Common use of Exchange of Warrant Upon a Transfer Clause in Contracts

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed on the Assignment Form, and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, and with the limitations on assignments and transfers and contained in this Section 8, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares issuable upon exercise thereof.

Appears in 5 contracts

Samples: Intellectual Property Rights Agreement (Ceres, Inc.), Intellectual Property Rights Agreement (Ceres, Inc.), Ceres, Inc.

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Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed on the Assignment Form, Form and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, and with the limitations on assignments and transfers and contained in this Section 8, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares issuable upon exercise thereof.

Appears in 3 contracts

Samples: Convertible Note Purchase Agreement (Ceres, Inc.), Convertible Note Purchase Agreement (Ceres, Inc.), Ceres, Inc.

Exchange of Warrant Upon a Transfer. On surrender of ----------------------------------- this Warrant for exchange, properly endorsed on the Assignment Form, Form and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Securities Act and with the limitations on assignments and transfers and contained in this Section 8, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares shares issuable upon exercise thereof.

Appears in 3 contracts

Samples: Placement Agency Agreement (Incara Pharmaceuticals Corp), Placement Agency Agreement (Incara Pharmaceuticals Corp), Placement Agency Agreement (Incara Pharmaceuticals Corp)

Exchange of Warrant Upon a Transfer. On Upon surrender of this Warrant for exchange, properly endorsed on the Assignment Form, Form attached hereto as Exhibit B and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Act and with the limitations on assignments and transfers and contained in this Section 8Section, the Company at its expense shall issue to to, or on upon the order of the of, Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on upon payment by the Holder of any all applicable transfer taxes, if any) may direct, for the number of Shares shares issuable upon exercise thereofhereof.

Appears in 3 contracts

Samples: License Agreement (Wildcap Energy Inc.), Option Agreement (Wildcap Energy Inc.), Option Agreement (WildCap Energy Inc.)

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed on the Assignment Form, Form appended hereto and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Act and with the limitations on assignments and transfers and contained in this Section 810, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares shares issuable upon exercise thereofhereof.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Fuelcell Energy Inc), NRG Energy, Inc.

Exchange of Warrant Upon a Transfer. On surrender of this Warrant ----------------------------------- for exchange, properly endorsed on the Assignment Form, Form and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Act and with the limitations on assignments and transfers and contained in this Section 810, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares shares issuable upon exercise thereofhereof.

Appears in 2 contracts

Samples: Purchasepro Com Inc, Purchasepro Com Inc

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed on the Assignment Form, and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, and with the limitations on assignments and transfers and contained in this Section 8, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares issuable upon exercise thereof.

Appears in 2 contracts

Samples: Ceres, Inc., Ceres, Inc.

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed on the Assignment Form, Form and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Securities Act and with the limitations on assignments and transfers and contained in this Section 89, the Company Issuer at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares shares issuable upon exercise thereofhereof.

Appears in 1 contract

Samples: Adoption Agreement (Huntsman Advanced Materials (UK) LTD)

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed on the Assignment Form, Form and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Act and with the limitations on assignments and transfers and contained in this Section 87 and the Purchase Agreement, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares shares issuable upon exercise thereofhereof.

Appears in 1 contract

Samples: Power Medical Interventions, Inc.

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed on the Assignment Form, Form and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Act and with the limitations on assignments and transfers and contained in this Section 82, the Company at its expense shall issue to or on the order of the Holder Warrantholder a new warrant or warrants of like tenor, in the name of the Holder Warrantholder or as the Holder Warrantholder (on payment by the Holder Warrantholder of any applicable transfer taxes) may direct, for the number of Shares shares issuable upon exercise thereofhereof.

Appears in 1 contract

Samples: Stock Purchase Agreement (General Magic Inc)

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed indorsed on the Assignment Form, assignment form and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Act and with the limitations on assignments and transfers and contained in this Section 83 and in the Securityholders Agreement, the Company at its expense shall issue to or on the order of the Holder holder a new warrant Warrant or warrants Warrants of like tenor, in the name of the Holder holder or as the Holder holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares shares issuable upon exercise thereofhereof.

Appears in 1 contract

Samples: Rab Enterprises Inc

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Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed for transfer on the Assignment Form, and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Act and with the limitations on assignments and transfers and contained in this Section 87, the Company Company, at its expense expense, shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares shares issuable upon exercise thereof.

Appears in 1 contract

Samples: Endorex Corp

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed on the Form of Assignment Form, and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Act and with the limitations on assignments and transfers and contained in this Section 87, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares shares in an amount calculated in a manner consistent herewith and issuable upon exercise thereofhereof.

Appears in 1 contract

Samples: Aperion Biologics, Inc.

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for ----------------------------------- exchange, properly endorsed on the Assignment Form, Form and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Act and with the limitations on assignments and transfers and contained in this Section 87, the Company company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares shares issuable upon exercise thereofhereof.

Appears in 1 contract

Samples: Kana Communications Inc

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed on the Form of Assignment Form, and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Securities Act and with the limitations on assignments and transfers and contained in this Section 89, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares shares issuable upon exercise thereofhereof.

Appears in 1 contract

Samples: Timeline Inc

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed for transfer on the Assignment Form, and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities lawsthe Act, and with the limitations on assignments and transfers and contained in this Section 86, the Company Company, at its expense expense, shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for in aggregate the number of Shares shares issuable upon exercise thereofof this Warrant.

Appears in 1 contract

Samples: Concorde Gaming Corp

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed on the Assignment Form, Form and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Securities Act and with the limitations on assignments and transfers and contained in this Section 8, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares issuable upon exercise thereofhereof.

Appears in 1 contract

Samples: Petplanet Com Inc

Exchange of Warrant Upon a Transfer. On surrender of this Warrant for exchange, properly endorsed on the Assignment Form, Form appended hereto and subject to the provisions of this Warrant with respect to compliance with all applicable Federal and state securities laws, the Act and with the limitations on assignments and transfers and contained in this Section 8, the Company at its expense shall issue to or on the order of the Holder a new warrant or warrants of like tenor, in the name of the Holder or as the Holder (on payment by the Holder of any applicable transfer taxes) may direct, for the number of Shares shares issuable upon exercise thereofhereof.

Appears in 1 contract

Samples: Fuelcell Energy Inc

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