Common use of Exchange Act Clause in Contracts

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Exchange Act. The Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder.

Appears in 111 contracts

Samples: Registration Rights Agreement (Franklin BSP Capital Corp), Purchase Agreement (Franklin BSP Capital Corp), Subservicing Agreement (Ocwen Financial Corp)

Exchange Act. The Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder.

Appears in 62 contracts

Samples: Pooling and Servicing Agreement (Five Oaks Investment Corp.), Pooling and Servicing Agreement (Five Oaks Investment Corp.), Pooling and Servicing Agreement (Sequoia Mortgage Trust 2012-5)

Exchange Act. The Securities Exchange Act of 1934, as amended, and the rules and regulations of the SEC promulgated thereunder.

Appears in 43 contracts

Samples: Exchange and Registration Rights Agreement (Laureate Education, Inc.), Exchange and Registration Rights Agreement (Laureate Education, Inc.), Exchange and Registration Rights Agreement (Laureate Education, Inc.)

Exchange Act. The Securities Exchange Act of 1934, as amended, and the rules and regulations of the Commission promulgated thereunder.

Appears in 31 contracts

Samples: Registration Rights Agreement (Park Ohio Holdings Corp), Registration Rights Agreement (Hilltop Holdings Inc.), Registration Rights Agreement (Tiffany & Co)

Exchange Act. The Securities Exchange Act of 1934, as amended, including the rules and regulations promulgated thereunder.

Appears in 26 contracts

Samples: Registration Rights Agreement (Qorvo, Inc.), Registration Rights Agreement (Qorvo, Inc.), Registration Rights Agreement (Qorvo, Inc.)

Exchange Act. The Securities Exchange Act of 1934, as amended, or any successor statute.

Appears in 20 contracts

Samples: Award Agreement (Interface Security Systems, L.L.C.), Award Agreement (Interface Security Systems, L.L.C.), Award Agreement (Interface Security Systems, L.L.C.)

Exchange Act. The U.S. Securities Exchange Act of 1934, as amended.

Appears in 14 contracts

Samples: Indenture (BC Partners Lending Corp), Eighth Supplemental Indenture (Investcorp Credit Management BDC, Inc.), Indenture (BC Partners Lending Corp)

Exchange Act. The the Securities Exchange Act of 1934, as amended.

Appears in 10 contracts

Samples: Deed of Indemnification (TE Connectivity PLC), Indemnification Agreement (TE Connectivity PLC), Indemnification Agreement (TE Connectivity Ltd.)

Exchange Act. The Securities Exchange Act of 1934, as amended, and as hereafter amended, and the rules and regulations thereunder.

Appears in 9 contracts

Samples: Outsourcing Agreement (Aspirity Holdings LLC), Distribution and Management Agreement (Winmark Corp), Distribution and Management Agreement (Advanced Environmental Recycling Technologies Inc)

Exchange Act. The Securities and Exchange Act of 1934, as amended, and the rules and regulations thereunder.

Appears in 8 contracts

Samples: Trust Agreement (Lehman XS Trust 2006-17), Trust Agreement (Lehman XS Trust 2007-9), Trust Agreement (BNC CORP Mortgage Loan Trust 2007-Bnc4)

Exchange Act. The Securities Exchange Act of 1934, as amendedamended from time to time, and the rules and regulations thereunder.

Appears in 5 contracts

Samples: Pooling and Servicing Agreement (MASTR Adjustable Rate Mortgages Trust 2007-Hf1), Pooling and Servicing Agreement (MASTR Adjustable Rate Mortgages Trust 2006-Oa1), Pooling and Servicing Agreement (MASTR Adjustable Rate Mortgages Trust 2006-2)

Exchange Act. The Securities Exchange Act of 1934, as amended.. ------------

Appears in 5 contracts

Samples: Credit Agreement (Vesta Insurance Group Inc), Co Branded Services Agreement (Netplex Group Inc), Warrant Agreement (Professional Bancorp Inc)

Exchange Act. The Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated by the Commission pursuant thereto.

Appears in 5 contracts

Samples: Registration Rights Agreement (Great Ajax Corp.), Registration Rights Agreement (National General Holdings Corp.), Registration Rights Agreement (Banctec Inc)

Exchange Act. The Securities Exchange Act of 1934, as amended, and the rules, regulations, and forms issued thereunder.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Eon Communications Corp), Merger Agreement (Eon Communications Corp), Merger Agreement (Graphon Corp/De)

Exchange Act. The Securities Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Debt Exchange Agreement (Explorations Group Inc), Debt Exchange Agreement (Explorations Group Inc)

Exchange Act. The Securities Exchange Act of 1934, as amended, and the ------------ rules and regulations promulgated thereunder.

Appears in 2 contracts

Samples: Registration Rights Agreement (Harperprints Inc), Registration Rights Agreement (E Commerce Group Inc)

Exchange Act. The the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder.

Appears in 2 contracts

Samples: Loan and Security Agreement (Zoo Entertainment, Inc), Loan and Security Agreement (Zoo Entertainment, Inc)

Exchange Act. The Securities Exchange Act of 1934, as amended, and the rules and regulations of the Commission thereunder.

Appears in 2 contracts

Samples: Registration Rights Agreement (CSG Systems International Inc), Registration Rights Agreement (Trico Marine Services Inc)

Exchange Act. The Securities Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Registration Rights Agreement (Schulman a Inc), Reorganization Agreement (Autotradecenter Com Inc)

Exchange Act. The Securities Exchange Act of 1934, as from time to time amended.

Appears in 2 contracts

Samples: Investor Rights Agreement (Transmeridian Exploration Inc), Investor Rights Agreement (Transmeridian Exploration Inc)

Exchange Act. The Securities Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Grantor Trust Agreement (Toys R Us Inc), Warrant Agreement (Aeroflex Inc)

Exchange Act. The Securities Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (BellaVista Mortgage Trust 2004-2), Pooling and Servicing Agreement (BellaVista Funding CORP)

Exchange Act. The the Securities and Exchange Act of 1934, as amendedamended from time to time.

Appears in 2 contracts

Samples: Loan and Security Agreement (Chromcraft Revington Inc), Loan and Security Agreement (Houston Wire & Cable CO)

Exchange Act. The Securities Exchange Act of 1934, as amendedamended and the rules and regulations thereunder.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Bear Stearns Asset Backed Securities I Trust 2006-Im1), Pooling and Servicing Agreement (Bear Stearns Asset Backed Securities I Trust 2006-Im1)

Exchange Act. The the Securities Exchange Act of 1934, as amended, and the rules and regulations of the Commission promulgated thereunder.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Fiserv Inc), Stock Purchase Agreement (Fiserv Inc)

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Exchange Act. The Securities and Exchange Act of 1934, as amendedand regulations promulgated thereunder.

Appears in 1 contract

Samples: Credit Agreement (Gramercy Capital Corp)

Exchange Act. The Securities Exchange Act of 1934, as amendedincluding any successor or amendatory provisions.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Chase Funding Inc)

Exchange Act. The Securities Exchange Act of 1934, as amended. Financial . .

Appears in 1 contract

Samples: Stock Purchase Agreement (RCM Technologies Inc)

Exchange Act. The Securities Exchange Act of 1934, as amended1934 and the rules and regulations promulgated thereunder.

Appears in 1 contract

Samples: Registration Rights Agreement (Hhgregg, Inc.)

Exchange Act. The Securities Exchange Act of 1934, as amendedamended from time-to-time.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Mastr Asset Securitization Trust 2003-10)

Exchange Act. The the Securities and Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Indemnification Agreement (Graftech International LTD)

Exchange Act. The Securities Exchange Act of 1934, as amendedamended form time to time.

Appears in 1 contract

Samples: Limited Partnership Agreement (First Industrial Realty Trust Inc)

Exchange Act. The Securities Exchange Act of 1934, as amended, and the regulations and interpretations promulgated thereunder.

Appears in 1 contract

Samples: Substitute Stock Option and Award Agreement (BATS Global Markets, Inc.)

Exchange Act. The Securities Exchange Act of 1934, as amendedamended from time to time, and the rules and regulations promulgated thereunder.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Starm Mortgage Loan Trust 2007-2)

Exchange Act. The Securities Exchange Act of 1934, as amendedamended ------------ from time to time.

Appears in 1 contract

Samples: Merger Agreement (Canaan Energy Corp)

Exchange Act. The Securities Exchange Act of 1934, as amended, and the rules and regulations of the Commission thereunder.

Appears in 1 contract

Samples: Registration Rights Agreement (Navigant International Inc)

Exchange Act. The Securities Exchange Act of 1934, as amended, and the rules of the SEC.

Appears in 1 contract

Samples: Master Lease

Exchange Act. The U.S. Securities Exchange Act of 1934, as amendedamended from time to time, and the rules and regulations promulgated thereunder.

Appears in 1 contract

Samples: Stockholders Agreement (Rockwood Holdings, Inc.)

Exchange Act. The Securities Exchange Act of 1934, as amended, together with all rules and regulations in connection therewith.

Appears in 1 contract

Samples: Loan and Security Agreement (Granite Financial Inc)

Exchange Act. The United States Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder.

Appears in 1 contract

Samples: Credit Agreement (WorldSpace, Inc)

Exchange Act. The Securities and Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder.

Appears in 1 contract

Samples: Trust Agreement (Lehman XS Trust 2006-9)

Exchange Act. The Securities Exchange Act of 1934, as amended, together - ------------------- with the rules and regulations promulgated pursuant thereto.

Appears in 1 contract

Samples: Subsidiary Spinoff Distribution Agreement (Emission Control Inc)

Exchange Act. The Securities Exchange Act of 1934, as ------------ amended.

Appears in 1 contract

Samples: Underwriting Agreement (Periscope Sportswear Inc)

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