Common use of Exchange Registration Clause in Contracts

Exchange Registration. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is accepted for trading on the NYSE American under the symbol “ASM” and the TSX under the symbol “ASM,” and the Company has taken no action designed to terminate the registration of the Common Stock under the Exchange Act or delisting the Common Stock from either the NYSE American or the TSX, nor, except as disclosed in the Registration Statement and the Prospectus, has the Company received any notification that the Commission, the applicable Canadian securities regulators or either the NYSE American or the TSX is contemplating terminating such registration or listing. Except as disclosed in the Registration Statement and the Prospectus, the Company has complied in all material respects with the applicable requirements of the NYSE American or the TSX for maintenance of inclusion of the Common Stock thereon. The Company has obtained all necessary consents, approvals, authorizations or orders of, or filing, notification or registration with, the NYSE American or the TSX, the Commission and the applicable Canadian securities regulators, where applicable, required for the listing and trading of the Placement Shares, subject only to satisfying their standard listing and maintenance requirements. The Company has no reason to believe that it will not in the foreseeable future continue to be in compliance with all such listing and maintenance requirements of both the NYSE American or the TSX. Any certificate signed by an officer of the Company and delivered to the Agent or to counsel for the Agent pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to the Agent as to the matters set forth therein.

Appears in 2 contracts

Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)

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Exchange Registration. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is accepted for trading on the NYSE American under the symbol “ASM” and the TSX under the symbol “ASM,” and the Company has taken no action designed to terminate the registration of the Common Stock under the Exchange Act or delisting the Common Stock from either the NYSE American or the TSX, nor, except as disclosed in the Registration Statement and the Prospectus, has the Company received any notification that the Commission, the applicable Canadian securities regulators or either the NYSE American or the TSX is contemplating terminating such registration or listing. Except as disclosed in the Registration Statement and the Prospectus, the Company has complied in all material respects with the applicable requirements of the NYSE American or the TSX for maintenance of inclusion of the Common Stock thereon. The Company has obtained all necessary consents, approvals, authorizations or orders of, or filing, notification or registration with, the NYSE American or the TSX, the Commission and the applicable Canadian securities regulators, where applicable, required for the listing and trading of the Placement Shares, subject only to satisfying their standard listing and maintenance requirements. The Company has no reason to believe that it will not in the foreseeable future continue to be in compliance with all such listing and maintenance requirements of both the NYSE American or the TSX. Any certificate signed by an officer of the Company and delivered to the Agent or to counsel for the Agent pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to the Agent as to the matters set forth therein.

Appears in 1 contract

Samples: Sales Agreement (Avino Silver & Gold Mines LTD)

Exchange Registration. The Common Stock is Shares are registered pursuant to Section 12(b) of the Exchange Act and is are accepted for trading on the NYSE American NYSE-MKT under the symbol “ASM” and the TSX TSXV under the symbol “ASM,” and the Company has taken no action designed to terminate the registration of the Common Stock Shares under the Exchange Act or delisting the Common Stock Shares from either of the NYSE American or the TSXExchanges, nor, except as disclosed in the Registration Statement and the ProspectusProspectuses, has the Company received any notification that the Commission, the applicable Canadian securities regulators Securities Regulators or either of the NYSE American or the TSX Exchanges is contemplating terminating such registration or listing. Except as disclosed in the Registration Statement and the ProspectusProspectuses, the Company has complied in all material respects with the applicable requirements of the NYSE American or the TSX Exchanges for maintenance of inclusion of the Common Stock Shares thereon. The Company has obtained all necessary consents, approvals, authorizations or orders of, or filing, notification or registration with, the NYSE American or the TSXExchanges, the Commission and the applicable Canadian securities regulatorsSecurities Regulators, where applicable, required for the listing and trading of the Placement Shares, subject only to satisfying their standard listing and maintenance requirements. The Company has no reason to believe that it will not in the foreseeable future continue to be in compliance with all such listing and maintenance requirements of both the NYSE American or the TSXeach Exchange. Any certificate signed by an officer of the Company and delivered to the Agent or to counsel for the Agent pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to the Agent as to the matters set forth therein.

Appears in 1 contract

Samples: Sales Agreement (Avino Silver & Gold Mines LTD)

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Exchange Registration. The Common Stock is Shares are registered pursuant to Section 12(b) of the Exchange Act and is are accepted for trading on the NYSE American under the symbol “ASMUUUU” and the TSX under the symbol “ASMEFR,” and the Company has taken no action designed to terminate the registration of the Common Stock Shares under the Exchange Act or delisting the Common Stock Shares from either of the NYSE American or the TSXExchanges, nor, except as disclosed in the Registration Statement and the ProspectusProspectuses, has the Company received any notification that the Commission, the applicable Canadian securities regulators Securities Regulators or either of the NYSE American or the TSX Exchanges is contemplating terminating such registration or listing. Except as disclosed in the Registration Statement and the ProspectusProspectuses, the Company has complied in all material respects with the applicable requirements of the NYSE American or the TSX Exchanges for maintenance of inclusion of the Common Stock Shares thereon. The Company has obtained all necessary consents, approvals, authorizations or orders of, or filing, notification or registration with, the NYSE American or the TSXExchanges, the Commission and the applicable Canadian securities regulatorsSecurities Regulators, where applicable, required for the listing and trading of the Placement Shares, subject only to satisfying their standard listing and maintenance requirements. The Company has no reason to believe that it will not in the foreseeable future continue to be in compliance with all such listing and maintenance requirements of both the NYSE American or the TSXeach Exchange. Any certificate signed by an officer of the Company and delivered to the Agent or to counsel for the Agent pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to the Agent as to the matters set forth therein.

Appears in 1 contract

Samples: Energy Fuels Inc

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