Common use of Expedited Advertising Compliance Review Clause in Contracts

Expedited Advertising Compliance Review. $____ for the first 10 pages (minutes if audio or video); $____ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $____ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) Licensing of Investment Advisor’s Staff § $____ per year per registered representative § Licenses sponsored: Series 6, 7, 24, 26, 63, 66 § All associated FINRA and state fees for registered representatives, including license and renewal fees Marketing Support Services ▪ The design and/ or production of fund fact sheets, commentaries, brochures and other sales support materials – Project priced via proposal Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-xxxxx writers, and public relations firms § Postage, overnight delivery charges § FINRA registration fees and other costs to fulfill regulatory requirements § Travel, lodging, and meals Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). **Subject to annual CPI increase – All Urban Consumers – U.S. City Average Fees are calculated pro rata and billed monthly. Advisor’s signature below acknowledges approval of the fee schedule on this Exhibit B. By: Terra Firma Asset Management LLC Print Name: ________________________________ Title:__________________________________ Date:_________________________

Expedited Advertising Compliance Review. $____ [ ] for the first 10 pages (minutes if audio or video); $____ [ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $____ [ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $____ [ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) The Following are OPTIONAL Services Provided by USBFS upon Client Request Licensing of Investment Advisor’s Staff § $____ [ ] per year per registered representative § Licenses sponsored: Series 6, 7, 24, 26, 27, 63, 66 § All associated FINRA and state fees for registered representatives, including license and renewal fees Marketing Support Services ▪ The design and/ or production of fund fact sheets, commentaries, brochures and other sales support materials – Project priced via proposal Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-xxxxx writers, and public relations firms § Postage, overnight delivery charges § FINRA registration fees and other costs to fulfill regulatory requirements § Travel, lodging, and meals Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). **Subject to annual CPI increase – All Urban Consumers – U.S. City Average Fees are calculated pro rata and billed monthly. Advisor’s signature below acknowledges approval of the fee schedule on this Exhibit B. By: Terra Firma Asset Management LLC Print Name: ________________________________ Title:__________________________________ Date:_________________________

Expedited Advertising Compliance Review. $____ […] for the first 10 pages (minutes if audio or video); $____ […] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $____ […] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $____ […] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) Licensing of Investment Advisor’s Staff § $____ […] per year per registered representative § Licenses sponsoredQuasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $[…] per FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Marketing Support Services ▪ The Fund Fact Sheets § Design – $[…] per fact sheet, includes first production § Production – $[…] per fact sheet per each production period § All printing costs are Miscellaneous expenses in addition to the design and/ or and production of fund fact sheetsfees § Web sites, commentariesthird-party data provider costs, brochures brochures, and other sales support materials – Project priced via Quasar proposal Miscellaneous Expenses All other miscellaneous fees and expensesReasonable Miscellaneous expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of shares, including including, but not limited to the followingto: § Typesetting, will be separately billed as incurred: printing and distribution of prospectuses and shareholder reports § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-xxxxx lxxxx writers, and public relations firms § Postage, overnight delivery charges § FINRA registration fees and other costs to fulfill regulatory requirements § Record retention (Including RR email correspondence if applicable) § Travel, lodging, and meals Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). *** Subject to annual CPI increase – All Urban Consumers – U.S. City Average Average. Fees are calculated pro rata and billed monthly. Advisor’s signature below acknowledges approval of the fee schedule on this Exhibit B. By: Terra Firma Asset Management LLC Print Name: ________________________________ Title:__________________________________ Date:_________________________.

Expedited Advertising Compliance Review. $____ for the first 10 pages (minutes if audio or video); $____ per page /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $____ per page /page (minute if audio or video) thereafter. FINRA filing fee subject to change. (( FINRA filing fee may not apply to all communication pieces.) Licensing of Investment Advisor’s Staff (if desired) § $____ per year /year per registered representative § Licenses sponsoredQuasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $___/FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Marketing Support Services ▪ The Fund Fact Sheets § Design - $___/fact sheet, includes first production § Production - $___ /fact sheet per production period § All printing costs are out-of-pocket expenses in addition to the design and/ or and production of fund fact sheetsfees § Web sites, commentariesthird-party data provider costs, brochures brochures, and other sales support materials – Project priced via Quasar proposal Miscellaneous Out-of-Pocket Expenses All other miscellaneous fees and expensesReasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of shares, including including, but not limited to the followingto: § Typesetting, will be separately billed as incurred: printing and distribution of prospectuses and shareholder reports § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-xxxxx lxxxx writers, and public relations firms § Postage, overnight delivery charges § FINRA registration fees and other costs to fulfill regulatory requirements (Including late U5 charge if applicable) § Record retention (Including RR email correspondence if applicable) § Travel, lodging, and meals Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). **Subject to annual CPI increase – All Urban Consumers – U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Advisor’s signature Signature below acknowledges approval of the fee schedule on this Exhibit B. Sound Point Capital Management, LP By: Terra Firma Asset Management LLC Print Name/s/ Kxxxx Xxxxxxx Printed Name and Title: ________________________________ Title:__________________________________ Kxxxx Xxxxxxx, CCO Date:_________________________: May 22, 2014 Sound Point

Expedited Advertising Compliance Review. $____ 600 for the first 10 pages (minutes if audio or video); $____ 25 per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $____ 600 FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $____ 50 per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) Licensing of Investment Advisor’s Staff § $____ 2,800 per year per registered representative § Licenses sponsored: Series 6, 7, 24, 26, 63, 66 § All associated FINRA and state fees for registered representatives, including license and renewal fees Marketing Support Services ▪ The design and/ or production of fund fact sheets, commentaries, brochures and other sales support materials – Project priced via proposal Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-xxxxx writers, and public relations firms § Postage, overnight delivery charges § FINRA registration fees and other costs to fulfill regulatory requirements § Travel, lodging, and meals Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). **Subject to annual CPI increase – All Urban Consumers – U.S. City Average Fees are calculated pro rata and billed monthly. Advisor’s signature below acknowledges approval of the fee schedule on this Exhibit B. By: Terra Firma Asset Management LLC Print Name: ________________________________ Title:__________________________________ Date:_________________________.

Expedited Advertising Compliance Review. $____ for the first 10 _ pages (minutes if audio or video); $____ per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $____ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) Licensing of Investment Advisor’s Staff § $____ per year per registered representative § Licenses sponsoredQuasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $_ per FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Marketing Support Services ▪ The Fund Fact Sheets § Design – $_ per fact sheet, includes first production § Production – $_ per fact sheet per each production period § All printing costs are Miscellaneous expenses in addition to the design and/ or and production of fund fact sheetsfees § Web sites, commentariesthird-party data provider costs, brochures brochures, and other sales support materials – Project priced via Quasar proposal Chief Compliance Officer Support Fee* § $_ per year per fund complex Miscellaneous Expenses All other miscellaneous fees and expensesReasonable Miscellaneous expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of shares, including including, but not limited to the followingto: § Typesetting, will be separately billed as incurred: printing and distribution of prospectuses and shareholder reports § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-xxxxx writers, and public relations firms § Postage, overnight delivery charges § FINRA registration fees and other costs to fulfill regulatory requirements § Record retention (Including RR email correspondence if applicable) § Travel, lodging, and meals Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). **Subject to annual CPI increase – All Urban Consumers – U.S. City Average Fees are calculated pro rata and billed monthly. Advisor’s signature below acknowledges approval of the fee schedule on this Exhibit B. By: Terra Firma Asset Management LLC Print Name: ________________________________ Title:__________________________________ Date:_________________________.