Common use of Exchange of Warrant Upon a Transfer Clause in Contracts

Exchange of Warrant Upon a Transfer. On surrender of this Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Act and with the limitations on assignments and transfers contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof.

Appears in 8 contracts

Samples: LLR Equity Partners Lp, Opinion Research Corp, Opinion Research Corp

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Exchange of Warrant Upon a Transfer. On surrender of this Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Act”) and with the limitations on assignments and transfers contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement7, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereofthereof.

Appears in 7 contracts

Samples: Modern Mining Technology Corp., T Stamp Inc, T Stamp Inc

Exchange of Warrant Upon a Transfer. On surrender of this Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Securities Act and applicable state securities laws and with the limitations on assignments and transfers contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement7, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof.

Appears in 6 contracts

Samples: Common Stock and Warrant Purchase Agreement (Corautus Genetics Inc), Common Stock and Warrant Purchase Agreement (Corautus Genetics Inc), Common Stock and Warrant Purchase Agreement (Corautus Genetics Inc)

Exchange of Warrant Upon a Transfer. On surrender of this Warrant ----------------------------------- for transfer or exchange, with valid transfer instructions properly endorsed on the Assignment Form endorsed, and subject to the provisions of this Warrant with respect to compliance with applicable federal and state securities laws (the Act “Securities Laws”), and with the limitations on assignments and transfers contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement5, the Company at its the Holder’s expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof, or a portion hereof.

Appears in 5 contracts

Samples: Warrant (North Bay Resources Inc), Warrant (North Bay Resources Inc), North Bay Resources Inc

Exchange of Warrant Upon a Transfer. On surrender of this ----------------------------------- Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Act and with the limitations on assignments and transfers contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement7, the Company at its expense shall promptly issue to or on the --------- order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof.

Appears in 1 contract

Samples: Petsmart Com Inc

Exchange of Warrant Upon a Transfer. On surrender of this ------------------------------------ Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Act and with the limitations on assignments and transfers and contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement7, ---------- the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof.

Appears in 1 contract

Samples: Afem Medical Corp

Exchange of Warrant Upon a Transfer. On surrender of this Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form Form, accompanied by payment of any applicable transfer taxes, and subject to the provisions of this Warrant with respect to compliance with the Act and with the limitations on assignments and transfers contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement6, the Company at its expense shall issue and cause to be delivered to or on the order of the Holder a new warrant Warrant or warrants Warrants of like tenor, in the name of the Holder or in the name of such other person as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof.

Appears in 1 contract

Samples: Intervest Bancshares Corp

Exchange of Warrant Upon a Transfer. On surrender of this Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Act and with the limitations on assignments and transfers contained in this Section 7 7, and Sections Section 3 and 7 of the Purchase Agreement, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof.

Appears in 1 contract

Samples: Accent Color Sciences Inc

Exchange of Warrant Upon a Transfer. On surrender of this ----------------------------------- Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Securities Act and with the limitations on assignments and transfers contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement7, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof.

Appears in 1 contract

Samples: Global Sports Inc

Exchange of Warrant Upon a Transfer. On surrender of this Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form annexed hereto as Appendix B and subject to the provisions of this Warrant with respect to compliance with the Securities Act and with the limitations on assignments and transfers contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement11, the Company at its expense shall issue to or on the order of the Holder a new warrant Warrant or warrants Warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares Exercise Shares issuable upon exercise hereof.

Appears in 1 contract

Samples: Rights Agreement (Relypsa Inc)

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Exchange of Warrant Upon a Transfer. On surrender of this Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Securities Act and with the limitations on assignments and transfers contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement5, the Company Company, at its expense expense, shall issue to or on the order of the Holder a new warrant or warrants of like tenorwith the same terms and conditions, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereofthereof.

Appears in 1 contract

Samples: Britesmile Inc

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Act and with the limitations on assignments and transfers and contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement7, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof.

Appears in 1 contract

Samples: Logicvision Inc

Exchange of Warrant Upon a Transfer. On surrender of this Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Act and with the limitations on assignments and transfers contained in this Section 7 and Sections 3 and 7 of the Purchase AgreementOffering Documentation or the Conversion Documentation, as the case may be, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof.

Appears in 1 contract

Samples: Power Medical Interventions, Inc.

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Act and with the limitations on assignments and transfers and contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement7, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereofthereof.

Appears in 1 contract

Samples: Egain Communications Corp

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Securities Act and with the limitations on assignments and transfers contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement7, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof.

Appears in 1 contract

Samples: Vialink Co

Exchange of Warrant Upon a Transfer. On surrender of this ----------------------------------- Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form and subject to the provisions of this Warrant with respect to compliance with the Act and with the limitations on assignments and transfers and contained in this Section 7 and Sections 3 and 7 of the Purchase Agreement10, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of shares issuable upon exercise hereof.

Appears in 1 contract

Samples: Purchasepro Com Inc

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