Execution Only Services Sample Clauses

Execution Only Services. 6.6.1 where you instruct us to arrange for the execution of transactions in financial instruments and investments (i.e. you select the financial instrument or investment, rather than it being our recommendation), we will effect these through our appointed Custodian and place your assets in an Execution Only Portfolio. You acknowledge that the decisions made under these arrangements are your sole responsibility and each instruction passed by you will require confirmation of the instruction and investment selected being your responsibility. We shall not provide you with advice on any such proposed transactions. The schedule of fees and charges associated with the operation of such accounts will be disclosed prior to the account being opened. 6.6.2 Where you instruct the purchase of a collective investment fund, we are required to direct you to the fund's key investor information document (KIID) prior to arranging for the execution of the transaction.

Execution Only Services. As a Client of Vivid NL, You invest independently. This means that You give direct Orders to Vivid NL, on your own initiative and without investment advice from Vivid NL. Vivid NL does not assess whether Your Orders are in line with Your personal (financial) situation and investment objectives. This is called ‘Execution Only’ investment services. Vivid NL will only receive and transmit Your Orders to selected executing brokers (Executing Brokers). An Executing Broker will be responsible for the execution of the Orders that it has received from Vivid NL, on a stock exchange or other trading venue (Execution Venue). Your Orders will be executed by the Executing Brokers on Your behalf and for Your risk and account. For the avoidance of doubt, nothing in this Client Agreement is intended to create any legal agreement between You and any of the Executing Brokers. Each Executing Broker will be required to share its order (best) execution policy and procedures with Vivid NL. Vivid NL will monitor the adherence of the Executing Broker executing Your Order(s) to its order (best) execution policy and processes.

Execution Only Services. 26.1. Our Services do not involve executing transactions which we have not advised or recommended that you enter into, or which we carry out for you as discretionary manager.

Execution Only Services. Subject to clause 28.1, we may provide the Services to you in respect of the following types of investments:

Execution Only Services. As a Client of Vivid NL, You invest independently. This means that You give direct Orders to Vivid NL, on your own initiative and without investment advice from Vivid NL. Vivid NL does not assess whether Your Orders are in line with Your personal (financial) situation and investment objectives. This is called ‘Execution Only’ investment services. Vivid NL will only receive and transmit Your Orders to selected executing brokers (Executing Brokers). An Executing Broker will be responsible for the execution of the Orders that it has received from Vivid NL, on a stock exchange or other trading venue (Execution Venue). Your Orders will be executed by the Executing Brokers on Your behalf and for Your risk and account. For the avoidance of doubt, nothing in this Client Agreement is intended to create any legal agreement between You and any of the Executing Brokers. Each Executing Broker will be required to share its order (best) execution policy and procedures with Vivid NL. Vivid NL will monitor the adherence of the Executing Broker executing Your Order(s) to its order (best) execution policy and processes. ,QYHVWP HQWDQG DQFLOODU\ VHUYLFHVDVUHIHUUHG WR LQ $ QQH[ , RI 0 L) ,’ ,,

Execution Only Services. Subject to clause 28.1, we may provide the Services to you in respect of the following types of ivnestments: