Common use of Exchange, Transfer or Assignment of Warrant Clause in Contracts

Exchange, Transfer or Assignment of Warrant. Subject to the provisions of this Section 4 and of Section 9 below, this Warrant is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company or the Transfer Agent, for other warrants of different denominations entitling the holder thereof to purchase in the aggregate the same number of shares of Common Stock purchasable hereunder. Subject to the provisions of this Section 4 and of Section 9 below, upon surrender of this Warrant to the Company or the Transfer Agent accompanied by: (a) the form of assignment which is attached hereto as Annex B (the "Form of Assignment") duly executed; and (b) funds sufficient to pay any transfer tax, the Company shall, without charge, execute and deliver a new warrant in the name of the assignee named in the Form of Assignment and this Warrant shall promptly be canceled. This Warrant may be divided or combined with other warrants which carry the same rights upon presentation hereof at the office of the Company or the Transfer Agent, accompanied by a written notice signed by the Holder hereof specifying the names and denominations in which new warrants are to be issued.

Appears in 17 contracts

Samples: Warrant Agreement (Guardian Technologies International Inc), Warrant Agreement (Guardian Technologies International Inc), Warrant Agreement (Guardian Technologies International Inc)

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Exchange, Transfer or Assignment of Warrant. Subject to the provisions of this Section 4 and of Section 9 below2, this Warrant is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company or at the Transfer Agentoffice of its stock transfer agent, if any, for other warrants Warrants of the Company (“Warrants”) of different denominations denominations, entitling the holder Holder or Holders thereof to purchase in the aggregate the same number of shares of Common Stock Warrant Shares purchasable hereunder. Subject to the provisions of this Section 4 and of Section 9 below2, upon surrender of this Warrant to the Company or at the Transfer Agent accompanied by: (a) office of its stock transfer agent, if any, with the form of assignment which is Assignment Form attached hereto as Annex Exhibit B (the "Form of Assignment"“Assignment Form”) duly executed; executed and (b) funds sufficient to pay any transfer tax, the Company shall, without charge, execute and deliver a new warrant Warrant in the name of the assignee named in the Assignment Form of Assignment and this Warrant shall promptly be canceled. This Subject to Section 2, this Warrant may be divided or combined with other warrants which Warrants that carry the same rights upon presentation hereof at the office of the Company or at the Transfer Agentoffice of its stock transfer agent, accompanied by if any, together with a written notice signed by the Holder hereof specifying the names and denominations in which new warrants Warrants are to be issuedissued and signed by the Holder hereof.

Appears in 9 contracts

Samples: Securities Purchase Agreement (CurAegis Technologies, Inc.), Common Stock Purchase Warrant (CurAegis Technologies, Inc.), Common Stock Purchase Warrant (CurAegis Technologies, Inc.)

Exchange, Transfer or Assignment of Warrant. Subject to the provisions of this Section 4 and of Section 9 8 below, this Warrant Agreement is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company or the Transfer Agent, for other warrant agreements representing warrants of different denominations entitling the holder thereof to purchase in the aggregate the same number of shares of Common Stock purchasable hereunder. Subject to the provisions of this Section 4 and of Section 9 8 below, upon surrender of this Warrant Agreement to the Company or the Transfer Agent accompanied by: (a) the form of assignment which is attached hereto as Annex B (the "Form of Assignment") duly executed; and (b) funds sufficient to pay any transfer tax, the Company shall, without charge, execute and deliver a new warrant agreement in the name of the assignee named in the Form of Assignment and this Warrant Agreement shall promptly be canceled. This The Warrant may be divided or combined with other warrants which carry the same rights upon presentation hereof of this Warrant Agreement at the office of the Company or the Transfer Agent, accompanied by a written notice signed by the Holder hereof specifying the names and denominations in which new warrants warrant agreements are to be issued.

Appears in 6 contracts

Samples: Warrant Agreement (Ariel Way Inc), Warrant Agreement (Ariel Way Inc), Warrant Agreement (Applied Visual Sciences, Inc.)

Exchange, Transfer or Assignment of Warrant. (a) Each taker and holder of this Warrant, by taking or holding the same, consents and agrees that the registered holder hereof may be treated by the Company and all other Persons dealing with this Warrant as the absolute owner hereof for any purpose and as the Person entitled to exercise the rights represented hereby. (b) Subject to compliance with applicable securities laws and the provisions of this Section 4 and of Section 9 belowPurchase Agreement, this Warrant is exchangeablethe Holder shall be entitled, without expenseobtaining the consent of the Company, to assign and transfer this Warrant, at the option any time in whole or from time to time in part, to an Affiliate of the Holder, upon presentation provided such Affiliate agrees in writing to be bound by the terms of Section 4.1, Section 4.8, Section 4.9, and surrender hereof to Section 4.10 of the Company Purchase Agreement. The Holder may not otherwise sell, assign or the Transfer Agenttransfer this Warrant, for other warrants of different denominations entitling the holder thereof to purchase in the aggregate the same number of shares of Common Stock purchasable hereunderwhole or part. Subject to the provisions of this Section 4 and of Section 9 belowpreceding sentence, upon surrender of this Warrant to the Company or the Transfer Agent accompanied by: (a) Company, together with the form of warrant assignment which is attached hereto as Annex B (the "Form of “Warrant Assignment") duly executed; and (b) funds sufficient to pay any transfer tax, the Company shall, as promptly as practicable and without charge, execute and deliver a new warrant Warrant in the name of the assignee or assignees named in such Warrant Assignment and, if the Form Holder’s entire interest is not being assigned, in the name of Assignment the Holder and this Warrant shall promptly be canceled. This Warrant may be divided or combined with other warrants which carry the same rights upon presentation hereof at the office of the Company or the Transfer Agent, accompanied by a written notice signed by the Holder hereof specifying the names and denominations in which new warrants are to be issued.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Energous Corp), Securities Purchase Agreement (Dialog Semiconductor PLC), Securities Purchase Agreement (Dialog Semiconductor PLC)

Exchange, Transfer or Assignment of Warrant. Subject to the provisions of this Section 4 and of Section 9 below2, this Warrant is exchangeable, without expense, at the option of the Holder, upon presentation and surrender of the original hereof to the Company or at the Transfer Agentoffice of its stock transfer agent, if any, for other warrants Warrants of the Company (“Warrants”) of different denominations denominations, entitling the holder Holder or Holders thereof to purchase in the aggregate the same number of shares of Common Stock Warrant Shares purchasable hereunder. Subject to the provisions of this Section 4 and of Section 9 below2, upon surrender of this Warrant to the Company or at the Transfer Agent accompanied by: (a) office of its stock transfer agent, if any, with the form of assignment which is Assignment Form attached hereto as Annex Exhibit B (the "Form of Assignment"“Assignment Form”) duly executed; executed and (b) funds sufficient to pay any transfer tax, the Company shall, without charge, execute and deliver a new warrant Warrant in the name of the assignee named in the Assignment Form of Assignment and this Warrant shall promptly be canceled. This Subject to Section 2, this Warrant may be divided or combined with other warrants which Warrants that carry the same rights upon presentation of the original hereof at the office of the Company or at the Transfer Agentoffice of its stock transfer agent, accompanied by if any, together with a written notice signed by the Holder hereof specifying the names and denominations in which new warrants Warrants are to be issuedissued and signed by the Holder hereof.

Appears in 1 contract

Samples: Placement Agent Agreement (BG Staffing, Inc.)

Exchange, Transfer or Assignment of Warrant. Subject to the provisions of this Section 4 and of Section 9 8 below, this Warrant Agreement is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company or the Transfer Agent, for other warrant agreements representing warrants of different denominations entitling the holder thereof to purchase in the aggregate the same number of shares of Common Stock purchasable hereunder. Subject to the provisions of this Section 4 and of Section 9 8, below, upon surrender of this Warrant Agreement to the Company or the Transfer Agent accompanied by: (a) the form of assignment which is attached hereto as Annex B (the "Form of Assignment") duly executed; and (b) funds sufficient to pay any transfer tax, the Company shall, without charge, execute and deliver a new warrant agreement in the name of the assignee named in the Form of Assignment and this Warrant Agreement shall promptly be canceled. This The Warrant may be divided or combined with other warrants which carry the same rights upon presentation hereof of this Warrant Agreement at the office of the Company or the Transfer Agent, accompanied by a written notice signed by the Holder hereof specifying the names and denominations in which new warrants warrant agreements are to be issued.

Appears in 1 contract

Samples: Warrant Agreement (Guardian Technologies International Inc)

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Exchange, Transfer or Assignment of Warrant. Subject to the provisions of this Section 4 and of Section 9 8 below, this Warrant Agreement is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company or the Transfer Agent, for other warrant agreements representing warrants of different denominations entitling the holder thereof to purchase in the aggregate the same number of shares of Common Stock purchasable hereunder. Subject to the provisions of this Section 4 and of Section 9 8, below, upon surrender of this Warrant Agreement to the Company or the Transfer Agent accompanied by: (a) the form of assignment which is attached hereto as Annex B (the "Form of Assignment") duly executed; and (b) funds sufficient to pay any transfer tax, the Company shall, without charge, execute and deliver a new warrant agreement in the name of the assignee named in the Form of Assignment and this Warrant Agreement shall promptly be canceled. This The Warrant may be divided or combined with other warrants which carry the same rights upon presentation hereof of this Warrant Agreement at the office of the Company or the Transfer Agent, accompanied by a written notice signed by the Holder hereof specifying the names and denominations in which new warrants warrant agreements are to be issued.

Appears in 1 contract

Samples: Warrant Agreement (TX Holdings, Inc.)

Exchange, Transfer or Assignment of Warrant. Subject to the provisions of this Section 4 section and of Section 9 below, this Warrant is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company or the Transfer Agent, for other warrants of different denominations entitling the holder thereof to purchase in the aggregate the same number of shares of Common Stock purchasable hereunder. Subject to the provisions of this Section 4 section and of Section 9 below, upon surrender of this Warrant to the Company or the Transfer Agent accompanied by: (a) the form of assignment which is attached hereto as Annex B (the "Form of Assignment") duly executed; and (b) funds sufficient to pay any transfer tax, the Company shall, without charge, execute and deliver a new warrant in the name of the assignee named in the Form of Assignment and this Warrant shall promptly be canceled. This Warrant may be divided or combined with other warrants which carry the same rights upon presentation hereof at the office of the Company or the Transfer Agent, accompanied by a written notice signed by the Holder hereof specifying the names and denominations in which new warrants are to be issued.

Appears in 1 contract

Samples: Warrant Agreement (I Link Inc)

Exchange, Transfer or Assignment of Warrant. Subject to the provisions of this Section 4 and of Section 9 8 below, this Warrant Agreement is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company or the Transfer Agent, for other warrant agreements representing warrants of different denominations entitling the holder thereof to purchase in the aggregate the same number of shares of Common Stock purchasable hereunder. Subject to the provisions of this Section 4 and of Section 9 8 below, upon surrender of this Warrant Agreement to the Company or the Transfer Agent accompanied by: (a) the form of assignment which is attached hereto as Annex B (the "Form of Assignment") duly executed; and (b) funds sufficient to pay any transfer tax, the Company shall, without charge, execute and deliver a new warrant agreement in the name of the assignee named in the Form of Assignment and this Warrant Agreement shall promptly be canceled. This The Warrant may be divided or combined with other warrants which carry the same rights upon presentation hereof of this Warrant Agreement at the office of the Company or the Transfer Agent, accompanied by a written notice signed by the Holder hereof specifying the names and denominations in which new warrants warrant agreements are to be issued. The term "Warrant" as defined above shall hereafter include any warrant into which this Warrant may be divided, exchanged or combined, and any Warrant as the same may be hereafter modified or amended from time to time.

Appears in 1 contract

Samples: Subscription Agreement (Guardian Technologies International Inc)

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