Exchange Regulation. The parties acknowledge they will be subject to the rules of the New York Stock Exchange, Inc., the American Stock Exchange, Inc., and any other securities exchanges or associations of which either party is or may or may become a member, and of any governmental agencies to whose jurisdiction either party may be subject.
Appears in 2 contracts
Samples: Fully Disclosed Clearing Agreement (Kbw, Inc.), Fully Disclosed Clearing Agreement (KBW Inc)
Exchange Regulation. The parties acknowledge that they will be subject to the rules of the New York Stock Exchange, Inc., the American Stock Exchange, Inc., and any other securities exchanges or associations of which either party is or may or may become a member, and of any governmental agencies to whose jurisdiction either party may be subject.
Appears in 2 contracts
Samples: Fully Disclosed Clearing Agreement (Archipelago Holdings L L C), Fully Disclosed Clearing Agreement (Financial Commerce Network Inc)
Exchange Regulation. The the parties acknowledge they will be subject to the rules of the New York Stock Exchange, Inc., the American Stock Exchange, Inc., and any other securities exchanges or associations of which either party is or may or may become a member, and of any governmental agencies government agendas to whose jurisdiction jurisdictions either party may be subject.
Appears in 1 contract
Samples: Fully Disclosed Clearing Agreement and/or Broker Dealer Agreement (Traderight Corp)
