company shall use its commercially reasonable efforts to file all reports required to be filed pursuant to the Exchange Act.
Appears in 2 contracts
Samples: Warrant Agreement (Golden Minerals Co), Warrant Agreement (Golden Minerals Co)
Exchange Act Filings. The Holder agrees and acknowledges that it shall have sole responsibility for making any applicable filings with the U.S. Securities and Exchange Commission pursuant to Sections 13 and 16 of the Exchange Act as a result of its acquisition of any Series E Warrant and the Warrant Shares and any future retention or transfer thereof.
Appears in 2 contracts
Samples: Warrant Agreement (Opexa Therapeutics, Inc.), Warrant Agreement (Opexa Therapeutics, Inc.)
Exchange Act Filings. The Holder agrees and acknowledges that it shall have sole responsibility for making any applicable filings with the U.S. Securities and Exchange Commission (the “SEC”) pursuant to Sections 13 and 16 of the Exchange Act as a result of its acquisition of any Warrant and the Warrant Shares and any future retention or transfer thereof.
Appears in 2 contracts
Samples: Warrant Agreement (Gulfslope Energy, Inc.), Warrant Agreement
