Common use of Execution of Requests Subject to the Limitations in Section I Clause 1 Above Clause in Contracts

Execution of Requests Subject to the Limitations in Section I Clause 1 Above. 1. Access to information held in the files of the requested Exchange will be provided upon the request of the requesting Exchange. 2. The requested Exchange will, in response to a request, interview the persons involved, directly or indirectly, in the activities underlying the request, or holding information that may assist in carrying out the request. In the event an interview is sought, the requesting Exchange, in its discretion, may: (a) request that specific person(s) be interviewed; (b) request that a representative of the requesting Exchange be permitted to be present during such interview(s); (c) supply a list of questions to be asked. (d) specify specific books and records to be inspected in connection with the interview; and (e) provide a description of the specific issues relevant to the requested interview. The requested Exchange also may require the production of other evidence from any other person or persons designated by the requesting Exchange. 3. The interview of persons will be taken in accordance with the rules of the requested Exchange. Any person providing information or evidence as a result of a request made under this Information Sharing Agreement will be entitled to all of the rights and protections of the rules of the requested Exchange. 4. When requested by the requesting Exchange, an inspection or examination will be conducted of the books and records of a Member or other person or entity authorized to do business on the Exchange.

Execution of Requests Subject to the Limitations in Section I Clause 1 Above. 1. Access to information held in the files of the requested Exchange will be provided upon the request of the requesting Exchange. 2. The requested Exchange will, in response to a request, interview the persons involved, directly or indirectly, in the activities underlying the request, or holding information that may assist in carrying out the request. In the event an interview is sought, the requesting Exchange, in its discretion, may: (a) request that specific person(s) be interviewed; (b) request that a representative of the requesting Exchange be permitted to be present during such interview(s); (c) supply a list of questions to be asked. (d) specify specific books and records to be inspected in connection with the interview; andand Portions of this exhibit have been omitted pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. The omissions have been indicated by “[***Redacted***]”, and the omitted text has been filed separately with the Securities and Exchange Commission. (e) provide a description of the specific issues relevant to the requested interview. The requested Exchange also may require the production of other evidence from any other person or persons designated by the requesting Exchange. 3. The interview of persons will be taken in accordance with the rules of the requested Exchange. Any person providing information or evidence as a result of a request made under this Information Sharing Agreement will be entitled to all of the rights and protections of the rules of the requested Exchange. 4. When requested by the requesting Exchange, an inspection or examination will be conducted of the books and records of a Member or other person or entity authorized to do business on the Exchange.