Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 8 contracts
Samples: Distribution Agreement (ETF Series Solutions), Distribution Agreement (ETF Series Solutions), Distribution Agreement (ETF Series Solutions)
Expedited Advertising Compliance Review. $[ ] for the first 10 [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 [ ] hour initial turnaround. § · $[ ] FINRA filing fee per communication piece for the first 10 [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 5 contracts
Samples: Distribution Agreement (Thompson Im Funds Inc), Distribution Agreement (Thompson Im Funds Inc), Distribution Agreement (Thompson Im Funds Inc)
Expedited Advertising Compliance Review. $[ ] 600 for the first 10 pages (minutes if audio or video); $[ ] 25 per page (minute if audio or video) thereafter, 24 hour initial turnaround. § • $[ ] 600 FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] 50 per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 5 contracts
Samples: Distribution Agreement (Glenmede Fund Inc), Distribution Agreement (Glenmede Portfolios), Distribution Agreement (Glenmede Portfolios)
Expedited Advertising Compliance Review. $[ ] ___ for the first 10 pages (minutes if audio or video); $[ ] ___ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] ___ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] ___ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 5 contracts
Samples: Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Series Portfolios Trust), Distribution Agreement (Series Portfolios Trust)
Expedited Advertising Compliance Review. $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 5 contracts
Samples: Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios)
Expedited Advertising Compliance Review. $[ ] 600 for the first 10 pages (minutes if audio or video); $[ ] per page 25 /page (minute if audio or video) thereafter, 24 hour initial turnaround. § turnaround • $[ ] 600 FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page 50 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 4 contracts
Samples: Distribution Agreement (Alpine Income Trust), Distribution Agreement (Alpine Equity Trust), Distribution Agreement (Alpine Equity Trust)
Expedited Advertising Compliance Review. $[ […] for the first 10 pages (minutes if audio or video); $[ […] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ […] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ […] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 4 contracts
Samples: Distribution Agreement (Managed Portfolio Series), Distribution Agreement (Managed Portfolio Series), Distribution Agreement (Managed Portfolio Series)
Expedited Advertising Compliance Review. $[ [---] for the first 10 pages (minutes if audio or video); $[ [---] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ [---] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ [---] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 4 contracts
Samples: Distribution Agreement (ETF Series Solutions), Distribution Agreement (ETF Series Solutions), Distribution Agreement (ETF Series Solutions)
Expedited Advertising Compliance Review. $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 4 contracts
Samples: Distribution Agreement (Series Portfolios Trust), Distribution Agreement (Appleton Funds), Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. $[ ] ____ for the first 10 pages (minutes if audio or video); $[ ] ____ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] ____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] ____ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 4 contracts
Samples: Distribution Agreement (Trust for Professional Managers), Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios)
Expedited Advertising Compliance Review. $[ ] for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 3 contracts
Samples: Distribution Agreement (FundX Investment Trust), Distribution Agreement (FundX Investment Trust), Distribution Agreement (Professionally Managed Portfolios)
Expedited Advertising Compliance Review. $[ ] ___ for the first 10 pages (minutes if audio or video); $[ ] per page ___ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] ___ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page ___ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 3 contracts
Samples: Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (Trust for Professional Managers)
Expedited Advertising Compliance Review. $[ […] for the first 10 pages (minutes if audio or video); $[ […] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ […] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ […] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 3 contracts
Samples: Distribution Agreement (Managed Portfolio Series), Distribution Agreement (Managed Portfolio Series), Distribution Agreement (Managed Portfolio Series)
Expedited Advertising Compliance Review. $[ ] for the first 10 [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 3 contracts
Samples: Distribution Agreement (ETF Series Solutions), Distribution Agreement (ETF Series Solutions), Distribution Agreement (Brown Advisory Funds)
Expedited Advertising Compliance Review. $[ ] ____ for the first 10 pages (minutes if audio or video); $[ ] 25 per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] ____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] ____ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 2 contracts
Samples: Distribution Agreement (TrimTabs ETF Trust), Distribution Agreement (Trust for Professional Managers)
Expedited Advertising Compliance Review. $[ ] 500 for the first 10 pages (minutes if audio or video); $[ ] per page 25 /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] 600 FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page 50 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 2 contracts
Samples: Distribution Agreement (Academy Funds Trust), Distribution Agreement (Academy Funds Trust)
Expedited Advertising Compliance Review. $[ ] for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 2 contracts
Samples: Distribution Agreement (Advisors Series Trust), Distribution Agreement (Intrepid Capital Management Funds Trust)
Expedited Advertising Compliance Review. $[ [--] for the first 10 pages (minutes if audio or video); $[ [--] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ [--] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ [--] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 2 contracts
Samples: Distribution Agreement (ETF Series Solutions), Distribution Agreement (ETF Series Solutions)
Expedited Advertising Compliance Review. ▪ $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § ▪ $[ ] __ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 2 contracts
Samples: Distribution Agreement (Series Portfolios Trust), Distribution Agreement (Series Portfolios Trust)
Expedited Advertising Compliance Review. $[ ] __ for the first 10 __pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] __per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 2 contracts
Samples: Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. $[ ] __ for the first 10 __ pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter, 24 __ hour initial turnaround. § $[ ] __ FINRA filing fee per communication piece for the first 10 __ pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. ■ $[ ] for the first 10 [ ] pages (minutes if audio or video); $[ ]/page (minute if audio or video) thereafter, [ ] hour initial turnaround. ■ $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Professionally Managed Portfolios)
Expedited Advertising Compliance Review. $[ ] […]for the first 10 pages (minutes if audio or video); $[ ] 25 per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] […]FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] […]per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § • $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter, 24 [ ] hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. ([ ] day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Provident Mutual Funds, Inc.)
Expedited Advertising Compliance Review. $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] per page 25 /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page 50 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. ■ $[ ] ___ for the first 10 pages (minutes if audio or video); $[ ] per page ___ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § ■ $[ ] ___ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page ___ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § · $[ ] __ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] __for the first 10 pages (minutes if audio or video); $[ ] per page 25 /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page 50 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. $[ ] _____ for the first 10 pages (minutes if audio or video); $[ ] _____ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] _____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] _____ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Professional Managers)
Expedited Advertising Compliance Review. $[ ] __ for the first 10 __ pages (minutes if audio or video); $[ ] 25 per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __ FINRA filing fee per communication piece for the first 10 __pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. $[ [---] for the first 10 pages (minutes if audio or video); $[ [---] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA [---]FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ [---] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page 25 /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ [---] for the first 10 pages (minutes if audio or video); $[ [---] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ [---] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ [---] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] for [--]for the first 10 pages (minutes if audio or video); $[ ] per page [--]/page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA [--]FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page [--]/page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] […]for the first 10 pages (minutes if audio or video); $[ ] per page […]/page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] […]FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page […]/page (minute if audio or video) thereafter. FINRA filing fee subject to change. (3 day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] ___for the first 10 pages (minutes if audio or video); $[ ] ___per page (minute if audio or video) thereafter, 24 hour initial turnaround. § · $[ ] ___FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] ___per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Matrix Advisors Funds Trust)
Expedited Advertising Compliance Review. $[ ] ___ for the first 10 pages (minutes if audio or video); $[ ] per page ___/page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] ___ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page ___ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] $ xxx for the first 10 pages (minutes if audio or video); $[ ] per page $ xxx /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] $ xxx FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page $ xxx /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Capital Guardian Funds Trust)
Expedited Advertising Compliance Review. $[ ] _____ for the first 10 pages (minutes if audio or video); $[ ] per page _____ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] _____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page _____ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (3 day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Professional Managers)
Expedited Advertising Compliance Review. $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] per page 25 /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] __per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] __per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. ▪ $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] 25 per page (minute if audio or video) thereafter, 24 24-hour initial turnaround. § ▪ $[ ] __ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] ___ for the first 10 pages (minutes if audio or video); $[ ] per page ___ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] ___ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page ___ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (3 day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] for the first 10 [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 [ ] hour initial turnaround. § $[ ] 600 FINRA filing fee per communication piece for the first 10 [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ […] for the first 10 […] pages (minutes if audio or video); $[ […] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ […] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ […] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (3 day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] 500 for the first 10 pages (minutes if audio or video); $[ ] per page 25 /page (minute if audio or video) thereafter, 24 hour initial turnaround. § • $[ ] 600 FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page 50 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page 50 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Professionally Managed Portfolios)
Expedited Advertising Compliance Review. $[ ] for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter, 24 [ ] hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Professionally Managed Portfolios)
Expedited Advertising Compliance Review. $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] per page 25 /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ […] for the first 10 pages (minutes if audio or video); $[ […] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § · $[ […] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ […] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] __ for the first 10 __ pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __FINRA filing fee per communication piece for the first 10 __ pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] _ for the first 10 pages (minutes if audio or video); $[ ] _ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] _ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] _ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] ____ for the first 10 pages (minutes if audio or video); $[ ] per page ____ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] ____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page ____ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] __ for the first 10 __ pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __ FINRA filing fee per communication piece for the first 10 __pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter. [FINRA filing fee subject to change. .] (3 day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] 25 per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] __for the first 10 pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] 500 for the first 10 pages (minutes if audio or video); $[ ] per page 25 /page (minute if audio or video) thereafter, 24 hour initial turnaround. § · $[ ] 600 FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page 50 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] $ xxxxx for the first 10 pages (minutes if audio or video); $[ ] per page $ xxxxx /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] $ xxxxx FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page $ xxxxx /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] ______ for the first 10 pages (minutes if audio or video); $[ ] per page ______ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] ______ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page ______ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (3 day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter, 24 [ ] hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Professionally Managed Portfolios)
Expedited Advertising Compliance Review. $[ ] __ for the first 10 pages (minutes if audio or video); $[ ] per page __/page (minute if audio or video) thereafter, 24 hour initial turnaround. § §$[ ] __ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page __ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] __ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] __ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. ■ $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § ■ $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
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Expedited Advertising Compliance Review. $[ ] ____ for the first 10 pages (minutes if audio or video); $[ ] ____ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] ____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] 50 per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
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Samples: Distribution Agreement (Allied Asset Advisors Funds)
Expedited Advertising Compliance Review. $[ ] ___ for the first 10 pages (minutes if audio or video); $[ ] per page ___ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] ___ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page ___ /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] for the first 10 [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 [ ] hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] $ for the first 10 pages (minutes if audio or video); $[ ] per page $ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] $ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page $ /page (minute if audio or video) thereafter. [FINRA filing fee subject to change. .] (3 day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication (pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] ]for the first 10 [ ]pages (minutes if audio or video); $[ ] per page ]/page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] ]FINRA filing fee per communication piece for the first 10 [ ]pages (minutes if audio or video); $[ ] per page ]/page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
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Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page 25 /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page 50 /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
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Expedited Advertising Compliance Review. ▪ $[ ] for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter, 24 [ ] hour initial turnaround. § ▪ $[ ] FINRA filing fee per communication piece for the first 10 [ ] pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
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Expedited Advertising Compliance Review. $[ ] 500 for the first 10 pages (minutes if audio or video); $[ ] per page 25 /page (minute if audio or video) thereafter, 24 hour initial turnaround. § • $[ ] 600 FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page 50 /page (minute if audio or video) thereafter. [FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)]
Appears in 1 contract
Samples: Communication Administration Agreement (DoubleLine Income Solutions Fund)
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § · $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page /page (minute if audio or video) thereafter. [FINRA filing fee subject to change. .] (3 day turnaround if accepted by FINRA, FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Samples: Distribution Agreement (Professionally Managed Portfolios)
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] _____ for the first 10 pages (minutes if audio or video); $[ ] per page _____/page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] _____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page _____/page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
Expedited Advertising Compliance Review. $[ ] $ xxx for the first 10 pages (minutes if audio or video); $[ ] per page $ xxx /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] $ xxx FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page xxx /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.)
Appears in 1 contract
