Common use of Exchange and Transfer of Warrant Certificates Clause in Contracts

Exchange and Transfer of Warrant Certificates. Upon surrender in accordance with the terms set forth in the Warrant Certificate, and upon compliance with the terms set forth in such Warrant Certificate, and subject to the restrictions and limitations set forth in the Warrant Certificate, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any Warrant Certificates are so surrendered for exchange or registration of transfer, an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for such exchange or registration of transfer.

Appears in 2 contracts

Samples: Investment Agreement (DBD Cayman, Ltd.), Warrant Agreement (Boston Private Financial Holdings Inc)

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Exchange and Transfer of Warrant Certificates. Upon surrender in accordance with Subject to the terms set forth contained in this Agreement, upon surrender at the Warrant Certificate, and upon compliance with principal office of the terms set forth in such Warrant Certificate, and subject to the restrictions and limitations set forth in the Warrant CertificateCompany, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. The Company shall keep the Warrant Agent shall keep, at its corporate trust office, books register in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates upon surrender of such Warrant Certificates to the Company at its principal office for exchange or registration of transfer, properly endorsed or accompanied by appropriate instruments of registration of transfer and exchanges and transfers written instructions for transfer, all in form satisfactory to the Company. No service charge shall be made for any exchange or registration of outstanding transfer of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed in connection with any such exchange or registration of transfer. Whenever any Warrant Certificates are so surrendered for exchange or registration of transfer, an the authorized officer officers of the Warrant Agent Company shall manually countersign execute and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of the Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement Agreement, as the Warrant Certificate surrendered for such exchange or registration of transfer.. 16

Appears in 1 contract

Samples: Warrant Agreement (Gulfwest Energy Inc)

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Exchange and Transfer of Warrant Certificates. 4.1 Exchange And Transfer Of Warrant Certificates. Upon surrender in accordance with at the terms set forth in corporate trust office of the Warrant Certificate, and upon compliance with the terms set forth in such Warrant Certificate, and subject to the restrictions and limitations set forth in the Warrant CertificateAgent, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence Warrants for the same aggregate number principal amount of Warrants Warrant Debt Securities as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any , upon surrender of the Warrant Certificates are so surrendered to the Warrant Agent at its corporate trust office for exchange or registration of transfer, an authorized officer properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent Agent. No service charge shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon be made for any exchange or registration of transfer of Warrant Certificates shall Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for imposed in connection with any such exchange or registration of transfer.of

Appears in 1 contract

Samples: Warrant Agreement (Cidara Therapeutics, Inc.)

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