Common use of Exchange and Registry of Warrant Clause in Contracts

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Shares. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 97 contracts

Samples: Letter Agreement, Securities Purchase Agreement, Securities Purchase Agreement (Atlantic Capital Bancshares, Inc.)

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Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to registered Holder at the Companyabove mentioned office or agency of the Corporation, for a new warrant or warrants Warrant of like tenor and representing the right to purchase the same aggregate number dated as of Sharessuch exchange. The Company Corporation shall maintain at the above-mentioned office or agency a registry showing the name and address of the Warrantholder as the registered holder Holder of this Warrant. This Warrant may be surrendered for exchange exchange, transfer or exercise exercise, in accordance with its terms, at the such office or agency of the CompanyCorporation, and the Company Corporation shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 38 contracts

Samples: Investment Documents (GreenPlex Services, Inc.), Notes and Warrant Purchase Agreement (Hydrodynex, Inc.), Assignment of Interest Agreement (Multisys Language Solutions Inc)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Warrant Shares. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 29 contracts

Samples: Warrant Agreement (Hawaiian Holdings Inc), Warrant Agreement (American Airlines, Inc.), Warrant Agreement (United Airlines, Inc.)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to registered holder at the above-mentioned office or agency of the Company, for a new warrant or warrants Warrant of like tenor and representing the right to purchase the same aggregate number dated as of Sharessuch exchange. The Company shall maintain at the above-mentioned office or agency a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange exchange, transfer or exercise exercise, in accordance with its terms, at the such office or agency of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 19 contracts

Samples: Consulting Agreement (Hemosense Inc), Stock and Warrant Purchase Agreement (Balqon Corp.), Contract Number (Nanosys Inc)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to Holder at the above-mentioned office or agency of the Company, for a new warrant or warrants Warrant of like tenor and representing the right to purchase the same aggregate number dated as of Sharessuch exchange. The Company shall maintain at such office or agency a registry showing the name and address of the Warrantholder as the registered holder of this WarrantHolder. This Warrant may be surrendered for exchange exchange, transfer or exercise exercise, in accordance with its terms, at the such office or agency of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 14 contracts

Samples: Common Stock and Warrant Purchase Agreement (Cavitation Technologies, Inc.), Common Stock and Warrant Purchase Agreement (Cavitation Technologies, Inc.), Common Stock and Warrant Purchase Agreement (Cavitation Technologies, Inc.)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant Warrant or warrants Warrants of like tenor and representing the right to purchase the same aggregate number prinicipal amount of SharesSenior Subordinated Securities. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 14 contracts

Samples: Securities Purchase Agreement, Securities Purchase Agreement, Securities Purchase Agreement

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Shares. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise exercise, in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 11 contracts

Samples: Granite Point Mortgage Trust Inc., Securities Purchase Agreement (Intermountain Community Bancorp), Registration Rights Agreement (First Mariner Bancorp)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the CompanyCorporation, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Shares. The Company Corporation shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise exercise, in accordance with its terms, at the office of the CompanyCorporation, and the Company Corporation shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 8 contracts

Samples: Securities Purchase Agreement (Velocity Financial, Inc.), Securities Purchase Agreement (Evergy Kansas Central, Inc.), Securities Purchase Agreement (Emerald Oil, Inc.)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Shares. The Company shall maintain a registry showing the name and address of the Warrantholder (and any transferee or assignee that becomes a Warrantholder) as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise exercise, in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Bancorp 34, Inc.), Investment Agreement (Third Coast Bancshares, Inc.), Warrant Agreement (Third Coast Bancshares, Inc.)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder Holder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Shares. The Company shall maintain a registry showing the name and address of the Warrantholder Holder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Giga Tronics Inc), Securities Purchase Agreement (Giga Tronics Inc), Giga Tronics Inc

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to registered holder at the above-mentioned office or agency of the Company, for a new warrant or warrants Warrant of like tenor and representing the right to purchase the same aggregate number dated as of Sharessuch exchange. The Company shall maintain at the above-mentioned office or agency a registry showing the name and address of the Warrantholder as the registered holder of this Warrantholder. This Warrant may be surrendered for exchange exchange, transfer or exercise exercise, in accordance with its terms, at the such office or agency of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 4 contracts

Samples: Cv Therapeutics Inc, Cv Therapeutics Inc, Cv Therapeutics Inc

Exchange and Registry of Warrant. This Warrant is exchangeable, subject to applicable securities laws, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Warrant Shares. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise exercise, in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 3 contracts

Samples: Plug Power Inc, Transaction Agreement (Plug Power Inc), Transaction Agreement (Plug Power Inc)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to Warrantholder, at the above-mentioned office or agency of the Company, for a new warrant or warrants Warrant of like tenor and representing the right to purchase the same aggregate number dated as of Sharessuch exchange. The Company shall maintain at the above-mentioned office or agency a registry showing the name and address of the Warrantholder as the registered holder of this WarrantWarrantholder. This Warrant may be surrendered for exchange exchange, transfer, or exercise exercise, in accordance with its terms, at the such office or agency of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 2 contracts

Samples: Friendlyway CORP, Friendlyway CORP

Exchange and Registry of Warrant. This Warrant is exchangeable, upon -------------------------------- the surrender hereof by the Warrantholder to registered holder at the above-mentioned office or agency of the Company, for a new warrant or warrants Warrant of like tenor and representing the right to purchase the same aggregate number dated as of Sharessuch exchange. The Company shall maintain at the above-mentioned office or agency a registry showing the name and address of the Warrantholder as the registered holder of this Warrantholder. This Warrant may be surrendered for exchange exchange, transfer or exercise exercise, in accordance with its terms, at the such office or agency of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 2 contracts

Samples: Warrant Purchase and Equity Rights Agreement (Tivo Inc), Warrant and Registration Rights Agreement (Tivo Inc)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Shares. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise exercise, in accordance with its terms, at the office of the Company’s Designated Office, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 2 contracts

Samples: Investment Agreement (NewStar Financial, Inc.), Investment Agreement (NewStar Financial, Inc.)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and Issue Date and representing the right to purchase the same aggregate number of Shares. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 2 contracts

Samples: Exchange Agreement, Exchange Agreement (Citigroup Inc)

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Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of SharesUnits. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 2 contracts

Samples: Securities Purchase and Exchange Agreement, Securities Purchase and Exchange Agreement (Gmac Inc.)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of SharesShares or shares of Series A Preferred Stock. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise exercise, in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 1 contract

Samples: Funding Agreement (Hilltop Holdings Inc.)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Shares. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise exercise, in accordance with its Exhibit B terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 1 contract

Samples: Investment Agreement (Gottschalks Inc)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Shares. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise exercise, in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.. Exhibit A

Appears in 1 contract

Samples: Investment Agreement (Gottschalks Inc)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon -------------------------------- the surrender hereof by the Warrantholder to Registered Holder at the Companyprincipal office of the Company specified above, for a new warrant or warrants Warrant of like tenor and representing to be dated as of the right to purchase the same aggregate number date of Sharessuch exchange. The Company shall maintain at its principal office a registry showing the name and address of the Warrantholder as the registered holder of this WarrantRegistered Holder. This Warrant may be surrendered for exchange exchange, transfer or exercise exercise, in accordance with its terms, at the such office of the Company, and and, the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 1 contract

Samples: Ecommercial Com Inc

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Shares. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise exercise, in accordance with its terms, at the office of the CompanyCompany referred to in Section 3, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 1 contract

Samples: Investment Agreement (United Western Bancorp Inc)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the CompanyCorporation, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Shares. The Company Corporation shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange exchange, exercise, or exercise sale, in accordance with its terms, at the office of the CompanyCorporation, and the Company Corporation shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 1 contract

Samples: Registration Rights Agreement (Occidental Petroleum Corp /De/)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the CompanyBank, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Shares. The Company Bank shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise in accordance with its terms, at the registered office of the CompanyBank, and the Company Bank shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 1 contract

Samples: Purchase (Bank of N.T. Butterfield & Son LTD)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to registered holder at the above-mentioned office or agency of the Company, for a new warrant or warrants Warrant in such denominations as may be requested, but otherwise of like tenor and representing the right to purchase the same aggregate number dated as of Sharessuch exchange. The Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise exercise, in accordance with its terms, at the such office or agency of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 1 contract

Samples: Stock Purchase Warrant (Emvelco Corp.)

Exchange and Registry of Warrant. This Warrant is exchangeable, upon the surrender hereof by the Warrantholder to the Company, for a new warrant or warrants of like tenor and representing the right to purchase the same aggregate number of Warrant Shares. The ​ ​ ​ Company shall maintain a registry showing the name and address of the Warrantholder as the registered holder of this Warrant. This Warrant may be surrendered for exchange or exercise in accordance with its terms, at the office of the Company, and the Company shall be entitled to rely in all respects, prior to written notice to the contrary, upon such registry.

Appears in 1 contract

Samples: Warrant Agreement (Skywest Inc)

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