Common use of Execution as Agents Clause in Contracts

Execution as Agents. The Firm shall execute your orders as agents. The Firm will use another dealer, which may include an affiliated dealer, to execute orders. Any executing dealer has the benefit of all the Firm’s rights under this Agreement. The Firm may decline any order or terminate your use of its services at any time and with immediate effect, at its own discretion. It may not be possible to cancel/modify an order after it is submitted. You are responsible for executions of orders that you send to us, notwithstanding a subsequent cancel/modify request. All Transactions are subject to rules and policies of relevant markets and clearinghouses, and applicable laws and regulations.

Appears in 3 contracts

Samples: compliance-documents-public.s3.amazonaws.com, compliance-documents-public.s3.amazonaws.com, Client Account Agreement

AutoNDA by SimpleDocs

Execution as Agents. The Firm shall execute your orders as agents. The Firm will use another dealer, which may include an affiliated dealer, to execute orders. Any executing dealer has the benefit of all the Firm’s 's rights under this Agreement. The Firm may decline any order or terminate your use of its services at any time and with immediate effect, at its own discretion. It may not be possible to cancel/modify an order after it is submitted. You are responsible for executions of orders that you send to us, notwithstanding a subsequent cancel/modify request. All Transactions are subject to rules and policies of relevant markets and clearinghouses, and applicable laws and regulations.

Appears in 1 contract

Samples: compliance-documents-public.s3.amazonaws.com

AutoNDA by SimpleDocs
Time is Money Join Law Insider Premium to draft better contracts faster.