Common use of Excuse Clause in Contracts

Excuse. Ridge Local Affiliate shall be excused from performing any Service or obligation hereunder, including, without limitation, the attainment of any Service Level, if and to the extent Ridge Local Affiliate’s failure to perform such Service or obligation is caused by Client Local Affiliate’s or its agents’ act or omission, including, without limitation, (a) Client Local Affiliate providing incomplete or inaccurate data, specifications or requirements; and (b) failures, errors or defects in facilities, equipment, materials or other resources provided by Client Local Affiliate, including, without limitation, telecommunications, hardware, infrastructure and network connectivity. Ridge Clearing & Outsourcing Solutions, Inc. UNITED STATES Attachment C-1 SLAs The parties shall include a Service Level for development work no later than [****] after the Schedule Effective Date. Ridge Clearing & Outsourcing Solutions, Inc. UNITED STATES ATTACHMENT D No Warranty and Limitation on Liability Provisions Required by Users of Third Party Data No Warranties EXCEPT IN CONNECTION WITH CONTRACTS OF THIRD PARTY DATA SUPPLIERS WITHOUT CONTRACTUAL RESTRICTIONS SIMILAR TO THOSE BELOW, NO THIRD PARTY DATA SUPPLIERS MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, AS TO MERCHANTABILITY, FITNESS OR ANY OTHER MATTER. Limitation on Liability

Excuse. Ridge Local Affiliate shall be excused from performing any Service or obligation hereunder, including, without limitation, the attainment of any Service Level, if and to the extent Ridge Local Affiliate’s failure to perform such Service or obligation is caused by Client Local Affiliate’s or its agents’ act or omission, including, without limitation, (a) Client Local Affiliate providing incomplete or inaccurate data, specifications or requirements; and (b) failures, errors or defects in facilities, equipment, materials or other resources provided by Client Local Affiliate, including, without limitation, telecommunications, hardware, infrastructure and network connectivity. Ridge Clearing & Outsourcing Solutions, Inc. UNITED STATES Attachment C-1 SLAs The parties shall include a Service Level for development work no later than [****] after the Schedule Effective Date. Ridge Clearing & Outsourcing Solutions, Inc. UNITED STATES ATTACHMENT D No Warranty and Limitation on Liability Provisions Required by Users of Third Party Data No Warranties EXCEPT IN CONNECTION WITH CONTRACTS OF THIRD PARTY DATA SUPPLIERS WITHOUT CONTRACTUAL RESTRICTIONS SIMILAR TO THOSE BELOW, NO THIRD PARTY DATA SUPPLIERS MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, AS TO MERCHANTABILITY, FITNESS OR ANY OTHER MATTER. Limitation on Liability.

Excuse. Ridge Local Affiliate shall be excused from performing any Service or obligation hereunder, including, without limitation, the attainment of any Service Level, if and to the extent Ridge Local Affiliate’s failure to perform such Service or obligation is caused by Client Local Affiliate’s or its agents’ act or omission, including, without limitation, (a) Client Local Affiliate providing incomplete or inaccurate data, specifications or requirements; and (b) failures, errors or defects in facilities, equipment, materials or other resources provided by Client Local Affiliate, including, without limitation, telecommunications, hardware, infrastructure and network connectivity. Ridge Clearing & Outsourcing Solutions, Broadridge Financial Solutions (Canada) Inc. UNITED STATES 20 CANADA Attachment C-1 SLAs The parties shall include a Service Level for development work no later than [****] after the Schedule Effective Date. Ridge Clearing & Outsourcing Solutions, Broadridge Financial Solutions (Canada) Inc. UNITED STATES 21 CANADA ATTACHMENT D No Warranty and Limitation on Liability Provisions Required by Users of Third Party Data No Warranties EXCEPT IN CONNECTION WITH CONTRACTS OF THIRD PARTY DATA SUPPLIERS WITHOUT CONTRACTUAL RESTRICTIONS SIMILAR TO THOSE BELOW, NO THIRD PARTY DATA SUPPLIERS MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, AS TO MERCHANTABILITY, FITNESS OR ANY OTHER MATTER. Limitation on Liability.

Excuse. Ridge Local Affiliate shall be excused from performing any Service or obligation hereunder, including, without limitation, the attainment of any Service Level, if and to the extent Ridge Local Affiliate’s failure to perform such Service or obligation is caused by Client Local Affiliate’s or its agents’ act or omission, including, without limitation, (a) Client Local Affiliate providing incomplete or inaccurate data, specifications or requirements; and (b) failures, errors or defects in facilities, equipment, materials or other resources provided by Client Local Affiliate, including, without limitation, telecommunications, hardware, infrastructure and network connectivity. Ridge Clearing & Outsourcing Solutions, Inc. 22 UNITED STATES Attachment C-1 SLAs The parties shall include a Service Level for development work no later than [****] after the Schedule Effective Date. Ridge Clearing & Outsourcing Solutions, Inc. 23 UNITED STATES ATTACHMENT D No Warranty and Limitation on Liability Provisions Required by Users of Third Party Data No Warranties EXCEPT IN CONNECTION WITH CONTRACTS OF THIRD PARTY DATA SUPPLIERS WITHOUT CONTRACTUAL RESTRICTIONS SIMILAR TO THOSE BELOW, NO THIRD PARTY DATA SUPPLIERS MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, AS TO MERCHANTABILITY, FITNESS OR ANY OTHER MATTER. Limitation on Liability.

Excuse. Ridge Local Affiliate shall be excused from performing any Service or obligation hereunder, including, without limitation, the attainment of any Service Level, if and to the extent Ridge Local Affiliate’s failure to perform such Service or obligation is caused by Client Local Affiliate’s or its agents’ act or omission, including, without limitation, (a) Client Local Affiliate providing incomplete or inaccurate data, specifications or requirements; and (b) failures, errors or defects in facilities, equipment, materials or other resources provided by Client Local Affiliate, including, without limitation, telecommunications, hardware, infrastructure and network connectivity. Ridge Clearing & Outsourcing Solutions, Inc. Solutions Limited 20 UNITED STATES KINGDOM Attachment C-1 SLAs The parties shall include a Service Level for development work no later than [****] after the Schedule Effective Date. Ridge Clearing & Outsourcing Solutions, Inc. Solutions Limited 21 UNITED STATES KINGDOM ATTACHMENT D No Warranty and Limitation on Liability Provisions Required by Users of Third Party Data No Warranties EXCEPT IN CONNECTION WITH CONTRACTS OF THIRD PARTY DATA SUPPLIERS WITHOUT CONTRACTUAL RESTRICTIONS SIMILAR TO THOSE BELOW, NO THIRD PARTY DATA SUPPLIERS MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, AS TO MERCHANTABILITY, FITNESS OR ANY OTHER MATTER. Limitation on Liability.

Excuse. Ridge Local Affiliate shall be excused from performing any Service or obligation hereunder, including, without limitation, the attainment of any Service Level, if and to the extent Ridge Local Affiliate’s failure to perform such Service or obligation is caused by Client Local Affiliate’s or its agents’ act or omission, including, without limitation, (a) Client Local Affiliate providing incomplete or inaccurate data, specifications or requirements; and (b) failures, errors or defects in facilities, equipment, materials or other resources provided by Client Local Affiliate, including, without limitation, telecommunications, hardware, infrastructure and network connectivity. Ridge Clearing & Outsourcing Solutions, Broadridge Financial Solutions (Canada) Inc. UNITED STATES CANADA Attachment C-1 SLAs The parties shall include a Service Level for development work no later than [****] after the Schedule Effective Date. Ridge Clearing & Outsourcing Solutions, Broadridge Financial Solutions (Canada) Inc. UNITED STATES CANADA ATTACHMENT D No Warranty and Limitation on Liability Provisions Required by Users of Third Party Data No Warranties EXCEPT IN CONNECTION WITH CONTRACTS OF THIRD PARTY DATA SUPPLIERS WITHOUT CONTRACTUAL RESTRICTIONS SIMILAR TO THOSE BELOW, NO THIRD PARTY DATA SUPPLIERS MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, AS TO MERCHANTABILITY, FITNESS OR ANY OTHER MATTER. Limitation on Liability.

Excuse. Ridge Local Affiliate shall be excused from performing any Service or obligation hereunder, including, without limitation, the attainment of any Service Level, if and to the extent Ridge Local Affiliate’s failure to perform such Service or obligation is caused by Client Local Affiliate’s or its agents’ act or omission, including, without limitation, (a) Client Local Affiliate providing incomplete or inaccurate data, specifications or requirements; and (b) failures, errors or defects in facilities, equipment, materials or other resources provided by Client Local Affiliate, including, without limitation, telecommunications, hardware, infrastructure and network connectivity. Ridge Clearing & Outsourcing Solutions, Inc. UNITED STATES Attachment C-1 SLAs The parties shall include a Service Level for development work no later than [****] after the Schedule Effective Date. Ridge Clearing & Outsourcing Solutions, Inc. UNITED STATES ATTACHMENT D No Warranty and Limitation on Liability Provisions Required by Users of Third Party Data No Warranties EXCEPT IN CONNECTION WITH CONTRACTS OF THIRD PARTY DATA SUPPLIERS WITHOUT CONTRACTUAL RESTRICTIONS SIMILAR TO THOSE BELOW, NO THIRD PARTY DATA SUPPLIERS MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, AS TO MERCHANTABILITY, FITNESS OR ANY OTHER MATTER. Limitation on Liability.

Excuse. Ridge Local Affiliate shall be excused from performing any Service or obligation hereunder, including, without limitation, the attainment of any Service Level, if and to the extent Ridge Local Affiliate’s failure to perform such Service or obligation is caused by Client Local Affiliate’s or its agents’ act or omission, including, without limitation, (a) Client Local Affiliate providing incomplete or inaccurate data, specifications or requirements; and (b) failures, errors or defects in facilities, equipment, materials or other resources provided by Client Local Affiliate, including, without limitation, telecommunications, hardware, infrastructure and network connectivity. Ridge Clearing & Outsourcing Solutions, Broadridge Financial Solutions (Canada) Inc. UNITED STATES CANADA Attachment C-1 SLAs The parties shall include a Service Level for development work no later than [****] after the Schedule Effective Date. Ridge Clearing & Outsourcing Solutions, Broadridge Financial Solutions (Canada) Inc. UNITED STATES CANADA ATTACHMENT D No Warranty and Limitation on Liability Provisions Required by Users of Third Party Data No Warranties EXCEPT IN CONNECTION WITH CONTRACTS OF THIRD PARTY DATA SUPPLIERS WITHOUT CONTRACTUAL RESTRICTIONS SIMILAR TO THOSE BELOW, NO THIRD PARTY DATA SUPPLIERS MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, AS TO MERCHANTABILITY, FITNESS OR ANY OTHER MATTER. Limitation on Liability

Excuse. Ridge Local Affiliate shall be excused from performing any Service or obligation hereunder, including, without limitation, the attainment of any Service Level, if and to the extent Ridge Local Affiliate’s failure to perform such Service or obligation is caused by Client Local Affiliate’s or its agents’ act or omission, including, without limitation, (a) Client Local Affiliate providing incomplete or inaccurate data, specifications or requirements; and (b) failures, errors or defects in facilities, equipment, materials or other resources provided by Client Local Affiliate, including, without limitation, telecommunications, hardware, infrastructure and network connectivity. Ridge Clearing & Outsourcing Solutions, Broadridge Financial Solutions (Canada) Inc. UNITED STATES Attachment C-1 SLAs The parties shall include a Service Level for development work no later than [****] after the Schedule Effective Date. Ridge Clearing & Outsourcing Solutions, Broadridge Financial Solutions (Canada) Inc. UNITED STATES ATTACHMENT D No Warranty and Limitation on Liability Provisions Required by Users of Third Party Data No Warranties EXCEPT IN CONNECTION WITH CONTRACTS OF THIRD PARTY DATA SUPPLIERS WITHOUT CONTRACTUAL RESTRICTIONS SIMILAR TO THOSE BELOW, NO THIRD PARTY DATA SUPPLIERS MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, AS TO MERCHANTABILITY, FITNESS OR ANY OTHER MATTER. Limitation on Liability.

Excuse. Ridge Local Affiliate shall be excused from performing any Service or obligation hereunder, including, without limitation, the attainment of any Service Level, if and to the extent Ridge Local Affiliate’s failure to perform such Service or obligation is caused by Client Local Affiliate’s or its agents’ act or omission, including, without limitation, (a) Client Local Affiliate providing incomplete or inaccurate data, specifications or requirements; and (b) failures, errors or defects in facilities, equipment, materials or other resources provided by Client Local Affiliate, including, without limitation, telecommunications, hardware, infrastructure and network connectivity. Ridge Clearing & Outsourcing Solutions, Inc. Solutions Limited UNITED STATES KINGDOM Attachment C-1 SLAs The parties shall include a Service Level for development work no later than [****] after the Schedule Effective Date. Ridge Clearing & Outsourcing Solutions, Inc. Solutions Limited UNITED STATES KINGDOM ATTACHMENT D No Warranty and Limitation on Liability Provisions Required by Users of Third Party Data No Warranties EXCEPT IN CONNECTION WITH CONTRACTS OF THIRD PARTY DATA SUPPLIERS WITHOUT CONTRACTUAL RESTRICTIONS SIMILAR TO THOSE BELOW, NO THIRD PARTY DATA SUPPLIERS MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, AS TO MERCHANTABILITY, FITNESS OR ANY OTHER MATTER. Limitation on Liability