Executive Officers. To the knowledge of the Company, no executive officer of the Company or any Company Subsidiary (i) has been convicted in a criminal proceeding or is a named subject of a pending criminal proceeding (excluding minor traffic violations) or (ii) is or has been subject to any judgment or order of, the subject of any pending civil or administrative action by the Securities and Exchange Commission or any self-regulatory organization.
Appears in 2 contracts
Samples: Merger Agreement (E2open Inc), Agreement and Plan of Reorganization (Twitter, Inc.)
Executive Officers. To the knowledge of the Company, no executive officer of the Company or any Company Subsidiary (i) has been convicted in a criminal proceeding or is a named subject of a pending criminal proceeding (excluding minor traffic violations) or (ii) is or has been subject to any judgment or order of, the subject of any pending civil or administrative action by the Securities and Exchange Commission or any self-regulatory organization.
Appears in 1 contract
Executive Officers. To the knowledge of the Company, no No executive officer of the Company or any Company Subsidiary (i) has been convicted in a criminal proceeding or is a named subject of a pending criminal proceeding (excluding minor traffic violations) or (ii) is or has been subject to any judgment or order of, the subject of any pending civil or administrative action by the Securities and Exchange Commission or any self-regulatory organization.
Appears in 1 contract
Samples: Merger Agreement (Zuora Inc)
Executive Officers. To the knowledge of the Company, no No executive officer of the Company or nor any Company Subsidiary (i) has been convicted in a criminal proceeding or is a named subject of a pending criminal proceeding (excluding minor traffic violations) or (ii) is or has been subject to any judgment or order of, the subject of any pending civil or administrative action by the Securities and Exchange Commission or any self-regulatory organization.
Appears in 1 contract
Samples: Merger Agreement (Proofpoint Inc)
Executive Officers. To the knowledge of the Company, no No executive officer of the Company or any Company Subsidiary (ia) has been convicted in a criminal proceeding or is a named subject of a pending criminal proceeding involving moral turpitude or a felony (excluding minor traffic violationsviolations or DUIs) or (iib) is or has been subject to any judgment or order of, or the subject of any pending civil or administrative action by by, the Securities and Exchange Commission SEC or any self-regulatory organization.
Appears in 1 contract
Samples: Merger Agreement (Proofpoint Inc)
Executive Officers. To the knowledge of the Company, no No executive officer or founder of the Company or any Company Subsidiary (i) has been convicted in a criminal proceeding or is a named subject of a pending criminal proceeding (excluding minor traffic violations) or (ii) is or has been subject to any judgment or order of, the subject of any pending civil or administrative action by the Securities and Exchange Commission SEC or any self-regulatory organization.
Appears in 1 contract
Samples: Merger Agreement (Proofpoint Inc)
Executive Officers. To the knowledge Knowledge of the Company, no executive officer or founder of the Company or any Company Subsidiary (i) has been convicted in a criminal proceeding or is a named subject of a pending criminal proceeding (excluding minor traffic violations) or (ii) is or has been subject to any judgment or order of, the subject of any pending civil or administrative action by the U.S. Securities and Exchange Commission (“SEC”) or any self-regulatory organization.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Oncothyreon Inc.)
Executive Officers. To the knowledge of the Company’s Knowledge, no executive officer of the Company or any Company Subsidiary (ia) has been convicted in a criminal proceeding or is a named subject of a pending criminal proceeding involving moral turpitude or a felony (excluding minor traffic violationsviolations or DUIs) or (iib) is or has been subject to any judgment or order of, or the subject of any pending civil or administrative action by by, the Securities and Exchange Commission or any self-regulatory organization.
Appears in 1 contract
Samples: Merger Agreement (Proofpoint Inc)