Executive Officer or Director. Any (i) person named as an executive officer or director in a U.S. Public Company’s most recent proxy filed with the SEC or in an annual report filed with the SEC on Form 10-K or Form 20-F, (ii) executive officer or director of a foreign company that is registered with the SEC under the 1934 Act, as amended, or (iii) executive officer or director of a Covered Non-Public Company.
Appears in 2 contracts
Sources: Subscription Agreement, Subscription Agreement
Executive Officer or Director. Any (i) person named as an executive officer or director in a U.S. Public Companypublic company’s most recent proxy filed with the SEC or in an annual report filed with the SEC on Form 10-K or Form 20-F, (ii) executive officer or director of a foreign company that is registered with the SEC under the 1934 ’34 Act, as amended, or (iii) executive officer or director of a Covered Noncovered non-Public Companypublic company.
Appears in 2 contracts
Sources: Subscription Agreement, Subscription Agreement (American BriVision (Holding) Corp)
Executive Officer or Director. Any (i) person named as an executive officer or director in a U.S. Public Companypublic company’s most recent proxy filed with the SEC or in an annual report filed with the SEC on Form 10-K or Form 20-F, (ii) executive officer or director of a foreign company that is registered with the SEC under the 1934 ’34 Act, as amended, or (iii) executive officer or director of a Covered Noncovered non-Public Companypublic company. Finder. A person who receives compensation for identifying potential investors in an offering.
Appears in 1 contract