Common use of Exchange and Transfer of Warrant Certificates Clause in Contracts

Exchange and Transfer of Warrant Certificates. (If Offered Securities with Warrants which are immediately detachable -- Upon) (If Offered Securities with warrants which are not immediately detachable -- Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the Offered Securities to which the Warrant Certificate was initially attached, and only for the purpose of effecting, or in conjunction with, an exchange or transfer of such Offered Securities. Prior to the Detachable Date, each transfer of the Offered Securities (on the register of the Offered Securities) shall operate also to transfer the related Warrant Certificates. After the Detachable Date upon) surrender at the corporate trust office of the Warrant Agent (or ), Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants (If registered Warrants: or the transfer thereof may be registered in whole or in part); provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. (If registered Warrants -- The Warrant Agent shall keep, at its corporate trust office (and at ), books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates, upon surrender of the Warrant Certificates to the Warrant Agent at its corporate trust office (or ) for exchange (or registration of transfer), properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent.) No service charge shall be made for any exchange (or registration of transfer) of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed in connection with any such exchange (or registration of transfer). Whenever any Warrant Certificates are so surrendered for exchange (or registration of transfer) an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. The Warrant Agent shall not be required to effect any exchange (or registration of transfer) which will result in the issuance of a Warrant Certificate evidencing a fraction of a Warrant or a number of full Warrants and a fraction of a Warrant. All Warrant Certificates issued upon any exchange (or registration of transfer) of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement, as the Warrant Certificates surrendered for such exchange (or registration of transfer). SECTION 4.02.

Appears in 1 contract

Samples: Warrant Agreement (Republic New York Capital Iv)

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Exchange and Transfer of Warrant Certificates. [If Offered Securities with Warrants that are immediately detachable -- Upon] [(If Offered Securities with Warrants which are immediately detachable -- Upon) (If Offered Securities with warrants which that are not immediately detachable -- Prior to the Detachable Date, Date a Warrant Certificate may be exchanged or transferred only together with the Offered Securities Security to which the Warrant Certificate was initially attached, and only for the purpose of effecting, effecting or in conjunction with, with an exchange or transfer of such Offered SecuritiesSecurity. Prior to the any Detachable Date, each transfer of the Offered Securities (Security [on the register of the Offered Securities]) shall operate also to transfer the related Warrant Certificates. After the Detachable Date upon) ] surrender at the corporate trust office of the Warrant Agent ([or )____________], Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants (If registered Warrants: or the transfer thereof may be registered in whole or in part); provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. (If registered Warrants -- The Warrant Agent shall keep, at its corporate trust office ([and at )________], books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates, upon surrender of the Warrant Certificates to the Warrant Agent at its corporate trust office ([or ) ________] for exchange (or registration of transfer), properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent.) No service charge shall be made for any exchange (or registration of transfer) of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed in connection with any such exchange (or registration of transfer). Whenever any Warrant Certificates are so surrendered for exchange (or registration of transfer) an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. The Warrant Agent shall not be required to effect any exchange (or registration of transfer) which will result in the issuance of a Warrant Certificate evidencing a fraction of a Warrant or a number of full Warrants and a fraction of a Warrant. All Warrant Certificates issued upon any exchange (or registration of transfer) of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement, as the Warrant Certificates surrendered for such exchange (or registration of transfer). SECTION 4.02.No

Appears in 1 contract

Samples: Common Stock Warrant Agreement (Hs Resources Inc)

Exchange and Transfer of Warrant Certificates. (a) [[If Offered Securities with and Warrants which are immediately detachable -- Upon) (If Offered Securities with warrants which that are not immediately detachable -- -------------------------------------------------------------- are offered - Prior to the Detachable Detachment Date, a a] [A] Warrant Certificate may be ----------- exchanged or transferred only together with the Offered Securities Security to which the such Warrant Certificate was initially is attached, and only for the purpose of effecting, or in conjunction with, an exchange or transfer of such Offered SecuritiesSecurity. Prior Furthermore, [on or prior to the Detachable Detachment Date, ,] each transfer of the an Offered Securities (Security on the register of the relating to such Offered Securities) Securities shall operate also to transfer the related Warrants to which such Offered Security was initially attached. [From and after the Detachment Date, the above provisions shall be of no further force and effect and a]] [If Securities and ----------------- Warrants that are immediately detachable are offered - A] Warrant Certificates. After Certificate ---------------------------------------------------- may be transferred at the Detachable Date upon) option of the holder thereof upon surrender of such Warrant Certificate at the corporate trust office of the Warrant Agent (or ), Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants (If registered Warrants: or the transfer thereof may be registered in whole or in part); provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. (If registered Warrants -- The Warrant Agent shall keep, at its corporate trust office (and at ), books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates, upon surrender of the Warrant Certificates to the Warrant Agent at its corporate trust office (or ) for exchange (or registration of transfer)Agent, properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent.) No service charge shall be made for . Upon any exchange (or such registration of transfer) of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed in connection with any such exchange (or registration of transfer). Whenever any Warrant Certificates are so surrendered for exchange (or registration of transfer) an authorized officer of shall execute, and the Warrant Agent shall manually countersign and deliver to deliver, as provided in Section 1.02, in the person or persons entitled thereto name of the designated transferee a new Warrant Certificate or Warrant Certificates duly of any authorized and executed by the Company, as so requested. The Warrant Agent shall not be required to effect any exchange (or registration of transfer) which will result denomination evidencing in the issuance of aggregate a Warrant Certificate evidencing a fraction of a Warrant or a like number of full Warrants and a fraction of a Warrant. All Warrant Certificates issued upon any exchange (or registration of transfer) of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement, as the Warrant Certificates surrendered for such exchange (or registration of transfer). SECTION 4.02unexercised Warrants.

Appears in 1 contract

Samples: Warrant Agreement (Amsouth Bancorporation)

Exchange and Transfer of Warrant Certificates. ([If Offered Securities with Warrants which are immediately detachable -- - Upon) (] [If Offered Securities with warrants Warrants which are not immediately detachable -- - Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the Offered Securities to which the Warrant Certificate was initially attached, attached and only for the purpose of effecting, effecting or in conjunction with, with an exchange or transfer of such Offered Securities. Prior to the Detachable Date, each transfer of the Offered Securities ([on the register of the Offered Securities) ] shall operate also to transfer the related Warrant Certificates. After the Detachable Date Date, upon) ] surrender at the corporate trust office of the Warrant Agent ([or )at ________], Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants (If registered Warrants: or the transfer thereof may be registered in whole or in part); provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. (If registered Warrants -- The Warrant Agent shall keep, at its corporate trust office ([and at ), _______ __] books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates, upon surrender of the Warrant Certificates to the Warrant Agent at its corporate trust office ([or ) at ____________] for exchange (or registration of transfer), properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent.) No service charge shall be made for any exchange (or registration of transfer) of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed in connection with any such exchange (or registration of transfer). Whenever any Warrant Certificates are so surrendered for exchange (or registration of transfer) an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. The Warrant Agent shall not be required to effect any exchange (or registration of transfer) which will result in the issuance of a Warrant Certificate evidencing a fraction of a Warrant or a number of full Warrants and a fraction of a Warrant. All Warrant Certificates issued upon any exchange (or registration of transfer) of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement, as the Warrant Certificates surrendered for such exchange (or registration of transfer). SECTION 4.02.properly

Appears in 1 contract

Samples: Warrant Agreement (Nabors Industries Inc)

Exchange and Transfer of Warrant Certificates. ([If Offered Securities with Warrants which are immediately detachable -- Upon) (] [If Offered Securities with warrants Warrants which are not immediately detachable -- Prior to the Detachable Date, Date a Warrant Certificate may be exchanged or transferred only together with the Offered Securities Security to which the Warrant Certificate was initially attached, and only for the purpose of effecting, effecting or in conjunction with, with an exchange or transfer of such Offered SecuritiesSecurity. Prior to the Detachable Date, each transfer of the Offered Securities (Security [on the register of the Offered Securities) ] shall operate also to transfer the related Warrant Certificates. After the Detachable Date upon) ] surrender at the corporate trust office of the Warrant Agent ([or )_______________], Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants ([If registered Warrants: Warrants -- or the transfer thereof may be registered in whole or in part)]; provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. ([If registered Warrants -- The Warrant Agent shall keep, at its corporate trust office ([and at )___________], books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates, upon surrender of the Warrant Certificates to the Warrant Agent at its corporate trust office ([or ) __________] for exchange ([or registration of transfer)], properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent.) ] No service charge shall be made for any exchange ([or registration of transfer) ] of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed in connection with any such exchange ([or registration of transfer)]. Whenever any Warrant Certificates are so surrendered for exchange ([or registration of transfer) ] an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. The Warrant Agent shall not be required to effect any exchange ([or registration of transfer) ] which will result in the issuance of a Warrant Certificate evidencing a fraction of a Warrant or Warrant, a number of full Warrants and a fraction of a Warrant. All Warrant Certificates issued upon any exchange ([or registration of transfer) ] of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement, as the Warrant Certificates surrendered for such exchange ([or registration of transfer). SECTION 4.02].

Appears in 1 contract

Samples: Warrant Agreement (TRW Inc)

Exchange and Transfer of Warrant Certificates. ([If Offered --------------------------------------------- Securities with Warrants which are immediately detachable or Warrants alone - Upon] [If Offered Securities with Warrants which are immediately detachable -- Upon) (If Offered Securities with warrants which are not immediately detachable -- - Prior to the Detachable Date, Date a Warrant Certificate may be exchanged or transferred only together with the Offered Securities Security to which the Warrant Certificate was initially attached, and only for the purpose purposes of effecting, effecting or in conjunction with, with an exchange or transfer of such Offered SecuritiesSecurity. Prior On or prior to the Detachable Date, each transfer of the Offered Securities (Security on the register of the Offered Securities) Securities shall operate also to transfer the related Warrant Certificates. After the Detachable Date upon) ] surrender at the corporate trust office of the Warrant Agent (or )[__________], Warrant Certificates evidencing Warrants may be exchanged for other Warrant Certificates in other denominations evidencing such Warrants (Warrants, each Warrant entitling the holder thereof to purchase [_____ shares] [$_____________ principal amount of Warrant Securities or its equivalent in a foreign currency or composite currency] at the Warrant Price [If registered Warrants: Warrants - or the transfer thereof may be registered transferred in whole or in part); ] [If bearer or registered Warrants - provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. (.] [If registered Warrants -- - The Warrant Agent shall keep, at its corporate trust office (and [or at )__________], books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges in accordance with Section 1.02 and transfers of outstanding Warrant Certificates, upon surrender of the Warrant Certificates to the Warrant Agent at its corporate trust office ([or ) at ______] for exchange (or registration of transfer), properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent.) ] No service charge shall be made for any exchange (or registration of transfer) transfer of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed in connection with any such exchange (or registration of transfer). Whenever any Warrant Certificates are so surrendered for exchange (or registration of transfer) transfer an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. The Warrant Agent shall not be required to effect any exchange (or registration of transfer) transfer which will result in the issuance of a Warrant Certificate evidencing a fraction of a Warrant or a number of full Warrants and a fraction of a Warrant. All Warrant Certificates issued upon any exchange (or registration of transfer) transfer of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Warrant Agreement, as the Warrant Certificates surrendered for such exchange (or registration of transfer). SECTION 4.02.

Appears in 1 contract

Samples: Warrant Agreement (Autozone Inc)

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Exchange and Transfer of Warrant Certificates. ([If Offered Securities with Warrants which are immediately detachable -- Upon) (] [If Offered Securities with warrants Warrants which are not immediately detachable -- Prior to the Detachable Date, Date a Warrant Certificate may be exchanged or transferred only together with the Offered Securities Security to which the Warrant Certificate was initially attached, and only for the purpose of effecting, effecting or in conjunction with, with an exchange or transfer of such Offered SecuritiesSecurity. Prior to the Detachable Date, each transfer of the Offered Securities (Security [on the register of the Offered Securities) ] shall operate also to transfer the related Warrant Certificates. After the Detachable Date upon) ] surrender at the corporate trust office of the Warrant Agent ([or )_______________], Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants ([If registered Warrants: Warrants -- or the transfer thereof may be registered in whole or in part)]; provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. ([If registered Warrants -- The Warrant Agent shall keep, at its corporate trust office ([and at )___________], books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates, upon surrender of the Warrant Certificates to the Warrant Agent at its corporate trust office ([or ) __________] for exchange ([or registration of transfer)], properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent.) ] No service charge shall be made for any exchange ([or registration of transfer) ] of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed in connection with any such exchange (or registration of transfer). Whenever any Warrant Certificates are so surrendered for exchange (or registration of transfer) an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. The Warrant Agent shall not be required to effect any exchange (or registration of transfer) which will result in the issuance of a Warrant Certificate evidencing a fraction of a Warrant or a number of full Warrants and a fraction of a Warrant. All Warrant Certificates issued upon any exchange (or registration of transfer) of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement, as the Warrant Certificates surrendered for such exchange (or registration of transfer). SECTION 4.02.be

Appears in 1 contract

Samples: Warrant Agreement (TRW Inc)

Exchange and Transfer of Warrant Certificates. (If Offered Securities with Warrants which are immediately detachable -- SECTION 4.01. EXCHANGE AND TRANSFER OF WARRANT CERTIFICATES. [IF OFFERED SECURITIES WITH WARRANTS WHICH ARE IMMEDIATELY DETACHABLE OR WARRANTS ISSUED INDEPENDENT OF ANY OFFERED SECURITIES--Upon) (If Offered Securities with warrants which are not immediately detachable -- ] [IF OFFERED SECURITIES WITH WARRANTS WHICH ARE NOT IMMEDIATELY DETACHABLE--Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the Offered Securities to which the Warrant Certificate was initially attached, and only for the purpose of effecting, or in conjunction with, an exchange or transfer of such Offered SecuritiesSecurity. Prior to the Detachable Date, each transfer of the Offered Securities (Security [on the register of maintained with respect to the Offered Securities) ] shall operate also to transfer the related Warrant Certificates. After the Detachable Date Date, upon) ] surrender at the principal corporate trust office of the Warrant Agent ([or )__________], Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants (If registered Warrants: [IF REGISTERED WARRANTS--or the transfer thereof may be registered in whole or in part)]; provided that such other Warrant Certificates evidence the same aggregate a like number of Warrants as the Warrant Certificates so surrendered. (If registered Warrants -- The Warrant Agent shall keep, at its corporate trust office (and at ), books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates, upon surrender of the Warrant Certificates to the Warrant Agent at its corporate trust office (or ) for exchange (or registration of transfer), properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent.) No service charge shall be made for any exchange (or registration of transfer) of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed in connection with any such exchange (or registration of transfer). Whenever any Warrant Certificates are so surrendered for exchange (or registration of transfer) an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. The Warrant Agent shall not be required to effect any exchange (or registration of transfer) which will result in the issuance of a Warrant Certificate evidencing a fraction of a Warrant or a number of full Warrants and a fraction of a Warrant. All Warrant Certificates issued upon any exchange (or registration of transfer) of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement, as the Warrant Certificates surrendered for such exchange (or registration of transfer). SECTION 4.02.so

Appears in 1 contract

Samples: Warrant Agreement (Txi Capital Trust I)

Exchange and Transfer of Warrant Certificates. ([If Offered Securities with Warrants which that are immediately detachable -- Upon) (] [If Offered Securities with warrants which Warrants that are not immediately detachable -- Prior to the Detachable Date, Date a Warrant Certificate may be exchanged or transferred only together with the Offered Securities Security to which the Warrant Certificate was initially attached, and only for the purpose of effecting, effecting or in conjunction with, with an exchange or transfer of such Offered SecuritiesSecurity. Prior to the any Detachable Date, each transfer of the Offered Securities (Security [on the register of the Offered Securities) ] shall operate also to transfer the related Warrant Certificates. After the Detachable Date upon) ] surrender at the corporate trust office of the Warrant Agent ([or )_______], Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants (If registered Warrants: [or the transfer thereof may be registered in whole or in part)]; provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. (If registered Warrants -- [The Warrant Agent shall keep, at its corporate trust office ([and at )_____], books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates, upon surrender of the Warrant Certificates to the Warrant Agent at its corporate trust office (or ) [_______] for exchange (or registration of transfer), properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent.) ] No service charge shall be made for any exchange ([or registration of transfer) ] of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed in connection with any such exchange ([or registration of or transfer)]. Whenever any Warrant Certificates are so surrendered for exchange ([or registration of transfer) ], an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. The Warrant Agent shall not be required to effect any exchange (or registration of transfer) which will result in the issuance of a Warrant Certificate evidencing a fraction of a Warrant or a number of full Warrants and a fraction of a Warrant. All Warrant Certificates issued upon any exchange (or registration of transfer) of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement, as the Warrant Certificates surrendered for such exchange (or registration of transfer). SECTION 4.02.the

Appears in 1 contract

Samples: Warrant Agreement (Hs Resources Inc)

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