Exemption from Securities Laws. The issuance of New Common Stock, New Warrants and New Senior Secured Notes pursuant to the Plan (including the New Common Stock issued under the Management Equity Plan) shall be exempt from any securities laws registration requirements to the fullest extent permitted by section 1145 of the Bankruptcy Code.
Appears in 2 contracts
Samples: Restructuring Support Agreement (Broadview Networks Holdings Inc), Restructuring Support Agreement (Broadview Networks Holdings Inc)
Exemption from Securities Laws. The issuance of New Common Stock, New Warrants and New Senior Secured Notes Stock pursuant to the Plan (including the New Common Stock issued under the Management Equity Plan) shall be exempt from any securities laws registration requirements to the fullest extent permitted by section 1145 of the Bankruptcy Code.
Appears in 1 contract
Exemption from Securities Laws. The issuance of the New Common Stock, New Warrants Stock and New Senior Secured Third Lien Notes pursuant to the Plan (including the New Common Stock issued under the Management Equity Plan) shall be exempt from any securities laws registration requirements to the fullest extent permitted by section 1145 of the Bankruptcy Code, Section 4(2) of the Securities Act and any other applicable exemptions.
Appears in 1 contract
Samples: Settlement Agreement
Exemption from Securities Laws. The issuance of the New Common Stock, the New Warrants Preferred Stock, and the New Senior Secured Notes Notes, and any other securities pursuant to the Plan (including the New Common Stock issued under the Management Equity Plan) and any subsequent sales, resales, or transfers, or other distributions of any such securities shall be exempt from any federal or state securities laws registration requirements to the fullest extent permitted by section 1145 of the Bankruptcy Code.
Appears in 1 contract
Samples: Loan Agreement (Ener1 Inc)
Exemption from Securities Laws. The issuance of the New Common Stock, the New Warrants Preferred Stock, and the New Senior Secured Notes Notes, and any other securities pursuant to the Plan (including the New Common Stock issued under the Management Equity Plan) and any subsequent sales, resales, or transfers, or other distributions of any such securities shall be exempt from any federal or state securities laws registration requirements to the fullest extent permitted by section Section 1145 of the Bankruptcy Code, or (in the case of the New Notes and New Preferred Stock issued under the Equity Commitment Agreement) Section 4(2) of the Securities of 1933.
Appears in 1 contract
Samples: Loan Agreement (Ener1 Inc)