Exempt from Registration. Assuming the accuracy of the representations and warranties of Holder in Section 7 hereof, the offer, sale and issuance of the Warrant and the Warrant Stock will be exempt from the registration requirements of the Securities Act pursuant to 506 of Regulation D under the Securities Act and from the registration and qualification requirements of applicable state securities laws. Neither the Company nor any agent on its behalf has solicited or will solicit any offers to sell or has offered to sell or will offer to sell all or any part of Securities to any person or persons so as to bring the sale of such Shares by the Company within the registration provisions of the Securities Act.
Appears in 7 contracts
Samples: Warrant (Mattersight Corp), Warrant Agreement (Irvine Sensors Corp/De/), Warrant (Mattersight Corp)
Exempt from Registration. Assuming the accuracy of the representations and warranties of Holder in Section 7 hereof, the offer, sale and issuance of the Warrant and the Warrant Stock will be exempt from the registration requirements of the Securities Act pursuant to 506 of Regulation D under the Securities Act and from the registration and qualification requirements of applicable state securities laws. Neither the Company nor any agent on its behalf has solicited or will solicit any offers to sell or has offered to sell or will offer to sell all or any part of Securities such securities to any person or persons so as to bring the offer, sale and issuance of such Shares the Warrant or the Warrant Stock by the Company within the registration provisions of the Securities Act.
Appears in 6 contracts
Samples: Warrant (Giga Tronics Inc), Warrant (Giga Tronics Inc), Warrant (Giga Tronics Inc)
Exempt from Registration. Assuming the accuracy of the representations and warranties of Holder in Section 7 hereof, the offer, sale and issuance of the Warrant and the Warrant Stock will be exempt from the registration requirements of the Securities Act pursuant to 506 of Regulation D under the Securities Act and from the registration and qualification requirements of applicable state securities laws. Neither the Company nor any agent on its behalf has solicited or will solicit any offers to sell or has offered to sell or will offer to sell all or any part of Securities to any person or persons so as to bring the sale of such Shares shares of Warrant Stock by the Company within the registration provisions of the Securities Act.
Appears in 4 contracts
Samples: Warrant Agreement (Isc8 Inc. /De), Warrant Agreement (Isc8 Inc. /De), Warrant Agreement (Isc8 Inc. /De)
Exempt from Registration. Assuming the accuracy of the representations and warranties of Holder in Section 7 hereof, the offer, sale and issuance of the Warrant and the Warrant Stock will be exempt from the registration requirements of the Securities Act pursuant to Rule 506 of Regulation D under the Securities Act and from the registration and qualification requirements of applicable state securities laws. Neither the Company nor any agent on its behalf has solicited or will solicit any offers to sell or has offered to sell or will offer to sell all or any part of Securities to any person or persons so as to bring the sale of such Shares by the Company within the registration provisions of the Securities Act.
Appears in 3 contracts
Samples: Warrant Agreement (Cardiovascular Systems Inc), Warrant Agreement (Cardiovascular Systems Inc), Warrant (Cardiovascular Systems Inc)
Exempt from Registration. Assuming the accuracy of the representations and warranties of Holder in Section 7 hereof, the offer, sale and issuance of the Warrant and the Warrant Stock will be exempt from the registration requirements of the Securities Act pursuant to 506 of Regulation D under the Securities Act and from the registration and qualification requirements of applicable state securities laws. Neither the Company nor any agent on its behalf has solicited or will solicit any offers to sell or has offered to sell or will offer to sell all or any part of Securities the Warrant or the Warrant Stock to any person or persons so as to bring the sale of such Shares the same by the Company within the registration provisions of the Securities Act.
Appears in 1 contract
Samples: Warrant (Advanced Photonix Inc)
Exempt from Registration. Assuming the accuracy of the representations and warranties of Holder the Purchaser in Section 7 4 hereof, the offer, sale and issuance of the Warrant Warrants and the Warrant Stock will be exempt from the registration requirements of the Securities Act pursuant to 506 of Regulation D under the Securities Act and from the registration and qualification requirements of applicable state securities laws. Neither the Company nor any agent on its behalf has solicited or will solicit any offers to sell or has offered to sell or will offer to sell all or any part of Securities to any person or persons so as to bring the sale of such Shares by the Company within the registration provisions of the Securities Act.
Appears in 1 contract
Samples: Warrant Purchase Agreement (Composite Technology Corp)