Common use of Exchange Listing and Exchange Act Registration Clause in Contracts

Exchange Listing and Exchange Act Registration. The Common Stock and Warrants are registered pursuant to Section 12(b) of the Exchange Act and are included or approved for listing on NASDAQ and the Company has not taken any action designed to, or likely to have the effect of, terminating the registration of the Common Stock or the Warrants under the Exchange Act or delisting the Common Stock or Warrants from NASDAQ, and the Company has not received any notification that the Commission or NASDAQ is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of NASDAQ for maintenance of inclusion of the Common Stock thereon. The Company has filed an application to include the Securities on NASDAQ.

Appears in 4 contracts

Samples: Underwriting Agreement, Underwriting Agreement (AMERI Holdings, Inc.), Underwriting Agreement (AMERI Holdings, Inc.)

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Exchange Listing and Exchange Act Registration. The Common Stock and Warrants are is registered pursuant to Section 12(b) of the Exchange Act and are is included or approved for listing on the NASDAQ Capital Market and the Company has not taken any action designed to, or likely to have the effect of, terminating the registration of the The Common Stock or the Warrants under the Exchange Act or delisting the Common Stock or Warrants from NASDAQThe NASDAQ Stock Market LLC, and the Company has not received any notification that the Commission or The NASDAQ Stock Market LLC is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of The NASDAQ Stock Market LLC for maintenance of inclusion of the Common Stock thereonon the NASDAQ Capital Market. The Company has filed an application to include the Securities Firm Shares and Warrant Shares on NASDAQthe NASDAQ Capital Market.

Appears in 1 contract

Samples: Purchase Agreement (Transgenomic Inc)

Exchange Listing and Exchange Act Registration. The Common Stock and Warrants are is registered pursuant to Section 12(b) of the Exchange Act and are is included or approved for listing on the NASDAQ Capital Market and the Company has not taken any action designed to, or likely to have the effect of, terminating the registration of the Common Stock or the Warrants under the Exchange Act or delisting the Common Stock or Warrants from NASDAQthe NASDAQ Capital Market, and the Company has not received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of the NASDAQ Capital Market for maintenance of inclusion of the Common Stock thereon. The Company has filed an application to include the Securities on NASDAQthe NASDAQ Capital Market.

Appears in 1 contract

Samples: Underwriting Agreement (Identiv, Inc.)

Exchange Listing and Exchange Act Registration. The Common Stock and Warrants are is registered pursuant to Section 12(b) of the Exchange Act and are is included or approved for listing on NASDAQ the Nasdaq Capital Market (the “Exchange”) and the Company has not taken any no action designed toto terminate, or likely to have the effect of, terminating the registration of the Common Stock or the Warrants under the Exchange Act or delisting the Common Stock or Warrants from NASDAQ, and the Exchange nor has the Company has not received any notification that the Commission or NASDAQ the Exchange is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of NASDAQ the Exchange for maintenance of inclusion of the Common Stock thereon. The Company has filed an application to include the Securities Shares and Warrant Shares on NASDAQthe Exchange.

Appears in 1 contract

Samples: Underwriting Agreement (Baudax Bio, Inc.)

Exchange Listing and Exchange Act Registration. The Common Stock and Warrants are is registered pursuant to Section 12(b) of the Exchange Act and are is included or approved for listing on the NASDAQ Capital Market and the Company has not taken any no action designed to, or likely to have the effect of, terminating the registration of the Common Stock or the Warrants under the Exchange Act or delisting the Common Stock or Warrants from NASDAQ, and the NASDAQ Capital Market nor has the Company has not received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of the NASDAQ Capital Market for maintenance of inclusion of the Common Stock thereon. The Company has filed an application to include the Securities on NASDAQthe NASDAQ Capital Market.

Appears in 1 contract

Samples: Purchase Agreement (Uni-Pixel)

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Exchange Listing and Exchange Act Registration. The Common Stock and Warrants are is registered pursuant to Section 12(b) of the Exchange Act and are is included or approved for listing on NASDAQ and the Company has not taken any action designed to, or likely to have the effect of, terminating the registration of the Common Stock or the Warrants under the Exchange Act or delisting the Common Stock or Warrants from NASDAQ, and the Company has not received any notification that the Commission or NASDAQ is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of NASDAQ for maintenance of inclusion of the Common Stock thereon. The Company has filed an application to include the Securities on NASDAQ.

Appears in 1 contract

Samples: Underwriting Agreement (AMERI Holdings, Inc.)

Exchange Listing and Exchange Act Registration. The Common Stock and Warrants are is registered pursuant to Section 12(b) of the Exchange Act and are is included or approved for listing on NASDAQ The Nasdaq Capital Market and the Company has not taken any no action designed to, or likely to have the effect of, terminating the registration of the Common Stock or the Warrants under the Exchange Act or delisting the Common Stock or Warrants from NASDAQ, and The Nasdaq Capital Market nor has the Company has not received any notification that the Commission or NASDAQ The Nasdaq Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of NASDAQ The Nasdaq Capital Market for maintenance of inclusion of the Common Stock thereon. The Company has filed an application to include the Securities Shares on NASDAQThe Nasdaq Capital Market.

Appears in 1 contract

Samples: Synlogic, Inc.

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