Common use of Exchange Act Requirements Clause in Contracts

Exchange Act Requirements. The Company has filed in a timely manner (or received an extension and has filed prior to the expiration of such extension) all reports required to be filed pursuant to Sections 13(a), 13(e), 14 and 15(d) of the Exchange Act during the preceding 12 months (except to the extent that Section 15(d) requires reports to be filed pursuant to Sections 13(d) and 13(g) of the Exchange Act, which shall be governed by the next clause of this sentence); and the Company has filed in a timely manner all reports required to be filed pursuant to Sections 13(d) and 13(g) of the Exchange Act since January 1, 2004, except where the failure to timely file could not reasonably be expected individually or in the aggregate to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Placement Agency Agreement (LIGHTBRIDGE Corp), Placement Agency Agreement (LIGHTBRIDGE Corp)

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Exchange Act Requirements. The Company has filed in a timely manner (or received an extension and has filed prior to the expiration of such extension) all reports required to be filed pursuant to Sections 13(a), 13(e), 14 and 15(d) of the Exchange Act during the preceding 12 months (except to the extent that Section 15(d) requires reports to be filed pursuant to Sections 13(d) and 13(g) of the Exchange Act, which shall be governed by the next clause of this sentence); and the Company has filed in a timely manner all reports required to be filed pursuant to Sections 13(d) and 13(g) of the Exchange Act since January 1, 20042011, except where the failure to timely file could not reasonably be expected individually or in the aggregate to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Placement Agency Agreement (Assembly Biosciences, Inc.), Placement Agency Agreement (CYREN Ltd.)

Exchange Act Requirements. The Company has filed in a timely manner (or received an extension and has filed prior to within the expiration of such extensionperiods specified by Rule 12b-25 under the Exchange Act) all reports required to be filed pursuant to Sections 13(a), 13(e), 14 and 15(d) of the Exchange Act during the preceding 12 36 months (except to the extent that Section 15(d) requires reports to be filed pursuant to Sections 13(d) and 13(g) of the Exchange Act, which shall be governed by the next clause of this sentence); and the Company has filed in a timely manner all reports required to be filed pursuant to Sections 13(d) and 13(g) of the Exchange Act since January 1, 2004Act, except where the failure to timely file could not reasonably be expected individually or in the aggregate to have a Material Adverse Effect.

Appears in 1 contract

Samples: Placement Agency Agreement (Fx Energy Inc)

Exchange Act Requirements. The Company has filed in a timely manner (or received an extension and has filed prior to the expiration of such extension) all reports required to be filed pursuant to Sections 13(a), 13(e), 14 and 15(d) of the Exchange Act during the preceding 12 months (except to the extent that Section 15(d) requires reports to be filed pursuant to Sections 13(d) and 13(g) of the Exchange Act, which shall be governed by the next clause of this sentence); and the Company has filed in a timely manner all reports required to be filed pursuant to Sections 13(d) and 13(g) of the Exchange Act since January 1, 2004, except as disclosed in the amendment to the Company’s most recent Annual Report on Form 10-K filed on September 17, 2014, or where the failure to timely file could not reasonably be expected individually or in the aggregate to have a Material Adverse Effect.

Appears in 1 contract

Samples: Placement Agency Agreement (LIGHTBRIDGE Corp)

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Exchange Act Requirements. The Company has filed in a timely manner (or received an including applicable extension and has filed prior to the expiration of such extensionperiods) all reports required to be filed pursuant to Sections 13(a), 13(e), 14 and 15(d) of the Exchange Act during the preceding 12 months (except to the extent that Section 15(d) requires reports to be filed pursuant to Sections 13(d) and 13(g) of the Exchange Act, which shall be governed by the next clause of this sentence); and the Company has filed in a timely manner (including applicable extension periods) all reports required to be filed pursuant to Sections 13(d) and 13(g) of the Exchange Act since January 1, 2004, except where the failure to timely file could not reasonably be expected individually or in the aggregate to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (BPZ Resources, Inc.)

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