Common use of Exercise Date Clause in Contracts

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 50 contracts

Samples: Common Stock Purchase Warrant (Selecta Biosciences Inc), Common Stock Purchase Warrant (Werewolf Therapeutics, Inc.), Common Stock Purchase Warrant (Indaptus Therapeutics, Inc.)

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Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 14 contracts

Samples: Common Stock Purchase Warrant (Intercept Pharmaceuticals Inc), Common Stock Purchase Warrant (Intercept Pharmaceuticals Inc), Common Stock Purchase Warrant (Intercept Pharmaceuticals Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 12 contracts

Samples: Common Stock Purchase Warrant (Senesco Technologies Inc), Settlement Agreement (GigOptix, Inc.), Common Stock Purchase Warrant (Senesco Technologies Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 11 contracts

Samples: Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.), License Agreement (Spring Bank Pharmaceuticals, Inc.), Common Stock Purchase Warrant (Apellis Pharmaceuticals, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 9 contracts

Samples: Warrant Agreement (Hybridon Inc), Warrant Agreement (Hybridon Inc), Warrant Agreement (Hybridon Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 7 contracts

Samples: Warrant Agreement (Juhl Energy, Inc), Warrant Agreement (Juhl Energy, Inc), Warrant Agreement (Juhl Energy, Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares Securities shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares Securities represented by such certificates.

Appears in 5 contracts

Samples: Warrant Agreement (BioAmber Inc.), Warrant Agreement (BioAmber Inc.), Warrant Agreement (BioAmber Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to -------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 5 contracts

Samples: Common Stock Purchase Warrant (Senesco Technologies Inc), Common Stock Purchase Warrant (Senesco Technologies Inc), Common Stock Purchase Warrant (Senesco Technologies Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the applicable Purchase Form shall have been surrendered to the Company as provided in subsection Section 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection Section 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 4 contracts

Samples: Warrant Agreement (Vermillion, Inc.), Warrant Agreement (Vermillion, Inc.), Warrant Agreement (Vermillion, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company together with the duly executed purchase form as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Genelabs Technologies Inc /Ca), Securities Purchase Agreement (Genelabs Technologies Inc /Ca), Securities Purchase Agreement (Genelabs Technologies Inc /Ca)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(aSection 3(a) or 1(b3(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 3(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 3 contracts

Samples: Warrant Agreement (Alpharma Inc), Warrant Agreement (Alpharma Inc), Exclusive License Agreement (Alpharma Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a2(a) or 1(b2(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 3 contracts

Samples: Purchase Warrant (Glori Energy Inc.), Common Stock Purchase Warrant (Glori Energy Inc.), Warrant Agreement (Glori Energy Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b2(a) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Glori Energy Inc.), Common Stock Purchase Warrant (Distributed Energy Systems Corp)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a), 1(b) or 1(b1(c) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (BioVex Group, Inc.), Warrant Agreement (BioVex Group, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(bSection 2(a) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Investment Agreement (Transmeridian Exploration Inc), Investment Agreement (Transmeridian Exploration Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Senesco Technologies Inc), Common Stock Purchase Warrant (Senesco Technologies Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been ------------- effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Warrant Agreement (Senesco Technologies Inc), Warrant Agreement (Senesco Technologies Inc)

Exercise Date. Each Subject to Section 1(e) below, each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Preferred Stock Purchase Warrant (Gelesis Inc), Preferred Stock Purchase Warrant (Gelesis Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the purchase form shall have been surrendered delivered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Derma Sciences, Inc.), Warrant Agreement (Derma Sciences, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1 (a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Catabasis Pharmaceuticals Inc), Common Stock Purchase Warrant (Catabasis Pharmaceuticals Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the applicable purchase form shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Vermillion, Inc.), Credit Agreement (Building Materials Holding Corp)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Warrant Agreement (Aastrom Biosciences Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a2(a) or 1(b2(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Novelos Therapeutics, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection Section 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Securities Purchase Agreement (Voxware Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection Sections 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Warrant Agreement (InfoSearch Media, Inc.)

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Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b1(c) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Warrant Agreement (Celcuity Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable in the name of the Registered Holder upon such exercise as provided in subsection 1(d1(c) below and such Registered Holder shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (VeruTEK Technologies, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b2(a) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Warrant Agreement (Cytogen Corp)

Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1(b) or 1(b1(c) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1 (e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Senesco Technologies Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for or book-entry units representing Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificatescertificates or book-entry units.

Appears in 1 contract

Samples: Common Stock Warrant Agreement (Verastem, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a3(a) or 1(b3(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d3(d) below above shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Warrant Agreement (Transmedics Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1(b) or 1(b1(c) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Senesco Technologies Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(aSection 2(a) or 1(b2(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 2(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Stock Purchase Warrant (Cerulean Pharma Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the Company shall have been surrendered to received the Company as provided Purchase Form and the Purchase Price in subsection accordance with Subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Warrant Agreement (Ayala Pharmaceuticals, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”"EXERCISE DATE"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Warrant Agreement (Lakes Entertainment Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Consulting Agreement (Senesco Technologies Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the Company shall have been surrendered to received the Company as provided Purchase Form and the Purchase Price in subsection accordance with Subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection Subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Warrant Agreement (Ayala Pharmaceuticals, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection Section 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Voxware Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person Person or persons Persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Securities Purchase Agreement (22nd Century Group, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1 (a) or 1(b1 (b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Warrant Agreement (Intercept Pharmaceuticals Inc)

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